Hedge Fund Database

DEW WEALTH MANAGEMENT

DEW WEALTH MANAGEMENT, LLC Legal Name

Adviser information for DEW WEALTH MANAGEMENT last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 31
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 20
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 112 $109.5M
Non-Discretionary 399 $184.4M
Total 511 $293.9M

Clients

Type Number RAUM
Individuals 64 $18.2M
HNW Individuals 131 $275.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $42,363
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 130
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed feesCommissionsPERCENTAGE RETIREMENT PLAN ASSETS UNDER ADVISEMENT
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 249.4M
Both for Same 0
Portfolio Manager to Program Sponsor
ASSETMARK WRAP FEE PLATFORM ASSETMARK, INC.

Identifiers

SEC RIA File Number 801-108014
SEC ERA File Number 801-108014
SEC CIK Numbers None
SEC CRD Numbers 114148
Legal Entity Identifier None

Principal Office

8888 E. RAINTREE DRIVE
SUITE 110
SCOTTSDALE
AZ
United States
Monday - Friday, M-TH 8:30AM - 4:30PM; FRIDAY 8:30AM - 3:30PM
Tel: 480-614-9119, Fax: 480-614-2288

Websites

www.linkedin.com/company/dew-wealth-management/ www.dewwealth.com www.youtube.com/@dewwealth

Chief Compliance Officer

JAMES DEW
CHIEF EXECUTIVE OFFICER
8888 E. RAINTREE DRIVE
SUITE 110
SCOTTSDALE
AZ
United States
Tel: 480-614-9119
Fax: 480-614-2288
(Full email address available in API data)

Regulatory Contact

RACHEL MEEMKEN
DIRECTOR OF CLIENT SERVICES
8888 E. RAINTREE DRIVE
SUITE 110
SCOTTSDALE
AZ
United States
Tel: 480-614-9119
Fax: 480-614-2288
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DEW, JAMES, PATRICK Individual – CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER 07/1999 < 5%
DEW, MIMI, MICHELLE Individual – PRESIDENT 01/2017 < 5%
Keffeler, Bryce, Thomas Individual – MANAGING PARTNER 11/2022 < 5%
DEW HOLDINGS, INC. Domestic Entity – MEMBER 11/2022 > 75%
NAVA, ALEX, EDWARD Individual DEW HOLDINGS, INC. DIRECTOR 11/2022
Keffeler, Bryce, Thomas Individual DEW HOLDINGS, INC. DIRECTOR 11/2022
O'DELL, JUDITH, HEIM Individual DEW HOLDINGS, INC. TRUSTEE 11/2022
DEW, MIMI, MICHELLE Individual DEW HOLDINGS, INC. DIRECTOR 11/2022
DEW, JAMES, PATRICK Individual DEW HOLDINGS, INC. DIRECTOR 11/2022
CRAWFORD, JUSTIN, EMERSON Individual – CHIEF OPERATING OFFICER 07/2022 < 5%

No. Employees, Historic

4020020192020202120222023202420255 on 8/20/20195 on 1/13/20206 on 3/27/20206 on 5/11/20206 on 6/25/20206 on 6/26/20206 on 8/12/20206 on 9/14/20206 on 9/15/20206 on 9/17/20206 on 10/23/202010 on 3/9/202110 on 3/11/202110 on 5/5/202110 on 7/26/202110 on 9/8/202110 on 9/21/202110 on 9/22/202110 on 1/3/202210 on 1/4/202210 on 1/12/202213 on 3/4/202213 on 3/7/202213 on 3/8/202213 on 3/8/202213 on 5/23/202213 on 5/27/202213 on 6/15/202213 on 6/16/202213 on 6/16/202213 on 7/5/202213 on 7/12/202213 on 7/26/202213 on 8/1/202213 on 8/16/202213 on 8/17/202213 on 8/17/202213 on 8/25/202213 on 8/26/202213 on 11/18/202213 on 11/18/202213 on 12/7/202213 on 1/4/202313 on 1/5/202313 on 1/20/202313 on 1/23/202313 on 2/24/202328 on 3/30/202328 on 3/31/202328 on 5/15/202328 on 5/17/202328 on 9/7/202328 on 10/27/202328 on 10/30/202328 on 11/17/202328 on 11/20/202328 on 12/5/202328 on 12/6/202328 on 12/7/202328 on 12/14/202328 on 1/12/202428 on 1/15/202428 on 1/31/202431 on 2/28/202431 on 2/29/202431 on 3/21/202431 on 3/25/2024

RAUM, Historic

300M150M02019202020212022202320242025137543277 on 8/20/2019137543277 on 1/13/2020161328761 on 3/27/2020161328761 on 5/11/2020161328761 on 6/25/2020161328761 on 6/26/2020161328761 on 8/12/2020161328761 on 9/14/2020161328761 on 9/15/2020161328761 on 9/17/2020161328761 on 10/23/2020178430906 on 3/9/2021178430906 on 3/11/2021178430906 on 5/5/2021178430906 on 7/26/2021178430906 on 9/8/2021178430906 on 9/21/2021178430906 on 9/22/2021178430906 on 1/3/2022178430906 on 1/4/2022178430906 on 1/12/2022242339128 on 3/4/2022242339128 on 3/7/2022242339128 on 3/8/2022242339128 on 3/8/2022242339128 on 5/23/2022242339128 on 5/27/2022242339128 on 6/15/2022242339128 on 6/16/2022242339128 on 6/16/2022242339128 on 7/5/2022242339128 on 7/12/2022242339128 on 7/26/2022242339128 on 8/1/2022242339128 on 8/16/2022242339128 on 8/17/2022242339128 on 8/17/2022242339128 on 8/25/2022242339128 on 8/26/2022242339128 on 11/18/2022242339128 on 11/18/2022242339128 on 12/7/2022242339128 on 1/4/2023242339128 on 1/5/2023242339128 on 1/20/2023242339128 on 1/23/2023242339128 on 2/24/2023250583013 on 3/30/2023250583013 on 3/31/2023250583013 on 5/15/2023250583013 on 5/17/2023250583013 on 9/7/2023250583013 on 10/27/2023250583013 on 10/30/2023250583013 on 11/17/2023250583013 on 11/20/2023250583013 on 12/5/2023250583013 on 12/6/2023250583013 on 12/7/2023250583013 on 12/14/2023250583013 on 1/12/2024250583013 on 1/15/2024250583013 on 1/31/2024293870662 on 2/28/2024293870662 on 2/29/2024293870662 on 3/21/2024293870662 on 3/25/2024

No. Clients, Historic

20010002019202020212022202320242025144 on 8/20/2019144 on 1/13/2020144 on 3/27/2020144 on 5/11/2020144 on 6/25/2020144 on 6/26/2020144 on 8/12/2020144 on 9/14/2020144 on 9/15/2020144 on 9/17/2020144 on 10/23/2020154 on 3/9/2021154 on 3/11/2021154 on 5/5/2021154 on 7/26/2021154 on 9/8/2021154 on 9/21/2021154 on 9/22/2021154 on 1/3/2022154 on 1/4/2022154 on 1/12/2022167 on 3/4/2022167 on 3/7/2022167 on 3/8/2022167 on 3/8/2022167 on 5/23/2022167 on 5/27/2022167 on 6/15/2022167 on 6/16/2022167 on 6/16/2022167 on 7/5/2022167 on 7/12/2022167 on 7/26/2022167 on 8/1/2022167 on 8/16/2022167 on 8/17/2022167 on 8/17/2022167 on 8/25/2022167 on 8/26/2022167 on 11/18/2022167 on 11/18/2022167 on 12/7/2022167 on 1/4/2023167 on 1/5/2023167 on 1/20/2023167 on 1/23/2023167 on 2/24/2023188 on 3/30/2023188 on 3/31/2023188 on 5/15/2023188 on 5/17/2023188 on 9/7/2023188 on 10/27/2023188 on 10/30/2023188 on 11/17/2023188 on 11/20/2023188 on 12/5/2023188 on 12/6/2023188 on 12/7/2023188 on 12/14/2023188 on 1/12/2024188 on 1/15/2024188 on 1/31/2024195 on 2/28/2024195 on 2/29/2024195 on 3/21/2024195 on 3/25/2024