ROCK HILL CAPITAL
ROCK HILL CAPITAL GROUP, LLC Legal Name
Adviser information for ROCK HILL CAPITAL last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $202.4M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $202.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $202.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesCOST REIMBURSEMENT, DEAL ACQUISITION FEES |
Identifiers
| SEC RIA File Number | 801-108029 |
|---|---|
| SEC ERA File Number | 801-108029 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163129 |
| Legal Entity Identifier | None |
Principal Office
3737 BUFFALO SPEEDWAYSUITE 1800
HOUSTON
TX
United States
Monday - Friday, 8:30AM - 5:00PM (CT)
Tel: 713-715-7510, Fax: 713-715-7520
Chief Compliance Officer
RYAN SHELTON
MANAGING DIRECTOR
3737 BUFFALO SPEEDWAY
SUITE 1800
HOUSTON
TX
United States
Tel:
713-715-7512
R*******@**************M
(Full email address available in API data)
Regulatory Contact
RANDALL B HALE
FOUNDER & MANAGING DIRECTOR
3737 BUFFALO SPEEDWAY
SUITE 1800
HOUSTON
TX
United States
Tel:
713-715-7510
Fax:
713-715-7520
R****@**************M
(Full email address available in API data)
Industry Affiliates
| ROCK HILL CAPITAL I, GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROCK HILL CAPITAL II, GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROCK HILL CAPITAL III, GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ROCK HILL CAPITAL I, LP | Private Equity Fund | $8.4M | $0.3M | 31 |
| ROCK HILL CAPITAL II, LP | Private Equity Fund | $52.0M | $0.3M | 66 |
| ROCK HILL CAPITAL III, LP | Private Equity Fund | $141.9M | $0.3M | 86 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HALE, RANDALL, BAKER | Individual | – | MANAGING MEMBER | 09/2007 | 50-75% |
| SHELTON, RYAN, WAYNE | Individual | – | MANAGER / CHIEF COMPLIANCE OFFICER | 02/2008 | 25-50% |