Hedge Fund Database

MGO PRIVATE WEALTH, LLC

Adviser information for MGO PRIVATE WEALTH, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 7

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 283 $217.8M
Non-Discretionary 58 $69.7M
Total 341 $287.5M

Clients

Type Number RAUM
Individuals 118 $25.9M
HNW Individuals 44 $204.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $46.5M
Charitable organizations <5 $10.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $234,393
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMPerformance-based fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-108057
SEC ERA File Number 801-108057
SEC CIK Numbers 1952532
SEC CRD Numbers 283909
Legal Entity Identifier None

Principal Office

111 PACIFICA
SUITE 300
IRVINE
CA
United States
Monday - Friday, 8:00 AM - 3:30 PM
Tel: (949) 207-3241, Fax: 949-207-3240

Websites

mgoprivatewealth.com/ www.linkedin.com/company/mgo-wealth-advisors/

Chief Compliance Officer

CHARLES YOUNG
111 PACIFICA
SUITE 300
IRVINE
CA
United States
Tel: (415) 407-8166
(Full email address available in API data)

Regulatory Contact

ROBERT ROMAN
CEO
111 PACIFICA
STE 300
IRVINE
CA
United States
Tel: 949-207-3241
Fax: 949-207-3240
(Full email address available in API data)

Industry Affiliates

MACIAS GINI & O'CONNELL LLP Accountant or accounting firm
MGO INSURANCE SERVICES Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ROMAN, LLC Domestic Entity – MEMBER 05/2016 10-25%
MGO GROUP, LLC Domestic Entity – MANAGING MEMBER 04/2016 > 75%
O'CONNELL, KEVIN, JAMES Individual MGO GROUP, LLC MEMBER 04/2016 25-50%
ROMAN, ROBERTO Individual – CHIEF EXECUTIVE OFFICER 05/2016 < 5%
PON, CYNTHIA Individual – CHIEF FINANCIAL OFFICER 09/2016 < 5%
YOUNG, CHARLES, CHI Individual – CHIEF COMPLIANCE OFFICER 07/2023 < 5%

No. Employees, Historic

201002020202120222023202420256 on 3/10/20206 on 6/2/20206 on 6/17/20206 on 7/1/20206 on 7/20/20206 on 8/24/20204 on 3/16/20214 on 3/22/20229 on 3/31/20229 on 4/1/20229 on 4/1/20229 on 4/7/20229 on 11/29/20229 on 1/4/202317 on 3/2/202317 on 4/25/202317 on 8/15/202317 on 11/2/20236 on 3/21/2024

RAUM, Historic

400M200M0202020212022202320242025220210349 on 3/10/2020220210349 on 6/2/2020220210349 on 6/17/2020220210349 on 7/1/2020220210349 on 7/20/2020220210349 on 8/24/2020270819238 on 3/16/2021270819238 on 3/22/2022347334516 on 3/31/2022347334516 on 4/1/2022347334516 on 4/1/2022347334516 on 4/7/2022347334516 on 11/29/2022347334516 on 1/4/2023375624881 on 3/2/2023375624881 on 4/25/2023375624881 on 8/15/2023375624881 on 11/2/2023287522130 on 3/21/2024

No. Clients, Historic

6003000202020212022202320242025230 on 3/10/2020230 on 6/2/2020230 on 6/17/2020230 on 7/1/2020230 on 7/20/2020230 on 8/24/2020278 on 3/16/2021278 on 3/22/2022522 on 3/31/2022522 on 4/1/2022522 on 4/1/2022522 on 4/7/2022522 on 11/29/2022522 on 1/4/2023544 on 3/2/2023544 on 4/25/2023544 on 8/15/2023544 on 11/2/2023162 on 3/21/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 224K 2K –
ALPHABET INC CAP STK CL A 2M 9K –
ALPHABET INC CAP STK CL C 481K 3K –
AMAZON COM INC COM 3M 16K –
AMPHENOL CORP NEW CL A 202K 3K –
APPLE INC COM 6M 26K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 934K 2K –
BLACKSTONE SECD LENDING FD COMMON STOCK 3M 111K –
BROADCOM INC COM 376K 234 –
COSTCO WHSL CORP NEW COM 817K 961 –
CROWDSTRIKE HLDGS INC CL A 850K 2K –
DANAHER CORPORATION COM 287K 1K –
DISNEY WALT CO COM 728K 7K –
DRAFTKINGS INC NEW COM CL A 226K 6K –
GLOBAL X FDS US INFR DEV ETF 3M 87K –
GLOBAL X FDS GLB X MLP ENRG I 737K 14K –
GLOBAL X FDS GLOBAL X URANIUM 665K 23K –
HOME DEPOT INC COM 526K 2K –
INTUIT COM 212K 322 –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 197K 14K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 237K 4K –
INVESCO QQQ TR UNIT SER 1 453K 945 –
ISHARES INC MSCI CDA ETF 1M 39K –
ISHARES INC CORE MSCI EMKT 2M 32K –
ISHARES TR 0-5YR HI YL CP 274K 7K –
ISHARES TR CORE MSCI EURO 2M 34K –
ISHARES TR MSCI INTL QUALTY 210K 5K –
ISHARES TR ISHS 5-10YR INVT 344K 7K –
ISHARES TR GL CLEAN ENE ETF 146K 11K –
ISHARES TR GLOBAL ENERG ETF 267K 6K –
ISHARES TR CORE S&P MCP ETF 381K 7K –
ISHARES TR CORE S&P SCP ETF 394K 4K –
ISHARES TR 7-10 YR TRSY BD 232K 2K –
ISHARES TR CORE US AGGBD ET 10M 108K –
ISHARES TR TIPS BD ETF 303K 3K –
JPMORGAN CHASE & CO. COM 425K 2K –
LINDE PLC SHS 240K 546 –
MASTERCARD INCORPORATED CL A 599K 1K –
META PLATFORMS INC CL A 431K 855 –
MICROSOFT CORP COM 2M 5K –
NETFLIX INC COM 214K 317 –
NVIDIA CORPORATION COM 1M 10K –
PROCTER AND GAMBLE CO COM 351K 2K –
S&P GLOBAL INC COM 228K 511 –
SELECT SECTOR SPDR TR ENERGY 2M 24K –
SELECT SECTOR SPDR TR INDL 273K 2K –
SPDR S&P 500 ETF TR TR UNIT 7M 13K –
SPDR SER TR BLOOMBERG 1-3 MO 813K 9K –
SPDR SER TR PORTFOLIO INTRMD 2M 52K –
SPDR SER TR S&P BIOTECH 231K 2K –
SPDR SER TR PRTFLO S&P500 HI 562K 14K –
SPDR SER TR PORTFLI HIGH YLD 399K 17K –
THERMO FISHER SCIENTIFIC INC COM 283K 511 –
TJX COS INC NEW COM 275K 2K –
UNITEDHEALTH GROUP INC COM 324K 637 –
VANECK ETF TRUST AGRIBUSINESS ETF 954K 14K –
VANGUARD BD INDEX FDS SHORT TRM BOND 699K 9K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 10M 142K –
VANGUARD INDEX FDS S&P 500 ETF SHS 25M 50K –
VANGUARD INDEX FDS VALUE ETF 5M 34K –
VANGUARD INDEX FDS MID CAP ETF 3M 12K –
VANGUARD INDEX FDS SM CP VAL ETF 1M 7K –
VANGUARD INDEX FDS REAL ESTATE ETF 383K 5K –
VANGUARD INDEX FDS SMALL CP ETF 971K 4K –
VANGUARD INDEX FDS GROWTH ETF 7M 19K –
VANGUARD INDEX FDS SML CP GRW ETF 1M 5K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 7M 98K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 5M 114K –
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 6M 78K –
VANGUARD MALVERN FDS STRM INFPROIDX 742K 15K –
VANGUARD MUN BD FDS TAX EXEMPT BD 3M 67K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 622K 8K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 11M 193K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 225K 4K –
VANGUARD WELLINGTON FD SHORT TRM TAX EX 1M 13K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 474K 4K –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 1M 23K –
VERISK ANALYTICS INC COM 202K 749 –
VISA INC COM CL A 694K 3K –
WALMART INC COM 295K 4K –
WISDOMTREE TR US TOTAL DIVIDND 1M 20K –
ZOETIS INC CL A 513K 3K –