MALABAR INVESTMENTS, LLC
Adviser information for MALABAR INVESTMENTS, LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPERFORMANCE-BASED ALLOCATIONS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-108060 |
|---|---|
| SEC ERA File Number | 801-108060 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168091 |
| Legal Entity Identifier | 984500D1B8913CCDAF63 |
Principal Office
C/O HOLDING CAPITAL GROUP INC.104 WEST 40TH STREET, 19TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 - 5
Tel: 212-486-6670, Fax: 212-486-0843
Websites
Chief Compliance Officer
KATHRYN BELLER
6737 ROUTE 55
WINGDALE
NY
United States
Tel:
845-270-9025
K******@************************M
(Full email address available in API data)
Industry Affiliates
| DARJEELING CAPITAL MANAGERS LLP | Other investment adviser, including financial planners |
| KATHRYN BELLER PROFESSIONAL CORPORATION | Lawyer or law firm |
| MALABAR FUND MANAGERS LLP | Other investment adviser, including financial planners |
| MALABAR INVESTMENT ADVISORS PRIVATE LIMITED | Other investment adviser, including financial planners |
| S A GAMEZ EVOLUTION LLP | Other investment adviser, including financial planners |
| SAA SOUNDZ EVOLUTION LLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MALABAR INDIA FUND LTD. | Hedge Fund | $849.3M | $0.3M | 12 |
| MALABAR INDIA FUND, LP | Hedge Fund | $626.3M | $0.3M | 73 |
| MALABAR SELECT FUND | Hedge Fund | $217.9M | $0.3M | 8 |
| MALABAR SELECT FUND LP | Hedge Fund | $149.2M | $0.3M | 20 |
| MALABAR SP1, LLC | SPECIAL PURPOSE VEHICLE | $9.4M | $0.0M | 44 |
| MALABAR SP2, LLC | SPECIAL PURPOSE VEHICLE | $2.6M | $0.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLDING CAPITAL ASSET MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 08/2008 | 5-10% |
| RDA VENTURES, LLC | Domestic Entity | – | MEMBER | 08/2008 | 5-10% |
| OPPENHEIMER-CLOSE INVESTMENT PARTNERSHIP LP | Domestic Entity | – | MEMBER | 05/2012 | < 5% |
| P. OPPENHEIMER INVESTMENT PARTNERSHIP LP | Domestic Entity | – | MEMBER | 05/2012 | < 5% |
| LEISCHNER, STEVEN | Individual | – | MANAGER | 08/2008 | < 5% |
| NAGAR, SUMEET | Individual | – | MEMBER | 08/2008 | 25-50% |
| MANSUKHANI, AKSHAY, VIJAY | Individual | – | MEMBER | 12/2009 | 25-50% |
| VALUE FUNDS LIMITED | Foreign Entity | – | MEMBER | 08/2008 | 5-10% |
| SPENCER, MARY, MCLAUGHLIN | Individual | HOLDING CAPITAL ASSET MANAGEMENT, LLC | MEMBER | 03/2004 | > 75% |
| OPPENHEIMER, CARL, KIRBY | Individual | – | MANAGER | 05/2012 | < 5% |
| OPPENHEIMER, CARL, KIRBY | Individual | OPPENHEIMER-CLOSE INVESTMENT PARTNERSHIP LP | PARTNER | 05/2012 | 25-50% |
| OPPENHEIMER, CARL, KIRBY | Individual | P. OPPENHEIMER INVESTMENT PARTNERSHIP LP | PARTNER | 05/2012 | 25-50% |
| GULATI, ASHISH | Individual | – | MEMBER | 07/2013 | < 5% |
| BELLER, KATHRYN, PAYNE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2016 | < 5% |
| BROSER, DAVID, JAY | Individual | RDA VENTURES, LLC | MEMBER | 02/2000 | > 75% |
| VALUE PARTNERS GROUP LIMITED | Foreign Entity | VALUE FUNDS LIMITED | SHAREHOLDER | 05/2004 | > 75% |
| NANWANI, RAVI | Individual | – | MANAGER | 06/2016 | < 5% |
| NG, NIKITA, CHUK FA | Individual | – | MANAGER | 09/2022 | < 5% |