RM ADVISER, LLC
Adviser information for RM ADVISER, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $175.1M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $175.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $175.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesASSET MANAGEMENT FEES MANAGING REAL ESTATE; DUE DILIGENCE FEES |
Identifiers
| SEC RIA File Number | 801-108063 |
|---|---|
| SEC ERA File Number | 801-108063 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283877 |
| Legal Entity Identifier | None |
Principal Office
6844 SUNRISE COURTCORAL GABLES
FL
United States
Monday - Friday, 9 AM - 6 PM
Tel: 310-907-7129, Fax: None
Chief Compliance Officer
TARA HORNE
2248 PINEHILLS ROAD
RENO
NV
United States
Tel:
212-751-4422
T*********@*************M
(Full email address available in API data)
Regulatory Contact
AL TIERNEY
GENERAL COUNSEL
10573 W PICO BLVD
#603
LOS ANGELES
CA
United States
Tel:
424-325-5185
A*********@**************M
(Full email address available in API data)
Industry Affiliates
| REALTY MOGUL COMMERCIAL CAPITAL, CO. | Real estate broker or dealer |
| RM COMMUNITIES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RM MANAGER, LLC | Other investment adviser, including financial planners |
| RM SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RM SPONSOR, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REALTY MOGUL, CO. | Domestic Entity | – | SOLE MEMBER | 03/2015 | > 75% |
| Helman, Jilliene, Paige | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2015 | < 5% |
| LEVY, ERIC | Individual | – | VICE PRESIDENT, PORTFOLIO MANAGER | 01/2019 | < 5% |
| CANAAN IX, LP | Domestic Entity | REALTY MOGUL, CO. | DIRECT OWNER | 03/2014 | 25-50% |
| MOCLAIR, KEVIN, PATRICK | Individual | – | CHIEF ACCOUNTING OFFICER | 02/2022 | < 5% |
| HORNE, TARA, NICHOLE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |