GOBI CAPITAL LLC

Adviser information for GOBI CAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8 $2.1B
Non-Discretionary 0 $0
Total 8 $2.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 7 $1.9B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $228.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 63

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-108076
SEC ERA File Number 801-108076
SEC CIK Numbers 1698060
SEC CRD Numbers 151427
Legal Entity Identifier None

Principal Office

909 MONTGOMERY STREET
SUITE 400
SAN FRANCISCO
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 415-288-7288, Fax: None

Chief Compliance Officer

STEVEN YU-CHIEH CHEN
CHIEF FINANCIAL OFFICER
909 MONTGOMERY STREET
SUITE 400
SAN FRANCISCO
CA
United States
Tel: 415-288-7288
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
DRUID INVESTMENT PARTNERS LP Hedge Fund $199.7M $1.0M 3
GOBI CONCENTRATED MASTER FUND LTD. Hedge Fund $837.4M $1.0M 58
GOBI MASTER FUND LTD. Hedge Fund $844.6M $1.0M 160

Control Persons

Name Type Entity Title Since Ownership
SHAN, BO, LEILEI Individual MANAGING MEMBER 08/2009 > 75%
CHEN, STEVEN, YU-CHIEH Individual CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER 01/2016 < 5%

No. Employees, Historic

10502020202120222023202420254 on 3/24/20204 on 3/15/20214 on 3/22/20224 on 3/28/20234 on 3/28/20234 on 6/7/20234 on 3/28/2024

RAUM, Historic

3B2B02020202120222023202420251277574202 on 3/24/20201844604094 on 3/15/20212713390826 on 3/22/20221689946862 on 3/28/20231689946862 on 3/28/20231689946862 on 6/7/20232109919167 on 3/28/2024

No. Clients, Historic

10502020202120222023202420258 on 3/24/20208 on 3/15/20218 on 3/22/20228 on 3/28/20238 on 3/28/20238 on 6/7/20238 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 247M 1M
COPART INC COM 187M 3M
CREDIT ACCEP CORP MICH COM 193M 375K
EPLUS INC COM 82M 1M
FIRST CTZNS BANCSHARES INC N CL A 48M 29K
HCA HEALTHCARE INC COM 94M 292K
HEICO CORP NEW CL A 117M 658K
KAROOOOO LTD ORD SHS 64M 2M
META PLATFORMS INC CL A 391M 775K
NETFLIX INC COM 156M 231K