THREE BEARINGS FIDUCIARY ADVISORS, INC.
Adviser information for THREE BEARINGS FIDUCIARY ADVISORS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 461 | $270.1M |
| Non-Discretionary | 39 | $16.4M |
| Total | 500 | $286.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 78 | $15.4M |
| HNW Individuals | 68 | $151.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | 37 | $118.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 23 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPORTFOLIO SERVICES FOR MUNICIPALITIES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | TAX PREPARATION |
Identifiers
| SEC RIA File Number | 801-108079 |
|---|---|
| SEC ERA File Number | 801-108079 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283926 |
| Legal Entity Identifier | None |
Principal Office
380 LAFAYETTE ROAD UNIT DHAMPTON
NH
United States
Monday - Friday, 9-5
Tel: 603-926-1775, Fax: 603-926-1249
Chief Compliance Officer
DAVID MAYES
PRESIDENT
380 LAFAYETTE ROAD UNIT D
HAMPTON
NH
United States
Tel:
603-926-1775
Fax:
603-926-1249
D****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAYES, DAVID, THOMAS | Individual | THE DAVID T. MAYES REVOCABLE LIVING TRUST | TRUSTEE | 03/2016 | |
| MAYES, DAVID, THOMAS | Individual | – | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | 03/2016 | < 5% |
| THE DAVID T. MAYES REVOCABLE LIVING TRUST | Domestic Entity | – | OWNER | 03/2016 | > 75% |