INVEX ADVISORS LLC
Adviser information for INVEX ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 65 | $534.7M |
| Non-Discretionary | 0 | $0 |
| Total | 65 | $534.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $111,000 |
| HNW Individuals | 23 | $139.6M |
| Banking or thrift institutions | 7 | $70.8M |
| Investment companies | 4 | $172.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $43.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $108.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 65 |
| No. of Non-U.S. Clients | 69 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesAN OPEN-END FUND INCORPORATED IN THE CAYMAN ISLANDS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108084 |
|---|---|
| SEC ERA File Number | 801-108084 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164519 |
| Legal Entity Identifier | None |
Principal Office
2 ALHAMBRA PLAZASTE. PH II
CORAL GABLES
FL
United States
Monday - Friday, 08:00 AM TO 05:00 PM
Tel: 786-425-1717, Fax: 786-425-1718
Chief Compliance Officer
CARLOS BARRIENTOS
2 ALHAMBRA PLAZA
SUITE PH II
CORAL GABLES
FL
United States
Tel:
786-425-1717
Fax:
786-425-1718
C**********@***************S
(Full email address available in API data)
Regulatory Contact
GERARDO REYES RETANA
PRESIDENT
2 ALHAMBRA PLAZA
SUITE PH II
CORAL GABLES
FL
United States
Tel:
786-425-1717
Fax:
786-425-1718
G***********@*******S
(Full email address available in API data)
Industry Affiliates
| INVEX NEXT, LLC | Other investment adviser, including financial planners |
| INVEX, LLC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INVEX GLOBAL OPPORTUNITIES | SEGREGATED PORTFOLIO | $103.0M | $1.0M | 402 |
| INVEX INCOME FUND | SEGREGATED PORTFOLIO | $22.3M | $0.1M | 248 |
| INVEX SHORT DURATION STRATEGY | SEGREGATED PORTFOLIO | $46.2M | $0.1M | 352 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVEX HOLDINGS, INC | Domestic Entity | – | MEMBER | 03/2017 | > 75% |
| BARRIENTOS SERRANO, CARLOS | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2012 | < 5% |
| REYES RETANA HIGUERA, GERARDO | Individual | – | PRESIDENT | 05/2012 | < 5% |
| INVEX CONTROLADORA S.A.B. DE C.V. | Foreign Entity | INVEX HOLDINGS, INC | SHAREHOLDER | 02/2017 | > 75% |