ROCKTOP PARTNERS, LLC
Adviser information for ROCKTOP PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 2 | $260.5M |
| Total | 2 | $260.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $260.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108086 |
|---|---|
| SEC ERA File Number | 801-108086 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283846 |
| Legal Entity Identifier | None |
Principal Office
1425 GREENWAY DRIVESUITE 250
IRVING
TX
United States
Monday - Friday, 9 AM - 5 PM
Tel: 844-456-6316, Fax: None
Websites
Chief Compliance Officer
DREW CAMPBELL
CHIEF LEGAL OFFICER
1425 GREENWAY DRIVE
SUITE 250
IRVING
TX
United States
Tel:
817-522-7555
S********@**************M
(Full email address available in API data)
Industry Affiliates
| ROCKTOP HOLDINGS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ROCKTOP MORTGAGE INVESTMENTS I, LLC | Real Estate Fund | $5.1M | $0.1M | 5 |
| WV-RT EBO ACQUISITION COMPANY, LLC | Real Estate Fund | $255.3M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PINSON, JASON, ALAN | Individual | ROCKTOP ASSET MANAGEMENT LLC | MEMBER | 04/2021 | 25-50% |
| PINSON, JASON, ALAN | Individual | – | MANAGER/CEO | 12/2015 | < 5% |
| CAMPBELL, DREW, ALAN | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | 02/2017 | < 5% |
| ROCKTOP ASSET MANAGEMENT LLC | Domestic Entity | ROCKTOP HOLDINGS II, LLC | MEMBER | 04/2021 | 25-50% |
| JAZZ REALTY ROCKTOP, LLC | Domestic Entity | ROCKTOP HOLDINGS II, LLC | MEMBER | 04/2021 | 25-50% |
| STONE, ANDREW, DAVID | Individual | ROCKTOP TECHNOLOGIES, LLC | MANAGER | 04/2021 | |
| ROCKTOP TECHNOLOGIES, LLC | Domestic Entity | – | MEMBER | 10/2022 | > 75% |
| ROCKTOP HOLDINGS II, LLC | Domestic Entity | ROCKTOP TECHNOLOGIES, LLC | MEMBER | 10/2022 | > 75% |
| Stowe, Dennis, Gene | Individual | ROCKTOP TECHNOLOGIES, LLC | MANAGER | 05/2023 | |
| McCauley, John, Jay | Individual | ROCKTOP TECHNOLOGIES, LLC | MANAGER | 03/2024 | |
| TOGNERI, JOHN, EDWARD | Individual | ROCKTOP TECHNOLOGIES, LLC | MANAGER | 03/2024 | |
| BENSON, BRETT, B | Individual | – | PRESIDENT | 07/2023 | < 5% |