KIRR, MARBACH & COMPANY, LLC
Adviser information for KIRR, MARBACH & COMPANY, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 245 | $434.6M |
| Non-Discretionary | 0 | $0 |
| Total | 245 | $434.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 88 | $36.4M |
| HNW Individuals | 73 | $259.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $75.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $13.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $21.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $24.2M |
| Other | <5 | $3.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 914,846 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PRIVATE ADVISOR NETWORK | WELLS FARGO CLEARING SERVICES, LLC |
Identifiers
| SEC RIA File Number | 801-10809 |
|---|---|
| SEC ERA File Number | 801-10809 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104634 |
| Legal Entity Identifier | None |
Principal Office
621 WASHINGTON STREETCOLUMBUS
IN
United States
Monday - Friday, 8 AM - 5 PM
Tel: 812-376-9444, Fax: 812-376-3889
Websites
Chief Compliance Officer
MICKEY KIM
CHIEF COMPLIANCE OFFICER
621 WASHINGTON STREET
COLUMBUS
IN
United States
Tel:
812-376-9444
Fax:
812-376-3889
M*****@**********M
(Full email address available in API data)
Regulatory Contact
MARGARET KAMMAN
DIRECTOR OF OPERATIONS
621 WASHINGTON STREET
COLUMBUS
IN
United States
Tel:
812-376-9444
Fax:
812-376-3889
M*****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIRR, DAVID, MICHAEL | Individual | – | MEMBER | 01/1995 | 10-25% |
| FOSTER, MARK, DAVID | Individual | – | MEMBER | 01/1995 | 25-50% |
| KIM, MICKEY | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 01/1995 | 25-50% |
| KIRR, MATTHEW, DAVID | Individual | – | MEMBER | 12/2011 | < 5% |