BERKELEY PARTNERS MANAGEMENT, LLC
Adviser information for BERKELEY PARTNERS MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 56 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $1.1B |
| Non-Discretionary | 2 | $1.4B |
| Total | 4 | $2.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $863.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $544.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108092 |
|---|---|
| SEC ERA File Number | 801-108092 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284163 |
| Legal Entity Identifier | None |
Principal Office
1111 BROADWAYSUITE 1670
OAKLAND
CA
United States
Monday - Friday, 9-5
Tel: 415-295-8080, Fax: None
Chief Compliance Officer
DOUG WERTHEIMER
MANAGER
1111 BROADWAY
SUITE 1670
OAKLAND
CA
United States
Tel:
415-295-8080
D**********@*******************M
(Full email address available in API data)
Regulatory Contact
HEIDI JOHNSON
COMPLIANCE OFFICER
1111 BROADWAY
SUITE 1670
OAKLAND
CA
United States
Tel:
415-854-3637
H*******@*******************M
(Full email address available in API data)
Industry Affiliates
| BP VIF V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICBP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WERTHEIMER, DOUGLAS, STEPHEN | Individual | – | MANAGER & CHIEF COMPLIANCE OFFICER | 05/2016 | < 5% |
| INDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC | Domestic Entity | BERKELEY ADVISORS GROUP, LLC | MEMBER | 05/2005 | 25-50% |
| INDUSTRY CAPITAL HOLDINGS, LLC | Domestic Entity | INDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC | MEMBER | 01/2010 | 50-75% |
| AZUL HOLDINGS, LLC | Domestic Entity | BERKELEY ADVISORS GROUP, LLC | MEMBER | 01/2012 | > 75% |
| SNEGG, AARON, DANIEL | Individual | AZUL HOLDINGS, LLC | MEMBER | 12/2011 | > 75% |
| SNEGG, AARON, DANIEL | Individual | – | MANAGER | 05/2016 | < 5% |
| BERKELEY PARTNERS GROUP, LLC | Domestic Entity | – | MEMBER | 01/2017 | > 75% |
| BERKELEY ADVISORS GROUP, LLC | Domestic Entity | BERKELEY PARTNERS GROUP, LLC | MEMBER | 01/2017 | > 75% |
| NOVAK, MATTHEW, JAMES | Individual | – | MANAGER | 01/2017 | < 5% |
| SIDHU, BAHAAR, GARCHA | Individual | – | CHIEF OPERATING OFFICER | 07/2017 | < 5% |
| HOLMBERG, ANDREW, CENTRE | Individual | – | PARTNER | 02/2022 | < 5% |