Hedge Fund Database

GRANDVIEW ASSET MANAGEMENT LLC

Adviser information for GRANDVIEW ASSET MANAGEMENT LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,250 $259.9M
Non-Discretionary 13 $3.8M
Total 1,263 $263.6M

Clients

Type Number RAUM
Individuals 555 $147.7M
HNW Individuals 40 $115.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $171,045
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $612,207
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 263.6M
Both for Same 0
Portfolio Manager to Program Sponsor
GRANDVIEW ASSET MANAGEMENT CHARLES SCHWAB & CO., INC.

Identifiers

SEC RIA File Number 801-108096
SEC ERA File Number 801-108096
SEC CIK Numbers 1766791
SEC CRD Numbers 172357
Legal Entity Identifier None

Principal Office

4200 CRUMS MILL ROAD
FLOOR 2
HARRISBURG
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM (FRIDAY 9AM-3PM)
Tel: 717-541-1000, Fax: 717-541-1008

Websites

www.inspiretoretire.com www.facebook.com/grandviewassetmanagement/ www.grandviewassetmanagement.com/ www.specialneedsadvisors.com www.gvam.net www.grandview.com www.grandviewadvisor.com

Chief Compliance Officer

BRUCE SMITH
4200 CRUMS MILL ROAD
FLOOR 2
HARRISBURG
PA
United States
Tel: 717-541-1000
(Full email address available in API data)

Regulatory Contact

ASHLEIGH SWAYZE
COUNSEL
5 INDEPENDENCE WAY
PRINCETON
NJ
United States
Tel: 6463953900
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SMITH, BRUCE, ALAN Individual – CCO/OWNER 02/2022 > 75%

No. Employees, Historic

105020192020202120222023202420255 on 12/20/20195 on 12/26/20195 on 3/24/20205 on 6/30/20206 on 3/31/20216 on 9/3/20216 on 2/18/202210 on 3/23/202210 on 3/23/202210 on 8/29/202210 on 9/29/20228 on 3/15/20238 on 10/5/20238 on 3/6/20248 on 3/13/2024

RAUM, Historic

300M150M02019202020212022202320242025137697369 on 12/20/2019137697369 on 12/26/2019168996669 on 3/24/2020168996669 on 6/30/2020218255386 on 3/31/2021218255386 on 9/3/2021218255386 on 2/18/2022298279980 on 3/23/2022298279980 on 3/23/2022298279980 on 8/29/2022298279980 on 9/29/2022219435624 on 3/15/2023219435624 on 10/5/2023263642772 on 3/6/2024263642772 on 3/13/2024

No. Clients, Historic

90045002019202020212022202320242025445 on 12/20/2019445 on 12/26/2019499 on 3/24/2020499 on 6/30/2020499 on 3/31/2021499 on 9/3/2021499 on 2/18/2022816 on 3/23/2022816 on 3/23/2022816 on 8/29/2022816 on 9/29/2022581 on 3/15/2023581 on 10/5/2023595 on 3/6/2024595 on 3/13/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 241 2K –
ABBVIE INC COM 3K 18K –
ADOBE INC COM 2K 3K –
ADVANCED MICRO DEVICES INC COM 1K 9K –
AIR PRODS & CHEMS INC COM 218 843 –
ALPHABET INC CAP STK CL C 4K 23K –
ALPHABET INC CAP STK CL A 3K 17K –
ALPS ETF TR OSHARES US QUALT 701 14K –
AMAZON COM INC COM 6K 29K –
APPLE INC COM 19K 89K –
BANK AMERICA CORP COM 698 18K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 8K 19K –
BLACKSTONE INC COM 3K 25K –
BOEING CO COM 449 2K –
BROADCOM INC COM 5K 3K –
CLOUDFLARE INC CL A COM 858 10K –
COMCAST CORP NEW CL A 300 8K –
CONOCOPHILLIPS COM 264 2K –
CONSTELLATION ENERGY CORP COM 264 1K –
COSTCO WHSL CORP NEW COM 2K 3K –
CROWDSTRIKE HLDGS INC CL A 5K 13K –
DIREXION SHS ETF TR DLY FIN BULL NEW 242 2K –
DIREXION SHS ETF TR DLY TECH BULL 3X 1K 15K –
DUKE ENERGY CORP NEW COM NEW 1K 13K –
EXXON MOBIL CORP COM 862 7K –
GLOBAL X FDS US INFR DEV ETF 293 8K –
GOLDMAN SACHS GROUP INC COM 286 632 –
INVESCO QQQ TR UNIT SER 1 9K 19K –
ISHARES SILVER TR ISHARES 257 10K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 356 6K –
JPMORGAN CHASE & CO. COM 3K 15K –
MARRIOTT VACATIONS WORLDWIDE COM 1K 13K –
MASTERCARD INCORPORATED CL A 453 1K –
MERCK & CO INC COM 478 4K –
META PLATFORMS INC CL A 4K 9K –
NETFLIX INC COM 2K 3K –
NORTHERN LTS FD TR IV INSPIRE 100 ETF 270 7K –
NVIDIA CORPORATION COM 49K 396K –
PARAMOUNT GLOBAL CLASS B COM 455 44K –
PPL CORP COM 4K 161K –
PROSHARES TR PSHS ULT S&P 500 677 8K –
PROSHARES TR PSHS ULTRA QQQ 319 3K –
SALESFORCE INC COM 2K 6K –
SELECT SECTOR SPDR TR SBI INT-UTILS 323 5K –
SERVICE PPTYS TR COM SH BEN INT 481 93K –
SHOPIFY INC CL A 593 9K –
SPDR DOW JONES INDL AVERAGE UT SER 1 1K 3K –
SPDR GOLD TR GOLD SHS 862 4K –
SPDR S&P 500 ETF TR TR UNIT 10K 18K –
SPDR SER TR PRTFLO S&P500 VL 322 7K –
TESLA INC COM 1K 7K –
THE TRADE DESK INC COM CL A 441 5K –
VANECK ETF TRUST PREFERRED SECURT 233 13K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 303 4K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 610 8K –
VANGUARD WORLD FD ENERGY ETF 222 2K –
VERIZON COMMUNICATIONS INC COM 1K 36K –
VISA INC COM CL A 2K 6K –
WASTE MGMT INC DEL COM 3K 13K –
WISDOMTREE TR US LARGECAP DIVD 528 7K –