RAREVIEW CAPITAL LLC
Adviser information for RAREVIEW CAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 47 | $172.9M |
| Non-Discretionary | 0 | $0 |
| Total | 47 | $172.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 24 | $67.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $105.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-108100 |
|---|---|
| SEC ERA File Number | 801-108100 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284474 |
| Legal Entity Identifier | None |
Principal Office
1980 FESTIVAL PLAZA DRIVESUITE 300
LAS VEGAS
NV
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-475-8664, Fax: N/A
Chief Compliance Officer
JULIE WALSH
CHIEF COMPLIANCE OFFICER
1980 FESTIVAL PLAZA DRIVE
SUITE 300
LAS VEGAS
NV
United States
Tel:
617-838-4865
Fax:
N/A
J*****@******************M
(Full email address available in API data)
Regulatory Contact
NEIL DAVID AZOUS
MANAGING MEMBER
1980 FESTIVAL PLAZA DRIVE
SUITE 300
LAS VEGAS
NV
United States
Tel:
212-475-8664
N*****@******************M
(Full email address available in API data)
Industry Affiliates
| RAREVIEW CAPITAL LLC | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AZOUS, NEIL, DAVID | Individual | – | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | 06/2016 | < 5% |
| SEDACCA, MICHAEL, RICHMOND | Individual | – | MEMBER | 06/2016 | 5-10% |
| Hirsch, David, Alan | Individual | – | MEMBER | 11/2016 | 5-10% |
| COHEN, GERALD, LESLIE | Individual | – | MEMBER | 11/2016 | 5-10% |
| NEIL AZOUS REVOCABLE TRUST | Domestic Entity | – | MEMBER | 06/2016 | > 75% |
| NOSCHESE, LOUIS, JAMES | Individual | – | MEMBER | 11/2017 | < 5% |
| AZOUS, NEIL, DAVID | Individual | NEIL AZOUS REVOCABLE TRUST | TRUSTEE | 06/2016 | |
| AZOUS, NEIL, DAVID | Individual | NEIL AZOUS REVOCABLE TRUST | OWNER | 06/2016 | > 75% |
| WALSH, JULIE, L. | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |