SPP MANAGEMENT SERVICES, LLC
Adviser information for SPP MANAGEMENT SERVICES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $503.8M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $503.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $503.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108102 |
|---|---|
| SEC ERA File Number | 801-108102 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164078 |
| Legal Entity Identifier | None |
Principal Office
300 SOUTH TRYON STREETSUITE 1210
CHARLOTTE
NC
United States
Monday - Friday, 8:30-5:30
Tel: 704-654-3400, Fax: 704-927-4376
Chief Compliance Officer
CHRIS COTTON
FINANCIAL OPERATING PARTNER
300 SOUTH TRYON STREET
SUITE 1210
CHARLOTTE
NC
United States
Tel:
7046543400
Fax:
7049274376
C******@****************M
(Full email address available in API data)
Industry Affiliates
| SPP INVESTMENTS GENERAL PARTNER II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPP INVESTMENTS GENERAL PARTNER III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPP INVESTMENTS GENERAL PARTNER IV LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPP INVESTMENTS GENERAL PARTNER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SPEN 2019 CO-INVEST A, LLC | CO-INVESTMENT VEHICLE | $1.8M | $0.1M | 10 |
| SPEN 2020 CO-INVEST, LLC | CO-INVESTMENT VEHICLE | $1.2M | $0.1M | 9 |
| SPEN 2021 CO INVEST, LLC | CO-INVESTMENT VEHICLE | $3.4M | $0.1M | 9 |
| SPEN 2022 CO-INVEST, LLC | CO-INVESTMENT VEHICLE | $1.0M | $0.1M | 8 |
| SUMMIT PARK I-A, L.P. | Private Equity Fund | $4.2M | $0.1M | 4 |
| SUMMIT PARK II, L.P. | Private Equity Fund | $23.9M | $5.0M | 12 |
| SUMMIT PARK III B, LP | Private Equity Fund | $44.9M | $5.0M | 7 |
| SUMMIT PARK III, LP | Private Equity Fund | $187.8M | $5.0M | 24 |
| SUMMIT PARK IV, LP | Private Equity Fund | $235.6M | $2.3M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, JAMES, LEO | Individual | – | MANAGER (OF REGISTRANT) | 07/2006 | 50-75% |
| CALTON, ROBERT, GEORGE | Individual | – | MANAGER (OF REGISTRANT) | 07/2006 | 50-75% |
| Cotton, Christopher, Keith | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2016 | < 5% |