EKSTRAND FINANCIAL LLC
Adviser information for EKSTRAND FINANCIAL LLC last updated from Form ADV on April 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $8.0M |
| Non-Discretionary | 3 | $449,344 |
| Total | 27 | $8.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 7 | $658,476 |
| HNW Individuals | 5 | $7.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $449,344 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-108103 |
|---|---|
| SEC ERA File Number | 801-108103 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281704 |
| Legal Entity Identifier | None |
Principal Office
5715 GREENBRIAR ROADFRANKLIN
TN
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: (615) 208-9355, Fax: (615) 208-9364
Chief Compliance Officer
THADDEUS T. EKSTRAND
MANAGING MEMBER
5715 GREENBRIAR ROAD
FRANKLIN
TN
United States
Tel:
(615) 208-9355
Fax:
(615) 208-9364
T***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EKSTRAND, THADDEUS, TIMOTHY | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 09/2015 | > 75% |