ARTHUR ZASKE & ASSOCIATES, LLC
Adviser information for ARTHUR ZASKE & ASSOCIATES, LLC last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Michigan, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 57 | $43.3M |
Non-Discretionary | 26 | $58.9M |
Total | 83 | $102.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 83 | $102.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CLIENT CENTERED INVESTMENT CONSULTING |
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Compensation | % of AUMFIXED QUARTERLY RETAINER |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
31700 TELEGRAPH RDSTE 260
BINGHAM FARMS
MI
United States
Monday - Friday, 8:30AM TO 4:00PM EDT
Tel: 248-590-2080, Fax: 248-839-5832
Websites
Chief Compliance Officer
ARTHUR EDWARD ZASKE
MANAGING MEMBER
31700 TELEGRAPH RD
STE 260
BINGHAM FARMS
MI
United States
Tel:
248 590 2080
Fax:
248 839 5832
A******@*********************M
(Full email address available in API data)
Regulatory Contact
COLLEEN DOYLE
ADMINISTRATIVE MANAGER
31700 TELEGRAPH RD
STE 260
BINGHAM FARMS
MI
United States
Tel:
2485902080
Fax:
2488395832
C*****@*********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ZASKE, ARTHUR, EDWARD | Individual | – | MANAGING MEMBER AND CCO | 06/2016 | < 5% |
NEWRY FAMILY NO. FOUR, LP | Domestic Entity | – | MAJORITY OWNER | 07/2017 | > 75% |
Zaske, Carol, A | Individual | NEWRY FAMILY NO. FOUR, LP | MAJORITY OWNER | 06/2016 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 14th, 2018 for period ending December 31st, 2017
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ISHARES INC | MSCI EURZONE ETF | 462 | 11K | – |
ISHARES TR | RUS 1000 VAL ETF | 445 | 4K | – |
ISHARES TR | RUS 1000 GRW ETF | 815 | 6K | – |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 760 | 14K | – |
ADOBE SYS INC | COM | 619 | 4K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3K | 15K | – |
EQT CORP | COM | 200 | 4K | – |
BOEING CO | COM | 400 | 1K | – |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 400 | 21K | – |
AMGEN INC | COM | 372 | 2K | – |
DISNEY WALT CO | COM DISNEY | 387 | 4K | – |
US BANCORP DEL | COM NEW | 495 | 9K | – |
MEDTRONIC PLC | SHS | 345 | 4K | – |
KROGER CO | COM | 275 | 10K | – |
MICROSOFT CORP | COM | 519 | 6K | – |
COCA COLA CO | COM | 540 | 12K | – |
LOCKHEED MARTIN CORP | COM | 253 | 787 | – |
PEPSICO INC | COM | 11K | 88K | – |
PPG INDS INC | COM | 381 | 3K | – |
JOHNSON CTLS INTL PLC | SHS | 333 | 9K | – |
SELECT SECTOR SPDR TR | SBI MATERIALS | 330 | 5K | – |
SELECT SECTOR SPDR TR | SBI INT-INDS | 372 | 5K | – |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 427 | 5K | – |
WALGREENS BOOTS ALLIANCE INC | COM | 297 | 4K | – |
BANK AMER CORP | COM | 655 | 22K | – |
EXXON MOBIL CORP | COM | 226 | 3K | – |
WAL-MART STORES INC | COM | 464 | 5K | – |
CAPITAL ONE FINL CORP | COM | 344 | 3K | – |
DANAHER CORP DEL | COM | 392 | 4K | – |
NOVARTIS A G | SPONSORED ADR | 289 | 3K | – |
FIFTH THIRD BANCORP | COM | 253 | 8K | – |
GOLDMAN SACHS GROUP INC | COM | 204 | 800 | – |
HOME DEPOT INC | COM | 586 | 3K | – |
JPMORGAN CHASE & CO | COM | 662 | 6K | – |
MONDELEZ INTL INC | CL A | 327 | 8K | – |
WELLS FARGO CO NEW | COM | 517 | 9K | – |
PIONEER NAT RES CO | COM | 231 | 1K | – |
UNILEVER N V | N Y SHS NEW | 323 | 6K | – |
OMEGA HEALTHCARE INVS INC | COM | 236 | 9K | – |
ZIONS BANCORPORATION | COM | 295 | 6K | – |
CHUBB LIMITED | COM | 310 | 2K | – |
HALLIBURTON CO | COM | 231 | 5K | – |
ECOLAB INC | COM | 207 | 2K | – |
AES CORP | COM | 160 | 15K | – |
PERMIAN BASIN RTY TR | UNIT BEN INT | 484 | 55K | – |
ARCHER DANIELS MIDLAND CO | COM | 202 | 5K | – |
BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 351 | 41K | – |
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADR | 202 | 28K | – |
GENERAL DYNAMICS CORP | COM | 685 | 3K | – |
BERKSHIRE HATHAWAY INC DEL | CL A | 4K | 14 | – |
DENBURY RES INC | COM NEW | 54 | 24K | – |
GOLDCORP INC NEW | COM | 150 | 12K | – |
LENNAR CORP | CL A | 403 | 6K | – |
AQUA AMERICA INC | COM | 347 | 9K | – |
CHECK POINT SOFTWARE TECH LT | ORD | 260 | 3K | – |
YUM BRANDS INC | COM | 8K | 102K | – |
MICROCHIP TECHNOLOGY INC | COM | 444 | 5K | – |
CBRE GROUP INC | CL A | 265 | 6K | – |
VANGUARD WORLD FDS | ENERGY ETF | 1K | 12K | – |
NATIONAL FUEL GAS CO N J | COM | 266 | 5K | – |
OSHKOSH CORP | COM | 472 | 5K | – |
AMERIPRISE FINL INC | COM | 443 | 3K | – |
POTASH CORP SASK INC | COM | 422 | 20K | – |
ARCH CAP GROUP LTD | ORD | 753 | 8K | – |
ANSYS INC | COM | 350 | 2K | – |
RESMED INC | COM | 236 | 3K | – |
NOVAGOLD RES INC | COM NEW | 66 | 17K | – |
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 250 | 10K | – |
FIRST REP BK SAN FRANCISCO C | COM | 217 | 3K | – |
WISDOMTREE TR | INTL MIDCAP DV | 2K | 35K | – |
MARTIN MARIETTA MATLS INC | COM | 388 | 2K | – |
BOK FINL CORP | COM NEW | 218 | 2K | – |
BJS RESTAURANTS INC | COM | 27K | 744K | – |
POWERSHARES ETF TRUST | GBL LSTD PVT EQT | 1K | 81K | – |
SPDR SERIES TRUST | S&P METALS MNG | 270 | 7K | – |
SPDR SERIES TRUST | S&P BK ETF | 357 | 8K | – |
SPDR SERIES TRUST | S&P OILGAS EXP | 270 | 7K | – |
RYDEX ETF TRUST | GUG S&P MC400 PG | 940 | 6K | – |
INTREPID POTASH INC | COM | 100 | 21K | – |
ALPS ETF TR | ALERIAN MLP | 900 | 83K | – |
XYLEM INC | COM | 287 | 4K | – |
APTIV PLC | SHS | 431 | 5K | – |
PHILLIPS 66 | COM | 474 | 5K | – |
WMIH CORP | COM | 15 | 18K | – |
ENPHASE ENERGY INC | COM | 94 | 39K | – |
AMBARELLA INC | SHS | 246 | 4K | – |
ABBVIE INC | COM | 350 | 4K | – |
PAYPAL HLDGS INC | COM | 350 | 5K | – |
ZEDGE INC | CL B | 41 | 15K | – |
YUM CHINA HLDGS INC | COM | 4K | 102K | – |
DOWDUPONT INC | COM | 337 | 5K | – |