ARTHUR ZASKE & ASSOCIATES, LLC

Adviser information for ARTHUR ZASKE & ASSOCIATES, LLC last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 57 $43.3M
Non-Discretionary 26 $58.9M
Total 83 $102.2M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 83 $102.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CLIENT CENTERED INVESTMENT CONSULTING
Compensation % of AUMFIXED QUARTERLY RETAINER
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-108104
SEC ERA File Number 801-108104
SEC CIK Numbers 1689388
SEC CRD Numbers 284447
Legal Entity Identifier None

Principal Office

31700 TELEGRAPH RD
STE 260
BINGHAM FARMS
MI
United States
Monday - Friday, 8:30AM TO 4:00PM EDT
Tel: 248-590-2080, Fax: 248-839-5832

Chief Compliance Officer

ARTHUR EDWARD ZASKE
MANAGING MEMBER
31700 TELEGRAPH RD
STE 260
BINGHAM FARMS
MI
United States
Tel: 248 590 2080
Fax: 248 839 5832
(Full email address available in API data)

Regulatory Contact

COLLEEN DOYLE
ADMINISTRATIVE MANAGER
31700 TELEGRAPH RD
STE 260
BINGHAM FARMS
MI
United States
Tel: 2485902080
Fax: 2488395832
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ZASKE, ARTHUR, EDWARD Individual MANAGING MEMBER AND CCO 06/2016 < 5%
NEWRY FAMILY NO. FOUR, LP Domestic Entity MAJORITY OWNER 07/2017 > 75%
Zaske, Carol, A Individual NEWRY FAMILY NO. FOUR, LP MAJORITY OWNER 06/2016 > 75%

No. Employees, Historic

1050202020212022202320244 on 3/31/20204 on 2/26/20214 on 3/8/20214 on 3/29/20213 on 3/16/20223 on 3/28/2023

RAUM, Historic

200M100M020202021202220232024102242660 on 3/31/2020102242660 on 2/26/2021102242660 on 3/8/2021134064910 on 3/29/2021144174375 on 3/16/2022102224772 on 3/28/2023

No. Clients, Historic

20010002020202120222023202445 on 3/31/202045 on 2/26/202145 on 3/8/2021104 on 3/29/2021106 on 3/16/202283 on 3/28/2023

Holdings

From latest 13F, filed February 14th, 2018 for period ending December 31st, 2017
Name Class Value $USD # Shares Private Fund
ISHARES INC MSCI EURZONE ETF 462 11K
ISHARES TR RUS 1000 VAL ETF 445 4K
ISHARES TR RUS 1000 GRW ETF 815 6K
SELECT SECTOR SPDR TR SBI INT-UTILS 760 14K
ADOBE SYS INC COM 619 4K
BERKSHIRE HATHAWAY INC DEL CL B NEW 3K 15K
EQT CORP COM 200 4K
BOEING CO COM 400 1K
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 400 21K
AMGEN INC COM 372 2K
DISNEY WALT CO COM DISNEY 387 4K
US BANCORP DEL COM NEW 495 9K
MEDTRONIC PLC SHS 345 4K
KROGER CO COM 275 10K
MICROSOFT CORP COM 519 6K
COCA COLA CO COM 540 12K
LOCKHEED MARTIN CORP COM 253 787
PEPSICO INC COM 11K 88K
PPG INDS INC COM 381 3K
JOHNSON CTLS INTL PLC SHS 333 9K
SELECT SECTOR SPDR TR SBI MATERIALS 330 5K
SELECT SECTOR SPDR TR SBI INT-INDS 372 5K
SELECT SECTOR SPDR TR SBI HEALTHCARE 427 5K
WALGREENS BOOTS ALLIANCE INC COM 297 4K
BANK AMER CORP COM 655 22K
EXXON MOBIL CORP COM 226 3K
WAL-MART STORES INC COM 464 5K
CAPITAL ONE FINL CORP COM 344 3K
DANAHER CORP DEL COM 392 4K
NOVARTIS A G SPONSORED ADR 289 3K
FIFTH THIRD BANCORP COM 253 8K
GOLDMAN SACHS GROUP INC COM 204 800
HOME DEPOT INC COM 586 3K
JPMORGAN CHASE & CO COM 662 6K
MONDELEZ INTL INC CL A 327 8K
WELLS FARGO CO NEW COM 517 9K
PIONEER NAT RES CO COM 231 1K
UNILEVER N V N Y SHS NEW 323 6K
OMEGA HEALTHCARE INVS INC COM 236 9K
ZIONS BANCORPORATION COM 295 6K
CHUBB LIMITED COM 310 2K
HALLIBURTON CO COM 231 5K
ECOLAB INC COM 207 2K
AES CORP COM 160 15K
PERMIAN BASIN RTY TR UNIT BEN INT 484 55K
ARCHER DANIELS MIDLAND CO COM 202 5K
BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 351 41K
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 202 28K
GENERAL DYNAMICS CORP COM 685 3K
BERKSHIRE HATHAWAY INC DEL CL A 4K 14
DENBURY RES INC COM NEW 54 24K
GOLDCORP INC NEW COM 150 12K
LENNAR CORP CL A 403 6K
AQUA AMERICA INC COM 347 9K
CHECK POINT SOFTWARE TECH LT ORD 260 3K
YUM BRANDS INC COM 8K 102K
MICROCHIP TECHNOLOGY INC COM 444 5K
CBRE GROUP INC CL A 265 6K
VANGUARD WORLD FDS ENERGY ETF 1K 12K
NATIONAL FUEL GAS CO N J COM 266 5K
OSHKOSH CORP COM 472 5K
AMERIPRISE FINL INC COM 443 3K
POTASH CORP SASK INC COM 422 20K
ARCH CAP GROUP LTD ORD 753 8K
ANSYS INC COM 350 2K
RESMED INC COM 236 3K
NOVAGOLD RES INC COM NEW 66 17K
BARCLAYS BK PLC DJUBS CMDT ETN36 250 10K
FIRST REP BK SAN FRANCISCO C COM 217 3K
WISDOMTREE TR INTL MIDCAP DV 2K 35K
MARTIN MARIETTA MATLS INC COM 388 2K
BOK FINL CORP COM NEW 218 2K
BJS RESTAURANTS INC COM 27K 744K
POWERSHARES ETF TRUST GBL LSTD PVT EQT 1K 81K
SPDR SERIES TRUST S&P METALS MNG 270 7K
SPDR SERIES TRUST S&P BK ETF 357 8K
SPDR SERIES TRUST S&P OILGAS EXP 270 7K
RYDEX ETF TRUST GUG S&P MC400 PG 940 6K
INTREPID POTASH INC COM 100 21K
ALPS ETF TR ALERIAN MLP 900 83K
XYLEM INC COM 287 4K
APTIV PLC SHS 431 5K
PHILLIPS 66 COM 474 5K
WMIH CORP COM 15 18K
ENPHASE ENERGY INC COM 94 39K
AMBARELLA INC SHS 246 4K
ABBVIE INC COM 350 4K
PAYPAL HLDGS INC COM 350 5K
ZEDGE INC CL B 41 15K
YUM CHINA HLDGS INC COM 4K 102K
DOWDUPONT INC COM 337 5K