BLACKRIDGE ASSET MANAGEMENT, LLC
Adviser information for BLACKRIDGE ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 80 |
|---|---|
| Investment Advisory/Research | 80 |
| Registered Broker-Dealer Representatives | 69 |
| Registered State Investment Advisers | 80 |
| Licensed Agents of an Insurance Company | 65 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 724 | $172.1M |
| Non-Discretionary | 129 | $14.4M |
| Total | 853 | $186.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 816 | $113.4M |
| HNW Individuals | 26 | $61.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $11.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 70 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-108114 |
|---|---|
| SEC ERA File Number | 801-108114 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 277085 |
| Legal Entity Identifier | None |
Principal Office
1070 E. INDIANTOWN ROADSUITE 208-210
JUPITER
FL
United States
Monday - Friday, 9AM-5PM
Tel: 561-641-5050, Fax: 855-942-9376
Websites
Chief Compliance Officer
MATTHEW REYNOLDS
9000 KEYSTONE CROSSING
7TH FLOOR
INDIANAPOLIS
IN
United States
Tel:
(561) 879-8322
Fax:
866-852-1609
M********@*********M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER MUELLER
COO
1070 E. INDIANTOWN ROAD
SUITE 208 - 210
JUPITER
FL
United States
Tel:
561-641-5050
C*******@*********M
(Full email address available in API data)
Industry Affiliates
| PEAK BROKERAGE SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TOP ADVISORS GROUP | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEAK REPS, LLC | Domestic Entity | – | HOLDING COMPANY | 05/2015 | > 75% |
| Reynolds, Matthew, Mark | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| Rudnick, Regina, Mary | Individual | – | PRESIDENT/CHIEF EXECUTIVE OFFICER | 02/2023 | < 5% |
| Phillips, David, Levert | Individual | – | CHIEF INFORMATION SECURITY OFFICER | 02/2023 | < 5% |
| Mueller, Christopher, Brian | Individual | – | CHIEF OPERATIONS OFFICER | 03/2023 | < 5% |