ALTMAN ADVISORS

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	12
Investment Advisory/Research	8
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	7
Licensed Agents of an Insurance Company	3
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	701	$344.3M
Non-Discretionary	0	$0
Total	701	$344.3M

Clients

Type	Number	RAUM
Individuals	70	$99.6M
HNW Individuals	103	$244.7M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	325.0M
Portfolio Manager	325.0M
Both for Same	325.0M

Portfolio Manager to Program	Sponsor
ALTMAN ADVISORS WRAP FEE PROGRAM	ALTMAN ADVISORS

Identifiers

SEC RIA File Number	801-108135
SEC ERA File Number	801-108135
SEC CIK Numbers	1731671
SEC CRD Numbers	281778
Legal Entity Identifier	None

Principal Office

233 S WACKER DR.
SUITE 9750
CHICAGO
IL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic