WYNWOOD CAPITAL, LLC

Adviser information for WYNWOOD CAPITAL, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 6 $129.8M
Total 6 $129.8M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 1 $129.8M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 100

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation Fixed fees

Identifiers

SEC RIA File Number 801-108140
SEC ERA File Number 801-108140
SEC CIK Numbers None
SEC CRD Numbers 284493
Legal Entity Identifier None

Principal Office

7041 OLD CUTLER ROAD
MIAMI
FL
United States
Monday - Friday, 9AM - 5PM
Tel: 646-251-8213, Fax: None

Chief Compliance Officer

RONEY MICHAEL BALSON
MANAGER
7041 OLD CUTLER ROAD
MIAMI
FL
United States
Tel: 646-251-8213
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BALSON, RONEY, MICHAEL Individual MANAGER, CCO 04/2016 > 75%

No. Employees, Historic

10502020202120222023202420251 on 3/3/20201 on 2/26/20211 on 3/3/20221 on 3/6/20231 on 3/26/2024

RAUM, Historic

200M100M0202020212022202320242025128431502 on 3/3/2020133689552 on 2/26/2021132211480 on 3/3/2022112588723 on 3/6/2023129778133 on 3/26/2024

No. Clients, Historic

10502020202120222023202420251 on 3/3/20201 on 2/26/20211 on 3/3/20221 on 3/6/20231 on 3/26/2024