HCG FUND MANAGEMENT LP
Adviser information for HCG FUND MANAGEMENT LP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $626.7M |
| Non-Discretionary | 1 | $83.1M |
| Total | 11 | $709.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $694.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $15.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 45 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108162 |
|---|---|
| SEC ERA File Number | 801-108162 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281615 |
| Legal Entity Identifier | None |
Principal Office
133 FAYETTEVILLE STREET3RD FLOOR
RALEIGH
NC
United States
Monday - Friday, 8:30 AM - 5:30 AM
Tel: 919-300-7702, Fax: None
Chief Compliance Officer
GRETTA HEANEY
133 FAYETTEVILLE STREET
3RD FLOOR
RALEIGH
NC
United States
Tel:
919-300-7702
G*****@***********M
(Full email address available in API data)
Regulatory Contact
HADI HABAL
PRINCIPAL
133 FAYETTEVILLE STREET
SUITE 300
RALEIGH
NC
United States
Tel:
919-300-7702
H***@***********M
(Full email address available in API data)
Industry Affiliates
| HCG DF LUX FEEDER GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| HCG DV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HCG DV II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HCG PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HCG DIGITAL FINANCE LP | Hedge Fund | $586.8M | $1.0M | 58 |
| HCG DIGITAL VENTURES II, LP | Venture Capital Fund | $13.5M | $0.3M | 50 |
| HCG DIGITAL VENTURES, LP | Venture Capital Fund | $9.4M | $0.3M | 33 |
| HCG FINANCE DAC | SPECIAL PURPOSE VEHICLE | $83.1M | $0.3M | 4 |
| HCG FLEX COINVEST C LLC | Venture Capital Fund | $1.4M | $0.0M | 15 |
| HCG POINT COINVEST B LLC | Venture Capital Fund | $0.2M | $0.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PENABAD, JOSE, NOVEL | Individual | – | PRINCIPAL | 01/2015 | < 5% |
| HABAL, HADI, FRED | Individual | – | PRINCIPAL | 01/2015 | < 5% |
| HCG FUNDS LLC | Domestic Entity | – | GENERAL PARTNER | 01/2015 | < 5% |
| HABAL, HADI, FRED | Individual | JENESEM LLC | SOLE MEMBER | 11/2014 | > 75% |
| PENABAD, JOSE, NOVEL | Individual | MIJ ANALYTICS | MEMBER | 11/2014 | > 75% |
| JENESEM LLC | Domestic Entity | – | LIMITED PARTNER | 01/2015 | 25-50% |
| MIJ ANALYTICS, LLC | Domestic Entity | – | LIMITED PARTNER | 01/2015 | 25-50% |
| HEANEY, GRETTA, JANE | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2018 | < 5% |
| JENESEM LLC | Domestic Entity | HCG FUNDS LLC | MEMBER | 01/2015 | 25-50% |
| MIJ ANALYTICS, LLC | Domestic Entity | HCG FUNDS LLC | MEMBER | 01/2015 | 25-50% |