BANNER OAK CAPITAL PARTNERS, LP
Adviser information for BANNER OAK CAPITAL PARTNERS, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $6.9B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $6.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $6.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 9 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesREAL ESTATE ASSET ACQUISITION FEES |
Identifiers
| SEC RIA File Number | 801-108175 |
|---|---|
| SEC ERA File Number | 801-108175 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284367 |
| Legal Entity Identifier | None |
Principal Office
5950 SHERRY LANESUITE 520
DALLAS
TX
United States
MONDAY - THURSDAY, 9:00AM-5:00PM
Tel: (214) 466-8860, Fax: None
Websites
Chief Compliance Officer
DON SCOTT THORNTON
GENERAL COUNSEL
5950 SHERRY LANE
SUITE 520
DALLAS
TX
United States
Tel:
(214) 466-8866
S********@************M
(Full email address available in API data)
Regulatory Contact
MARK MCCLANAHAN
CHIEF FINANCIAL OFFICER
5950 SHERRY LANE
SUITE 520
DALLAS
TX
United States
Tel:
(214) 466-8871
M**********@************M
(Full email address available in API data)
Industry Affiliates
| BANNER OAK ASH GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BANNER OAK BOV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BANNER OAK BOV UK GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BANNER OAK CMF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BANNER OAK ECV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BANNER OAK IDV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BANNER OAK IDV II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BANNER OAK IF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BANNER OAK MECV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BANNER OAK MFV II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BANNER OAK OCF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AKARD STREET HOLDINGS, L.P. | Real Estate Fund | $27.4M | $0.0M | 2 |
| BANNER OAK BOV UK, LP | Real Estate Fund | $0.2M | $0.0M | 2 |
| BANNER OAK BOV, LP | Real Estate Fund | $0.7M | $0.0M | 2 |
| BANNER OAK CORE VENTURE, LP | Real Estate Fund | $435.3M | $0.0M | 2 |
| BANNER OAK ENHANCED CORE VENTURE, LP | Real Estate Fund | $5,372.6M | $0.0M | 2 |
| BANNER OAK INDUSTRIAL DEVELOPMENT VENTURE II, LP | Real Estate Fund | $54.2M | $0.0M | 2 |
| BANNER OAK INDUSTRIAL DEVELOPMENT VENTURE, LP | Real Estate Fund | $5.2M | $0.0M | 2 |
| BANNER OAK INVESTMENT FUND, LP | Real Estate Fund | $274.3M | $0.0M | 2 |
| BANNER OAK MULTIFAMILY ENHANCED CORE VENTURE, LP | Real Estate Fund | $260.2M | $0.0M | 2 |
| BANNER OAK MULTIFAMILY VENTURE II, LP | Real Estate Fund | $402.7M | $0.0M | 2 |
| BANNER OAK OPERATING COMPANY FUND, LP | Real Estate Fund | $40.5M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BANNER OAK CAPITAL GP, LLC | Domestic Entity | – | GENERAL PARTNER | 05/2016 | < 5% |
| GIBSON, PATRICIA, L. | Individual | – | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 04/2019 | < 5% |
| GIBSON, PATRICIA, L. | Individual | BANNER OAK CAPITAL GP, LLC | MEMBER | 05/2016 | 50-75% |
| THORNTON, DON, SCOTT | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 05/2016 | < 5% |
| BOCP LP-B, LLC | Domestic Entity | – | LIMITED PARTNER | 07/2017 | 50-75% |
| Murff, Aaron, Fitzgerald | Individual | BOCP LP-B, LLC | MEMBER | 07/2017 | 25-50% |
| Neblett, Colin, Reed | Individual | BOCP LP-B, LLC | MEMBER | 07/2017 | 25-50% |
| MCCLANAHAN, MARK | Individual | – | CHIEF FINANCIAL OFFICER | 05/2016 | < 5% |
| GIBSON, PATRICIA, L. | Individual | BOCP LP-B, LLC | MEMBER | 07/2019 | 50-75% |
| Murff, Aaron, Fitzgerald | Individual | BANNER OAK CAPITAL GP, LLC | MEMBER | 07/2019 | 25-50% |
| Neblett, Colin, Reed | Individual | BANNER OAK CAPITAL GP, LLC | MEMBER | 07/2019 | 25-50% |
| Murff, Aaron, Fitzgerald | Individual | – | EXECUTIVE VICE PRESIDENT | 04/2019 | < 5% |
| Neblett, Colin, Reed | Individual | – | EXECUTIVE VICE PRESIDENT | 04/2019 | < 5% |
| NORTHERN LIGHTS MIDCO, LLC | Domestic Entity | – | LIMITED PARTNER | 12/2021 | 25-50% |
| AURORA TRUST | Foreign Entity | NORTHERN LIGHTS MIDCO, LLC | MEMBER | 12/2021 | > 75% |
| PACIFIC CURRENT GROUP LIMITED | Foreign Entity | AURORA TRUST | UNITHOLDER | 12/2021 | 50-75% |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | Foreign Entity | AURORA TRUST | TRUSTEE | 12/2021 |