BRIDGEBAY FINANCIAL, INC.

Adviser information for BRIDGEBAY FINANCIAL, INC. last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $0
Charitable organizations <5 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $0
Other <5 $0
Type Number
No. of Non-RAUM Clients 18
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Pension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsPERFORMANCE MONITORING, BENCHMARKING
Compensation Hourly chargesFixed feesPER RULE 206(4)-3 FEE AGREEMENTS

Identifiers

SEC RIA File Number 801-108193
SEC ERA File Number 801-108193
SEC CIK Numbers None
SEC CRD Numbers 130279
Legal Entity Identifier None

Principal Office

2603 CAMINO RAMON
SUITE 200
SAN RAMON
CA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 925-743-0200, Fax: None

Chief Compliance Officer

GRACE LINDA RUIZ-ZAIKO
PRESIDENT
2603 CAMINO RAMON
SUITE 200
SAN RAMON
CA
United States
Tel: 925-743-0200 EXT. 701
(Full email address available in API data)

Regulatory Contact

GRACE LINDA RUIZ-ZAIKO
PRESIDENT
2603 CAMINO RAMON
SUITE 200
SAN RAMON
CA
United States
Tel: 925-743-0200 EXT 701
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RUIZ-ZAIKO, GRACE, LINDA Individual PRESIDENT & CHIEF COMPLIANCE OFFICER 12/1987 > 75%

No. Employees, Historic

105020192020202120222023202420253 on 9/4/20193 on 3/16/20203 on 4/20/20213 on 1/26/20223 on 10/3/20223 on 10/4/20223 on 3/15/20233 on 3/15/20233 on 2/15/20243 on 2/22/2024