BRIDGEBAY FINANCIAL, INC.
Adviser information for BRIDGEBAY FINANCIAL, INC. last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $0 |
Charitable organizations | <5 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $0 |
Other | <5 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 18 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Pension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsPERFORMANCE MONITORING, BENCHMARKING |
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Compensation | Hourly chargesFixed feesPER RULE 206(4)-3 FEE AGREEMENTS |
Identifiers
SEC RIA File Number | 801-108193 |
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SEC ERA File Number | 801-108193 |
SEC CIK Numbers | None |
SEC CRD Numbers | 130279 |
Legal Entity Identifier | None |
Principal Office
2603 CAMINO RAMONSUITE 200
SAN RAMON
CA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 925-743-0200, Fax: None
Chief Compliance Officer
GRACE LINDA RUIZ-ZAIKO
PRESIDENT
2603 CAMINO RAMON
SUITE 200
SAN RAMON
CA
United States
Tel:
925-743-0200 EXT. 701
R*********@************M
(Full email address available in API data)
Regulatory Contact
GRACE LINDA RUIZ-ZAIKO
PRESIDENT
2603 CAMINO RAMON
SUITE 200
SAN RAMON
CA
United States
Tel:
925-743-0200 EXT 701
R*********@************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
RUIZ-ZAIKO, GRACE, LINDA | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 12/1987 | > 75% |