Hedge Fund Database

STRATEGIC WEALTH GROUP

STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC Legal Name

Adviser information for STRATEGIC WEALTH GROUP last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 16
Registered State Investment Advisers 18
Licensed Agents of an Insurance Company 13
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,270 $833.1M
Non-Discretionary 0 $0
Total 4,270 $833.1M

Clients

Type Number RAUM
Individuals 1,708 $281.1M
HNW Individuals 746 $535.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 8 $5.9M
Charitable organizations 5 $7.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 13 $3.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed feesREFERRAL FEES
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 237.7M
Portfolio Manager to Program Sponsor
STRATEGIC WEALTH GROUP RIA, LLC WRAP PROGRAM STRATEGIC WEALTH GROUP RIA, LLC

Identifiers

SEC RIA File Number 801-108208
SEC ERA File Number 801-108208
SEC CIK Numbers None
SEC CRD Numbers 284430
Legal Entity Identifier None

Principal Office

7820 TERREY PINE CT, #200
EDEN PRAIRIE
MN
United States
Monday - Friday, 8-5
Tel: 952-843-4944, Fax: 952-666-5117

Websites

www.linkedin.com/in/matthew-peterson-7182606/ www.linkedin.com/in/jon-kattke-97ab521/ www.linkedin.com/in/johnwlindberg/ boyumwm.com/ www.linkedin.com/in/nathan-running-cfp%c2%ae-aif%c2%ae-3907656/ www.linkedin.com/in/tyler-hirth-a679179/ www.swgria.com www.linkedin.com/in/scott1107/ strategicwg.net www.linkedin.com/in/jared-lea-cfp%c2%ae-34120688/ www.linkedin.com/in/amanda-berry-cfp%c2%ae-61421320a/ www.jonrienstra.com/ twitter.com/lpljon www.linkedin.com/in/jack-garrison-b70410188/ www.linkedin.com/in/rob-landgraf-cfp%c2%ae-50692611/ www.linkedin.com/in/jon-rienstra-crpc%c2%ae-07ab976/ www.linkedin.com/in/chris-hamilton-68b800126/ www.linkedin.com/in.chad-lea-78426814/ www.linkedin.com/in/tyler-kuske-b8483a38 www.runningwealthmanagement.com/ www.linkedin.com/in/nate-richter-cfp-%c2%ae-28b86822/ www.linkedin.com/in/george-mulwee-5585148/ www.saltf.com/

Chief Compliance Officer

GEORGE MULWEE
CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE
7820 TERREY PINE CT, #200
EDEN PRAIRIE
MN
United States
Tel: 952-843-4944
Fax: 952-843-4943
(Full email address available in API data)

Regulatory Contact

NATHANIEL RUNNING
MANAGING MEMBER
7820 TERREY PINE CT, #200
EDEN PRAIRIE
MN
United States
Tel: 9528434944
Fax: 952-666-5117
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RUNNING, NATHANIEL, HVID Individual – MANAGING MEMBER 06/2016 > 75%
MULWEE, GEORGE, WILLIAM Individual – CHIEF COMPLIANCE OFFICER 07/2017 < 5%

No. Employees, Historic

30150201920202021202220232024202518 on 6/20/201918 on 7/16/201918 on 7/29/201917 on 9/9/201918 on 11/8/201919 on 11/19/201921 on 12/3/201920 on 12/13/201920 on 2/18/202020 on 5/8/202020 on 6/4/202020 on 10/29/202018 on 1/5/202118 on 1/21/202118 on 2/11/202119 on 2/17/202119 on 3/3/202119 on 3/9/202120 on 10/13/202120 on 10/22/202119 on 1/13/202219 on 2/1/202220 on 2/24/202220 on 3/7/202220 on 4/6/202220 on 5/17/202218 on 6/30/202218 on 9/26/202218 on 10/24/202218 on 11/10/202219 on 12/5/202220 on 1/9/202320 on 3/15/202320 on 5/10/202320 on 5/25/202320 on 8/2/202321 on 8/9/202321 on 9/19/202320 on 10/5/202320 on 10/5/202320 on 10/20/202319 on 10/31/202319 on 11/1/202318 on 12/8/202318 on 3/22/2024

RAUM, Historic

1B500M02019202020212022202320242025502857712 on 6/20/2019570959573 on 7/16/2019570959573 on 7/29/2019570959573 on 9/9/2019570959573 on 11/8/2019570959573 on 11/19/2019570959573 on 12/3/2019570959573 on 12/13/2019608822389 on 2/18/2020608822389 on 5/8/2020585906999 on 6/4/2020585906999 on 10/29/2020585906999 on 1/5/2021780082043 on 1/21/2021780082043 on 2/11/2021780082043 on 2/17/2021780082043 on 3/3/2021780082043 on 3/9/2021780082043 on 10/13/2021914908670 on 10/22/2021898373842 on 1/13/2022898373842 on 2/1/2022898373842 on 2/24/2022898373842 on 3/7/2022754575762 on 4/6/2022754575762 on 5/17/2022754575762 on 6/30/2022754575762 on 9/26/2022754575762 on 10/24/2022754575762 on 11/10/2022754575762 on 12/5/2022651231335 on 1/9/2023651231335 on 3/15/2023651231335 on 5/10/2023651231335 on 5/25/2023651231335 on 8/2/2023651231335 on 8/9/2023777268953 on 9/19/2023777268953 on 10/5/2023777268953 on 10/5/2023777268953 on 10/20/2023777268953 on 10/31/2023777268953 on 11/1/2023777268953 on 12/8/2023833098639 on 3/22/2024

No. Clients, Historic

3,0001,500020192020202120222023202420251820 on 6/20/20191790 on 7/16/20191790 on 7/29/20191790 on 9/9/20191790 on 11/8/20191790 on 11/19/20191790 on 12/3/20191790 on 12/13/20191915 on 2/18/20201915 on 5/8/20201836 on 6/4/20201836 on 10/29/20201836 on 1/5/20211927 on 1/21/20211927 on 2/11/20211927 on 2/17/20211927 on 3/3/20211927 on 3/9/20211927 on 10/13/20212047 on 10/22/20212085 on 1/13/20222085 on 2/1/20222085 on 2/24/20222085 on 3/7/20222123 on 4/6/20222123 on 5/17/20222123 on 6/30/20222123 on 9/26/20222123 on 10/24/20222123 on 11/10/20222123 on 12/5/20222225 on 1/9/20232225 on 3/15/20232225 on 5/10/20232225 on 5/25/20232225 on 8/2/20232225 on 8/9/20232425 on 9/19/20232425 on 10/5/20232425 on 10/5/20232425 on 10/20/20232425 on 10/31/20232425 on 11/1/20232425 on 12/8/20232480 on 3/22/2024