Hedge Fund Database

WEALTHONE, LLC

Adviser information for WEALTHONE, LLC last updated from Form ADV on November 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 11
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 10
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,259 $365.6M
Non-Discretionary 6 $16.5M
Total 1,265 $382.2M

Clients

Type Number RAUM
Individuals 555 $121.3M
HNW Individuals 244 $231.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 11 $18.6M
Charitable organizations <5 $2.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $8.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 96.6M
Portfolio Manager to Program Sponsor
WEALTHONE WRAP FEE PROGRAM WEALTHONE, LLC

Identifiers

SEC RIA File Number 801-108219
SEC ERA File Number 801-108219
SEC CIK Numbers 1763608
SEC CRD Numbers 284679
Legal Entity Identifier None

Principal Office

6 TOWER PLACE
ALBANY
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (518) 867-4000, Fax: 518-867-4005

Websites

www.linkedin.com/company/wealth-one www.wealthoneadvisory.com

Chief Compliance Officer

TODD A. SLINGERLAND
MANAGING MEMBER
6 TOWER PLACE
ALBANY
NY
United States
Tel: (518) 867-4000
Fax: 518-867-4005
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SLINGERLAND, TODD, ARTHUR Individual – MANAGING MEMBER / CHIEF COMPLIANCE OFFICER 08/2016 > 75%

No. Employees, Historic

2010020192020202120222023202420 on 11/7/201913 on 3/5/202013 on 5/29/202013 on 3/26/202113 on 4/1/202113 on 5/19/202113 on 7/16/202113 on 7/21/202113 on 8/25/202113 on 10/15/202112 on 3/3/202212 on 3/1/202312 on 5/11/202312 on 11/22/2023

RAUM, Historic

500M250M0201920202021202220232024287442514 on 11/7/2019359346527 on 3/5/2020359346527 on 5/29/2020406244499 on 3/26/2021406244499 on 4/1/2021406244499 on 5/19/2021318534516 on 7/16/2021318534516 on 7/21/2021318534516 on 8/25/2021318534516 on 10/15/2021492250147 on 3/3/2022382150015 on 3/1/2023382150015 on 5/11/2023382150015 on 11/22/2023

No. Clients, Historic

2,0001,00002019202020212022202320241117 on 11/7/2019527 on 3/5/2020527 on 5/29/2020889 on 3/26/2021889 on 4/1/2021889 on 5/19/2021683 on 7/16/2021683 on 7/21/2021683 on 8/25/2021683 on 10/15/2021808 on 3/3/2022817 on 3/1/2023817 on 5/11/2023817 on 11/22/2023

Holdings

From latest 13F, filed October 12th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 221K 2K –
AIRBNB INC COM CL A 317K 2K –
ALPHABET INC CAP STK CL C 1M 10K –
ALPHABET INC CAP STK CL A 369K 3K –
AMAZON COM INC COM 1M 8K –
APPLE INC COM 17M 102K –
AUTOMATIC DATA PROCESSING IN COM 385K 2K –
BENTLEY SYS INC COM CL B 216K 4K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 4K –
CISCO SYS INC COM 208K 4K –
COCA COLA CO COM 252K 4K –
SELECT SECTOR SPDR TR SBI CONS DISCR 8M 52K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 474K 15K –
DIMENSIONAL ETF TRUST US EQUITY ETF 3M 55K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 460K 9K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 568K 22K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 417K 12K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 280K 12K –
ELEVANCE HEALTH INC COM 457K 1K –
ETF MANAGERS TR PRIME MOBILE PAY 258K 7K –
FIRST TR EXCHANGE-TRADED FD GBL WND ENRG ETF 226K 16K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 9M 192K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 476K 8K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 616K 15K –
FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 236K 12K –
GENERAL ELECTRIC CO COM NEW 444K 4K –
GLOBAL X FDS AUTONMOUS EV ETF 325K 14K –
GLOBUS MED INC CL A 252K 5K –
HERSHEY CO COM 216K 1K –
HOME DEPOT INC COM 253K 837 –
INTERNATIONAL BUSINESS MACHS COM 250K 2K –
INTUITIVE SURGICAL INC COM NEW 263K 900 –
INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 282K 6K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 280K 9K –
ISHARES TR 1 3 YR TREAS BD 221K 3K –
ISHARES TR 7-10 YR TRSY BD 341K 4K –
ISHARES TR CORE S&P500 ETF 745K 2K –
ISHARES TR CORE US AGGBD ET 1M 14K –
ISHARES TR CORE S&P SCP ETF 1M 12K –
ISHARES TR CORE HIGH DV ETF 9M 88K –
ISHARES TR CORE MSCI EAFE 1M 19K –
ISHARES INC CORE MSCI EMKT 2M 49K –
ISHARES TR CORE DIV GRWTH 8M 157K –
ISHARES TR CYBERSECURITY 2M 41K –
ISHARES TR EXPONENTIAL TECH 2M 43K –
ISHARES TR IBOXX INV CP ETF 1M 13K –
ISHARES TR MSCI EMG MKT ETF 519K 14K –
ISHARES TR MSCI EAFE ETF 405K 6K –
ISHARES TR RUSEL 2500 ETF 14M 250K –
ISHARES TR U.S. FIN SVC ETF 201K 1K –
JOHNSON & JOHNSON COM 589K 4K –
JPMORGAN CHASE & CO COM 417K 3K –
MCDONALDS CORP COM 223K 846 –
MICROSOFT CORP COM 5M 16K –
NVIDIA CORPORATION COM 2M 5K –
PACER FDS TR US CASH COWS 100 6M 128K –
PEPSICO INC COM 237K 1K –
PIMCO ETF TR INV GRD CRP BD 6M 69K –
PLUG POWER INC COM NEW 308K 41K –
PROCTER AND GAMBLE CO COM 364K 2K –
REGENERON PHARMACEUTICALS COM 216K 263 –
SELECT SECTOR SPDR TR SBI CONS STPLS 2M 24K –
SELECT SECTOR SPDR TR FINANCIAL 3M 90K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 4M 30K –
SELECT SECTOR SPDR TR INDL 201K 2K –
SELECT SECTOR SPDR TR TECHNOLOGY 10M 64K –
SELECT SECTOR SPDR TR COMMUNICATION 4M 56K –
SELECT SECTOR SPDR TR SBI INT-UTILS 476K 8K –
SIRIUS XM HOLDINGS INC COM 65K 14K –
SPDR SER TR PORTFOLIO SHORT 210K 7K –
SPDR S&P 500 ETF TR TR UNIT 2M 4K –
TESLA INC COM 541K 2K –
VANGUARD WORLD FDS CONSUM DIS ETF 388K 1K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 214K 5K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 233K 4K –
VANGUARD INDEX FDS GROWTH ETF 40M 148K –
VANGUARD WORLD FD MEGA CAP INDEX 786K 5K –
VANGUARD INDEX FDS MID CAP ETF 8M 40K –
VANGUARD INDEX FDS S&P 500 ETF SHS 827K 2K –
VANGUARD INDEX FDS SMALL CP ETF 6M 30K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 15K –
VANGUARD WORLD FDS UTILITIES ETF 211K 2K –
VANGUARD INDEX FDS VALUE ETF 45M 327K –
VERISK ANALYTICS INC COM 535K 2K –
VERIZON COMMUNICATIONS INC COM 266K 8K –