337 FRONTIER CAPITAL, LP
Adviser information for 337 FRONTIER CAPITAL, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $512.6M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $512.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $245.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $121.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $146.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-108220 |
|---|---|
| SEC ERA File Number | 801-108220 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284266 |
| Legal Entity Identifier | 254900LJWF73B53U0468 |
Principal Office
100 CROSBY STREETSUITE 302
NEW YORK
NY
United States
Monday - Friday, 8 AM TO 5 PM
Tel: (646)-813-3351, Fax: None
Websites
Chief Compliance Officer
MALINI A. VAN DEN BERG
CHIEF COMPLIANCE OFFICER
100 CROSBY STREET
SUITE 302
NEW YORK
NY
United States
Tel:
(646) 813-3351
M*****@**************M
(Full email address available in API data)
Regulatory Contact
DARREN SMITH
PARTNER
100 CROSBY STREET
SUITE 302
NEW YORK
NY
United States
Tel:
(646) 813-3371
D*****@**************M
(Full email address available in API data)
Industry Affiliates
| KIMBERLITE FRONTIER AFRICA FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KIMBERLITE FRONTIER AFRICA FUND GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KIMBERLITE FRONTIER AFRICA FUND (US), L.P. | LONG ONLY EQUITY FUND | $5.6M | $0.5M | 6 |
| KIMBERLITE FRONTIER AFRICA FUND OFFSHORE, L.P. | LONG ONLY EQUITY FUND | $239.8M | $0.5M | 9 |
| KIMBERLITE FRONTIER AFRICA MASTER FUND, L.P. | LONG ONLY EQUITY FUND | $245.5M | $0.5M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| 337 FRONTIER MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER | 05/2016 | < 5% |
| SMITH, DARREN, KEITH | Individual | – | LIMITED PARTNER | 05/2016 | 50-75% |
| DE BRUIJN, JOHANNES | Individual | – | LIMITED PARTNER | 05/2016 | 50-75% |
| VAN DEN BERG, MALINI, ANN | Individual | – | CHIEF COMPLIANCE OFFICER / HEAD OF OPERATIONS | 05/2016 | < 5% |
| SMITH, DARREN, KEITH | Individual | 337 FRONTIER MANAGEMENT GP, LLC | MANAGING MEMBER | 05/2016 | 50-75% |
| DE BRUIJN, JOHANNES | Individual | 337 FRONTIER MANAGEMENT GP, LLC | MANAGING MEMBER | 05/2016 | 50-75% |