BRIGHTPLAN LLC
Adviser information for BRIGHTPLAN LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 44 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 21317 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 21500 |
Services
| Advisory Services | Financial planningSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-108227 |
|---|---|
| SEC ERA File Number | 801-108227 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283790 |
| Legal Entity Identifier | None |
Principal Office
75 EAST SANTA CLARA ST.7TH FLOOR
SAN JOSE
CA
United States
Monday - Friday, 9AM-5PM
Tel: 408-933-6188, Fax: None
Chief Compliance Officer
NAOMI KANTROWITZ
75 EAST SANTA CLARA ST.
7TH FLOOR
SAN JOSE
CA
United States
Tel:
(408) 933-6188
N**********@*************M
(Full email address available in API data)
Regulatory Contact
MARTHIN DE BEER
CHIEF EXECUTIVE OFFICER
7491 NORTH FEDERAL HWY
SUITE C5-302
BOCA RATON
FL
United States
Tel:
408-933-6188
M******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DE BEER, MARTHIN, FREDERICK | Individual | – | CEO | 04/2016 | < 5% |
| BRIGHTPLAN GROUP, INC. | Domestic Entity | – | MANAGING MEMBER | 03/2021 | > 75% |
| KANTROWITZ, NAOMI, LYNN | Individual | – | CCO | 03/2023 | < 5% |