MG&A WEALTH
MEG GREEN & ASSOCIATES, INC. Legal Name
Adviser information for MG&A WEALTH last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,188 | $683.8M |
| Non-Discretionary | 159 | $34.8M |
| Total | 1,347 | $718.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 65 | $12.5M |
| HNW Individuals | 618 | $697.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $168,768 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $8.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSUB-ADVISORY FEES |
Identifiers
| SEC RIA File Number | 801-108236 |
|---|---|
| SEC ERA File Number | 801-108236 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284866 |
| Legal Entity Identifier | None |
Principal Office
8151 PETERS ROADSUITE 3200
PLANTATION
FL
United States
Monday - Friday, 9:00AM � 5:30PM
Tel: 954-289-9000, Fax: 954-289-9100
Websites
Chief Compliance Officer
MALLORY C. MANGRUM
CHIEF INFORMATION OFFICER
8151 PETERS ROAD
SUITE 3200
PLANTATION
FL
United States
Tel:
954-289-9000
Fax:
954-289-9100
M******@************M
(Full email address available in API data)
Regulatory Contact
TODD BATTAGLIA
PRESIDENT & CEO
8151 PETERS ROAD
SUITE 3200
PLANTATION
FL
United States
Tel:
954-289-9000
Fax:
954-289-9100
T***@************M
(Full email address available in API data)
Industry Affiliates
| MG&A WEALTH PR LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BATTAGLIA, TODD, MICHAEL | Individual | – | PRESIDENT/CEO | 01/2016 | > 75% |
| MANGRUM, MALLORY, CURIAN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2001 | < 5% |
| MCGANN, KEVIN, BERNARD | Individual | – | VICE PRESIDENT/COO | 08/2008 | < 5% |
| O'HALLORAN, JAMES, SEAN | Individual | – | VICE PRESIDENT OF WEALTH MANAGEMENT | 06/2016 | 5-10% |
| CALENZANI, HUGO, MANUEL | Individual | – | CIO | 06/2016 | 5-10% |