MACQUARIE PRIVATE DEBT ASSET MANAGEMENT, LLC
Adviser information for MACQUARIE PRIVATE DEBT ASSET MANAGEMENT, LLC last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $250.0M |
| Non-Discretionary | 1 | $200.0M |
| Total | 2 | $450.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $450.0M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMORIGINATION FEE AND/OR TERMINATION FEES |
Identifiers
| SEC RIA File Number | 801-108243 |
|---|---|
| SEC ERA File Number | 801-108243 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284788 |
| Legal Entity Identifier | 254900HCRX5O626MW546 |
Principal Office
125 WEST 55TH STREETLEVEL 18
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 1 212 231-1000, Fax: 1 212 231-1878
Websites
Chief Compliance Officer
WILLIAM J. FINK
1301 RIVERPLACE BLVD
LEVEL 4
JACKSONVILLE
FL
United States
Tel:
1 718 578-3246
B********@************M
(Full email address available in API data)
Industry Affiliates
| DELAWARE DISTRIBUTORS, L.P. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MACQUARIE ASSET MANAGEMENT EUROPE S.A.R.L | Other investment adviser, including financial planners |
| MACQUARIE CAPITAL (USA) INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MACQUARIE FINANCIAL PRODUCTS MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INFRASTRUCTURE AND REAL ASSETS (SALES) CANADA LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MACQUARIE INFRASTRUCTURE PARTNERS | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MAM AMERICAS, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINK, WILLIAM, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2016 | < 5% |
| MACQUARIE GROUP LIMITED | Foreign Entity | MACQUARIE FINANCIAL HOLDINGS PTY LIMITED | OWNER | 09/2018 | > 75% |
| MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC. | Domestic Entity | – | DIRECT 100% OWNER | 09/2018 | > 75% |
| MACQUARIE HOLDINGS (U.S.A.) INC. | Domestic Entity | MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC. | OWNER | 09/2018 | > 75% |
| MACQUARIE CORPORATE HOLDINGS PTY LIMITED | Foreign Entity | MACQUARIE CORPORATE INTERNATIONAL HOLDINGS PTY LIMITED | OWNER | 09/2018 | > 75% |
| MACQUARIE EQUITIES (US) HOLDINGS PTY. LIMITED | Foreign Entity | MACQUARIE HOLDINGS (U.S.A.) INC. | OWNER | 09/2018 | > 75% |
| MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTD | Foreign Entity | MACQUARIE EQUITIES (US) HOLDINGS PTY. LIMITED | OWNER | 09/2018 | > 75% |
| MACQUARIE CORPORATE INTERNATIONAL HOLDINGS PTY LIMITED | Foreign Entity | MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTD | OWNER | 09/2018 | > 75% |
| MACQUARIE FINANCIAL HOLDINGS PTY LIMITED | Foreign Entity | MACQUARIE CORPORATE HOLDINGS PTY LIMITED | OWNER | 09/2018 | > 75% |
| MARLEY, JAMIE, DAVID | Individual | – | DIRECTOR | 02/2021 | < 5% |
| Sweeney, Matthew, James | Individual | – | DIRECTOR | 11/2022 | < 5% |
| SALUJA, SUKHDEEP, SINGH | Individual | – | DIRECTOR | 01/2023 | < 5% |
| Christiansen, Anders, Barton | Individual | – | TREASURER | 05/2023 | < 5% |
| CHERNIAK, HARLAN | Individual | – | HEAD OF INFRASTRUCTURE DEBT, AMERICAS | 06/2023 | < 5% |