HOUSE HANOVER LLC
Adviser information for HOUSE HANOVER LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $77.5M |
| Non-Discretionary | 3 | $16.4M |
| Total | 6 | $93.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $32.0M |
| Pooled investment vehicles | 5 | $62.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for investment companiesGENERAL PARTNER TO POOLED FUNDS |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108252 |
|---|---|
| SEC ERA File Number | 801-108252 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284838 |
| Legal Entity Identifier | None |
Principal Office
800 TURNPIKE STREETSUITE 300
NORTH ANDOVER
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 978-794-3366, Fax: 978-215-4009
Chief Compliance Officer
FLORINA KLINGBAUM
1056 FIFTH AVENUE
9TH FLOOR
NEW YORK
NY
United States
Tel:
9174997718
F****************@*************M
(Full email address available in API data)
Industry Affiliates
| PACESETTER CDE, INC. | Other investment adviser, including financial planners |
| SEMA4, INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ABGMS, LP | Private Equity Fund | $43.2M | $5.0M | 20 |
| HIGHLAND CRUSADER OFFSHORE PARTNERS, L.P. | Hedge Fund | $16.4M | $5.0M | 322 |
| PIAA, LP | Private Equity Fund | $2.4M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DiSalvo, Mark, Sebastian | Individual | – | PRESIDENT | 01/2018 | < 5% |
| SEMA4, INC. | Domestic Entity | – | MEMBER | 08/2016 | > 75% |
| SEMA4, INC. | Domestic Entity | HOUSE HANOVER, LLC | SHAREHOLDER | 08/2016 | > 75% |
| DiSalvo, Mark, Sebastian | Individual | SEMA4, INC. | SHAREHOLDER | 11/2001 | > 75% |
| KLINGBAUM, FLORINA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |