MAXIMAI INVESTMENT PARTNERS, LLC
Adviser information for MAXIMAI INVESTMENT PARTNERS, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 816 | $395.9M |
| Non-Discretionary | 175 | $97.8M |
| Total | 991 | $493.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 205 | $493.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 61 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)SUB-ADVISORY SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 10.6M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MAXIMAI WRAP PROGRAM | MAXIMAI INVESTMENT PARTNERS, LLC |
Identifiers
| SEC RIA File Number | 801-108257 |
|---|---|
| SEC ERA File Number | 801-108257 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284919 |
| Legal Entity Identifier | None |
Principal Office
500 S. DIXIE HWYSUITES 301
CORAL GABLES
FL
United States
BY APPOINTMENT, 9:00 AM TO 5:00 PM
Tel: 786-332-6050, Fax: 786 332 6041
Chief Compliance Officer
DANIELLA VIETE
COO
500 S. DIXIE HWY
SUITES 301
CORAL GABLES
FL
United States
Tel:
786-332-6044
C*********@******************M
(Full email address available in API data)
Regulatory Contact
JUAN CARLOS RIERA
COMPLIANCE CONSULTANT
1441 BRICKELL AVENUE
SUITE 1007
MIAMI
FL
United States
Tel:
3054480014
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VAN WALLEGHEM, ELIZABETH | Individual | – | PRINCIPAL, CEO, MANAGING MEMBER | 09/2016 | < 5% |
| COCOVAN CORP | Domestic Entity | – | MANAGING MEMBER | 09/2016 | > 75% |
| MAYORDOMO CORP | Domestic Entity | – | MANAGING MEMBER | 09/2016 | 5-10% |
| VAN WALLEGHEM, ELIZABETH | Individual | COCOVAN CORP | MANAGING MEMBER | 09/2016 | > 75% |
| BUTLER, THOMAS, J | Individual | MAYORDOMO CORP | MANAGING MEMBER | 09/2016 | > 75% |
| VIETE, DANIELLA | Individual | – | CHIEF COMPLIANCE OFFICER / COO | 07/2018 | < 5% |