GRANITE STATE CAPITAL MANAGEMENT, LP
Adviser information for GRANITE STATE CAPITAL MANAGEMENT, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $877.8M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $877.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $877.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 78 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108273 |
|---|---|
| SEC ERA File Number | 801-108273 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284888 |
| Legal Entity Identifier | None |
Principal Office
777 WEST PUTNAM AVE.SUITE 300
GREENWICH
CT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 646-688-3231, Fax: 646-688-3256
Websites
Chief Compliance Officer
WILLIAM MERRIMAN
CHIEF FINANCIAL OFFICER
777 WEST PUTNAM AVE.
SUITE 300
GREENWICH
CT
United States
Tel:
646-688-3231
B********@******************M
(Full email address available in API data)
Regulatory Contact
STEVEN SHIRREFFS
PARTNER
777 WEST PUTNAM AVE.
SUITE 300
GREENWICH
CT
United States
Tel:
646-688-3208
S*********@******************M
(Full email address available in API data)
Industry Affiliates
| GRANITE OFFSHORE GP, LTD | Sponsor, GP, manager of pooled investment vehicles |
| GRANITE STATE CAPITAL GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GRANITE STATE CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GRANITE STATE CAPITAL MASTER FUND II, L.P. | Private Equity Fund | $47.1M | $5.0M | 26 |
| GRANITE STATE CAPITAL MASTER FUND, L.P. | Private Equity Fund | $21.0M | $5.0M | 14 |
| GRANITE STATE SENIOR LOAN FUNDING 2023-1, LTD | Securitized Asset Fund | $21.5M | $0.0M | 1 |
| GRANITE STATE SENIOR LOAN FUNDING 2023-2, LTD | Securitized Asset Fund | $19.6M | $0.0M | 1 |
| GRANITE STATE SENIOR LOAN FUNDING 2024-1, LTD | Securitized Asset Fund | $0.0M | $0.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHIRREFFS, STEVE, TYLER | Individual | – | LIMITED PARTNER | 10/2016 | 25-50% |
| SHIRREFFS, DAVID, GORDON | Individual | – | LIMITED PARTNER AND PRESIDENT | 10/2016 | 25-50% |
| GRANITE STATE CAPITAL MANAGEMENT, LLC | Domestic Entity | – | GENERAL PARTNER | 10/2016 | < 5% |
| SHIRREFFS, STEVE, TYLER | Individual | GRANITE STATE CAPITAL MANAGEMENT, LLC | MEMBER | 07/2016 | 50-75% |
| SHIRREFFS, DAVID, GORDON | Individual | GRANITE STATE CAPITAL MANAGEMENT, LLC | MEMBER | 07/2016 | 50-75% |
| MERRIMAN, WILLIAM, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 11/2016 | < 5% |
| CRC GSC, LLC | Domestic Entity | – | LIMITED PARTNER | 03/2018 | 25-50% |
| GELLES, JEFFREY, HERMAN | Individual | CLOUDS REST CAPITAL LLC | MANAGING MEMBER | 11/2016 | > 75% |
| CLOUDS REST CAPITAL LLC | Domestic Entity | CRC GSC, LLC | MANAGING MEMBER | 12/2017 | > 75% |