SAPIENCE INVESTMENTS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	15	$443.0M
Non-Discretionary	0	$0
Total	15	$443.0M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	<5	$1.1M
Banking or thrift institutions	0	$0
Investment companies	1	$111.9M
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$136.2M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	9	$193.8M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	40
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for investment companiesPortfolio management for businesses or institutional clients
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-108274
SEC ERA File Number	801-108274
SEC CIK Numbers	1682598
SEC CRD Numbers	284720
Legal Entity Identifier	549300RAAP5444BZWR49

Principal Office

520 NEWPORT CENTER DRIVE
SUITE 650
NEWPORT BEACH
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic