ECP INVESTMENT ADVISORS LLC
Adviser information for ECP INVESTMENT ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $160.9M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $160.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $160.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108280 |
|---|---|
| SEC ERA File Number | 801-108280 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284686 |
| Legal Entity Identifier | None |
Principal Office
8235 DOUGLAS AVESUITE 600
DALLAS
TX
United States
Monday - Friday, 8AM-5PM
Tel: (214) 922-1063, Fax: None
Websites
Chief Compliance Officer
FRANK SCHUBERT
8235 DOUGLAS AVE
SUITE 600
DALLAS
TX
United States
Tel:
(214) 922-1063
F********@****************M
(Full email address available in API data)
Industry Affiliates
| EXCAP FUND III GP LP | Sponsor, GP, manager of pooled investment vehicles |
| EXPEDITION FUND I GP LP | Sponsor, GP, manager of pooled investment vehicles |
| EXPEDITION FUND II GP LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ECP II ARBOR RIDGE CO-INVESTMENT LP | Real Estate Fund | $2.9M | $0.0M | 19 |
| ECP II LAKEBRIDGE CO-INVESTMENT LP | Real Estate Fund | $0.7M | $0.1M | 11 |
| ECP II MIDDLETOWN CO-INVESTMENT LP | Real Estate Fund | $7.3M | $0.3M | 8 |
| ECP II RAVINIA CO-INVESTMENT LP | Real Estate Fund | $3.5M | $0.0M | 21 |
| ECP III LYNNWOOD CO-INVESTMENT LP | Real Estate Fund | $7.6M | $0.1M | 28 |
| ECP SIDE-CAR SUWANEE LP | Real Estate Fund | $1.5M | $0.1M | 20 |
| EXCAP INVESTMENT PARTNERS III LP | Real Estate Fund | $50.7M | $1.0M | 52 |
| EXPEDITION CO-INVESTMENT PARTNERS I LP | Real Estate Fund | $45.2M | $1.0M | 52 |
| EXPEDITION CO-INVESTMENT PARTNERS II LP | Real Estate Fund | $41.6M | $1.0M | 45 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Schubert, Frank, Brittain | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2016 | < 5% |
| ECP SERVICES LP | Domestic Entity | – | MANAGING MEMBER | 07/2016 | > 75% |
| Schubert, Frank, Brittain | Individual | EXPEDITION CAPITAL PARTNERS GP LLC | MEMBER | 07/2016 | 25-50% |
| Claro, Jason, Alexander | Individual | EXPEDITION CAPITAL PARTNERS GP LLC | MEMBER | 07/2016 | 25-50% |
| EXPEDITION CAPITAL PARTNERS GP LLC | Domestic Entity | ECP SERVICES LP | GENERAL PARTNER | 07/2016 | |
| EXPEDITION CAPITAL HOLDINGS LLC | Domestic Entity | ECP SERVICES LP | LIMITED PARTNER | 07/2016 | > 75% |
| HOPE TRUST | Domestic Entity | EXPEDITION CAPITAL HOLDINGS LLC | MEMBER | 07/2016 | 50-75% |
| LIBERTY TRUST | Domestic Entity | EXPEDITION CAPITAL HOLDINGS LLC | MEMBER | 07/2016 | 50-75% |
| Summers, Elisa, Hill | Individual | LIBERTY TRUST | TRUSTEE | 08/2022 | |
| Washburne, Heather, Hill | Individual | HOPE TRUST | TRUSTEE | 08/2022 |