PROVENIO CAPITAL
PROVENIO CAPITAL MANAGEMENT INC. Legal Name
Adviser information for PROVENIO CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $166.7M |
| Non-Discretionary | 110 | $1.5B |
| Total | 131 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 101 | $1.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $38.9M |
| Pension and profit sharing plans | <5 | $18.7M |
| Charitable organizations | <5 | $64.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 13 | $127.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $300,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108281 |
|---|---|
| SEC ERA File Number | 801-108281 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284541 |
| Legal Entity Identifier | None |
Principal Office
4400 MACARTHUR BLVD.SUITE 300
NEWPORT BEACH
CA
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 949-301-9060, Fax: 949-482-2277
Chief Compliance Officer
RESHMA PATEL
VICE PRESIDENT OF OPERATIONS
4400 MACARTHUR BLVD.
SUITE 300
NEWPORT BEACH
CA
United States
Tel:
949-301-9060
R*****@******************M
(Full email address available in API data)
Regulatory Contact
BENJAMIN DURRANT
CHIEF INVESTMENT OFFICER
4400 MACARTHUR BLVD.
SUITE 300
NEWPORT BEACH
CA
United States
Tel:
949-301-9064
Fax:
949-482-2277
B**@******************M
(Full email address available in API data)
Industry Affiliates
| PROVENIO CAPITAL INSURANCE SERVICES LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PROVENIO CAPITAL LLC | Domestic Entity | – | SHAREHOLDER | 06/2016 | > 75% |
| DURRANT, BENJAMIN, PAUL WYNN | Individual | – | CO-FOUNDER AND CHIEF INVESTMENT OFFICER | 06/2016 | < 5% |
| MURPHY FAMILY TRUST DTD 04/03/2001 | Domestic Entity | PROVENIO CAPITAL LLC | SHAREHOLDER | 06/2016 | 50-75% |
| MURPHY, KEVIN, MICHAEL | Individual | MURPHY FAMILY TRUST DTD 04/03/2001 | TRUSTEE | 04/2001 | 50-75% |
| DURRANT, BENJAMIN, PAUL WYNN | Individual | DURRANT LIVING TRUST | TRUSTEE | 05/2022 | 50-75% |
| MURPHY, TRACY, SCHRIBER | Individual | MURPHY FAMILY TRUST DTD 04/03/2001 | TRUSTEE | 04/2001 | 50-75% |
| MURPHY, KEVIN, MICHAEL | Individual | – | CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | 09/2016 | < 5% |
| CHAPPELL, DARREN, ROBERT | Individual | – | SENIOR VICE PRESIDENT OF INVESTMENTS AND CHIEF OPERATING OFFICER | 03/2022 | < 5% |
| PATEL, RESHMA, B | Individual | – | VICE PRESIDENT OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| CHUSED, JEREMY, DAVID | Individual | – | SENIOR VICE PRESIDENT OF INVESTMENT OPERATIONS | 06/2016 | < 5% |
| DURRANT LIVING TRUST | Domestic Entity | PROVENIO CAPITAL LLC | SHAREHOLDER | 05/2022 | 50-75% |
| GROSS, JENNIFER, DAWN | Individual | DURRANT LIVING TRUST | TRUSTEE | 05/2022 | 50-75% |