THE FIDUCIARY ALLIANCE
FIDUCIARY ALLIANCE LLC Legal Name
Adviser information for THE FIDUCIARY ALLIANCE last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 42 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 26 |
| Licensed Agents of an Insurance Company | 23 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,117 | $788.2M |
| Non-Discretionary | 11,474 | $439.8M |
| Total | 16,591 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,352 | $256.0M |
| HNW Individuals | 443 | $469.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $94,884 |
| Charitable organizations | <5 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $60.7M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 496 | $439.7M |
| Other | <5 | $1.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
511 RHETT STREET, SUITE 2AGREENVILLE
SC
United States
Monday - Friday, 9AM - 4PM
Tel: 864-385-7999, Fax: None
Websites
www.facebook.com/thedavidchudykagencyllc/
www.linkedin.com/in/greg-towner-cfa-cmt
twitter.com/stocksandbikes
www.facebook.com/parallelfinancial/
www.instagram.com/parallelfinancial/
www.linkedin.com/in/anthony-mahfood-principal-2333016/
twitter.com/davidchudyk
www.youtube.com/channel/uc-zvrdgyfrbt_kpisz0alhq
www.instagram.com/steventolleson83/
www.facebook.com/randall.neighbour
www.facebook.com/kingdomwealthmanagement
www.linkedin.com/in/peytonhoppes/
www.linkedin.com/company/parallel-financial/
www.linkedin.com/in/steven-tolleson-3b8a889b/
www.linkedin.com/in/david-chudyk-cfp-r-15086812/
www.facebook.com/echelonfinancial
www.facebook.com/steven.tolleson.71
twitter.com/stolleson83
www.linkedin.com/company/echelon-financial-management
www.linkedin.com/in/investmenttaxstrategy/
www.linkedin.com/in/barry-dick-0406667
www.youtube.com/c/parallelfinancialpartnersgreenville
www.facebook.com/phoppes
www.linkedin.com/in/brian-dick-a14700160
www.linkedin.com/in/jonathan-dick-a95405142/
www.linkedin.com/company/stewardship-investments-inc/
www.linkedin.com/in/abigail-schilz-4b1533a5/
tiktok.com/pchoppes
www.linkedin.com/company/altum-wealth-alliance/
www.twitter.com/brianboughner
www.facebook.com/bjb281
www.linkedin.com/in/susan-harvell-a0400319b/
www.linkedin.com/in/naadir-jalill-896560185/
www.linkedin.com/in/brianboughner/
www.linkedin.com/in/robert-moses-b372458/
tiktok.com/@adviceinyourbestinterest
www.instagram.com/adviceinyourbestinterest/
www.facebook.com/altumwealthalliance
www.facebook.com/stewardshipinvestmentsinc
www.linkedin.com/in/jordan-roberts-21097a47/
www.facebook.com/people/retirement-readiness/100086451053874/
linkedin.com/in/investmenttaxstrategy/
www.linkedin.com/in/kingdomwealthmanagment
www.linkedin.com/in/gina-rose-salamin-289b414/
www.facebook.com/merrimackwealthmanagement
www.linkedin.com/in/emilygedwards/
www.instagram.com/pchoppes
www.linkedin.com/in/vrlatham/
www.parallelfinancial.com
www.facebook.com/davidandjillchudyk
www.tiktok.com/@weeklywealthpodcast
Chief Compliance Officer
VICTORIA LATHAM
CHIEF COMPLIANCE OFFICER
511 RHETT ST.
SUITE 2A
GREENVILLE
SC
United States
Tel:
864-385-7999
V*******@********************G
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAHFOOD, ANTHONY, RICHARD | Individual | – | MANAGING MEMBER | 08/2016 | 50-75% |
| BOUGHNER, BRIAN, JAMES | Individual | – | MANAGING MEMBER | 08/2016 | 50-75% |
| LATHAM, VICTORIA, REGINA | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| TOWNER, GREGORY, MILLER | Individual | – | CHIEF INVESTMENT OFFICER | 08/2016 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Amazon | Stock | 15M | 75K | – |
| ISHARES MORNINGSTAR GROWTH ETF | ETF | 219K | 3K | – |
| INVESCO QQQ TRUST SERIES I | ETF | 4M | 9K | – |
| HECLA MNG CO COM | Stock | 49K | 10K | – |
| ELEVANCE HEALTH INC COM | Stock | 329K | 613 | – |
| SPDR S&P NORTH AMERICAN NATURAL RESOURCES ETF | ETF | 2M | 35K | – |
| Johnson & Johnson | Stock | 9M | 65K | – |
| Vanguard Total Stock Market | ETF | 544K | 2K | – |
| VANGUARD ENERGY ETF | ETF | 566K | 4K | – |
| Global X Internet of Things ETF | ETF | 273K | 8K | – |
| Costco | Stock | 4M | 5K | – |
| YUM BRANDS INC COM | Stock | 313K | 2K | – |
| ISHARES U.S. INDUSTRIALS ETF | ETF | 207K | 2K | – |
| PROCTER AND GAMBLE CO COM | Stock | 371K | 2K | – |
| Coca Cola | Stock | 451K | 7K | – |
| Truist Financial | Stock | 3M | 83K | – |
| Intel | Stock | 469K | 15K | – |
| CME Group | Stock | 4M | 20K | – |
| ISHARES DOW JONES U.S. ETF | ETF | 398K | 3K | – |
| SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | ETF | 915K | 2K | – |
| ISHARES SILVER TRUST | ETF | 399K | 15K | – |
| Merck | Stock | 9M | 74K | – |
| SPDR S&P 500 ETF TRUST | ETF | 29M | 53K | – |
| MASTERCARD INCORPORATED CL A | Stock | 562K | 1K | – |
| Global Robotics and AI ETF | ETF | 7M | 229K | – |
| Edwards Lifesciences | Stock | 3M | 34K | – |
| Invesco Dynamic Software ETF | ETF | 2M | 32K | – |
| Pacer US Cash Cows 100 ETF | ETF | 4M | 81K | – |
| Verizon | Stock | 314K | 8K | – |
| INVESCO VARIABLE RATE INVESTMENT GRADE ETF | ETF | 2M | 89K | – |
| FEDEX CORP COM | Stock | 242K | 812 | – |
| Pepsi | Stock | 8M | 49K | – |
| ISHARES 1-3 YEAR TREASURY BOND ETF | ETF | 550K | 7K | – |
| Honeywell | Stock | 2M | 11K | – |
| FORD MTR CO DEL COM | Stock | 607K | 47K | – |
| MICROSTRATEGY INC CL A NEW | Stock | 2M | 1K | – |
| ISHARES ESG AWARE MSCI USA ETF | ETF | 557K | 5K | – |
| XCEL ENERGY INC COM | Stock | 442K | 8K | – |
| BP PLC SPONSORED ADR | ADR | 617K | 17K | – |
| Home Depot | Stock | 12M | 35K | – |
| PACER US SMALL CAP CASH COWS 100 ETF | ETF | 1M | 25K | – |
| JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF | ETF | 3M | 74K | – |
| Gold ETF | ETF | 5M | 218K | – |
| SPDR GOLD SHARES | ETF | 366K | 2K | – |
| SOUTHERN CO COM | Stock | 232K | 3K | – |
| Schwab U.S. Small-Cap | ETF | 305K | 6K | – |
| RIOT PLATFORMS INC COM | Stock | 147K | 15K | – |
| Schwab U.S. Broad Market | ETF | 221K | 3K | – |
| MARATHON DIGITAL HOLDINGS INC COM | Stock | 301K | 14K | – |
| MARATHON DIGITAL HOLDINGS INC COM | Stock | 22 | 1K | – |
| MARATHON DIGITAL HOLDINGS INC COM | Stock | 9 | 400 | – |
| INSPIRE 100 ETF | ETF | 3M | 69K | – |
| JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 657K | 13K | – |
| Schwab U.S. Large-Cap Growth | ETF | 8M | 79K | – |
| PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND | ETF | 2M | 20K | – |
| MAIN SECTOR ROTATION ETF | ETF | 3M | 65K | – |
| iShares S&P Small Cap ETF | ETF | 10M | 98K | – |
| Berkshire Hathaway CL B | Stock | 18M | 45K | – |
| AMPLIFY TRANSFORMATIONAL DATA SHARING ETF | ETF | 709K | 20K | – |
| Adobe | Stock | 299K | 526 | – |
| Alphabet CL A | Stock | 9M | 47K | – |
| Celsius Holdings | Stock | 554K | 10K | – |
| Comcast | Stock | 306K | 8K | – |
| iShares U.S. Infrastructure ETF | ETF | 753K | 18K | – |
| GENERAC HLDGS INC COM | Stock | 468K | 3K | – |
| Microsoft | Stock | 38M | 83K | – |
| Valero Energy | Stock | 421K | 3K | – |
| DTE ENERGY CO COM | Stock | 453K | 4K | – |
| V F CORP COM | Stock | 3M | 202K | – |
| Defiance Quantum ETF | ETF | 263K | 4K | – |
| Boeing | Stock | 200K | 1K | – |
| Vanguard Small Cap | ETF | 755K | 3K | – |
| VANGUARD MID-CAP ETF | ETF | 516K | 2K | – |
| GUARDANT HEALTH INC COM | Stock | 319K | 11K | – |
| Nextera Energy | Stock | 7M | 96K | – |
| Nike | Stock | 208K | 3K | – |
| Tesla | Stock | 744K | 3K | – |
| iShares Emerging Markets ex China ETF | ETF | 4M | 75K | – |
| VANGUARD HEALTH CARE ETF | ETF | 304K | 1K | – |
| VANGUARD FTSE EUROPE ETF | ETF | 552K | 8K | – |
| VANGUARD INFORMATION TECHNOLOGY ETF | ETF | 285K | 486 | – |
| Schwab Intermediate-Term US Treasury | ETF | 7M | 152K | – |
| VANGUARD S&P 500 ETF | ETF | 225K | 447 | – |
| SPDR S&P MIDCAP 400 ETF TRUST | ETF | 486K | 914 | – |
| Crowdstrike | Stock | 3M | 8K | – |
| ISHARES RUSSELL TOP 200 GROWTH ETF | ETF | 211K | 966 | – |
| SPDR S&P 600 Small Cap Growth | ETF | 626K | 7K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - AUGUST | ETF | 211K | 6K | – |
| ELI LILLY & CO COM | Stock | 656K | 723 | – |
| Schwab REIT | ETF | 3M | 160K | – |
| INSPIRE INTERNATIONAL ETF | ETF | 9M | 313K | – |
| ADAPTHEALTH CORP COMMON STOCK | Stock | 154K | 16K | – |
| ISHARES RUSSELL 2000 ETF | ETF | 465K | 2K | – |
| HCM DEFENDER 100 INDEX ETF | ETF | 2M | 26K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - FEBRUARY | ETF | 201K | 6K | – |
| HCM DEFENDER 500 INDEX ETF | ETF | 1M | 29K | – |
| DUKE ENERGY CORP NEW COM NEW | Stock | 360K | 4K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - MARCH | ETF | 358K | 9K | – |
| Freeport-McMoran | Stock | 9M | 189K | – |
| iShares U.S. Aerospace & Defense | ETF | 233K | 2K | – |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 255K | 5K | – |
| Quanta Services | Stock | 4M | 18K | – |
| PALANTIR TECHNOLOGIES INC CL A | Stock | 3M | 99K | – |
| INVESCO NASDAQ 100 ETF | ETF | 518K | 3K | – |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | 5M | 65K | – |
| NORTHERN LIGHTS FUND TRUST IV | ETF | 174K | 10K | – |
| COINBASE GLOBAL INC COM CL A | Stock | 2M | 8K | – |
| Visa | Stock | 1M | 4K | – |
| DIMENSIONAL U.S. CORE EQUITY 2 ETF | ETF | 477K | 15K | – |
| PHILLIPS EDISON & CO INC COMMON STOCK | REIT | 586K | 18K | – |
| PETVIVO HLDGS INC WT EXP 081326 | Stock | 420 | 10K | – |
| DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES | ETF | 2M | 19K | – |
| JPMorgan Income ETF | ETF | 2M | 37K | – |
| American Tower | REIT | 246K | 1K | – |
| iShares Core S&P Total U.S. Stock Market ETF | ETF | 2M | 21K | – |
| SANDSTORM GOLD LTD COM NEW | Stock | 55K | 10K | – |
| Stock | 991K | 2K | – | |
| SERVICENOW INC COM | Stock | 258K | 325 | – |
| JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF | ETF | 1M | 23K | – |
| GOTHAM 1000 VALUE ETF | ETF | 611K | 27K | – |
| MONDELEZ INTL INC CL A | Stock | 11M | 161K | – |
| Broadcom | Stock | 774K | 467 | – |
| MOODYS CORP COM | Stock | 4M | 10K | – |
| ISHARES CORE MSCI EAFE ETF | ETF | 264K | 4K | – |
| Accenture | Stock | 363K | 1K | – |
| SPDR Portfolio High Yield Bond ETF | ETF | 1M | 64K | – |
| NVIDIA CORPORATION COM | Stock | 15M | 123K | – |
| iShares 1-3 Year Credit Bond ETF | ETF | 335K | 7K | – |
| iShares Short-Term Treasury ETF | ETF | 4M | 35K | – |
| Abbvie | Stock | 651K | 4K | – |
| Biotech ETF | ETF | 2M | 23K | – |
| INVESCO S&P GLOBAL WATER INDEX ETF | ETF | 571K | 10K | – |
| NORTHERN DYNASTY MINERALS LTD COM NEW | Stock | 7K | 22K | – |
| Taiwan Semiconductor | ADR | 283K | 2K | – |
| Powershares S&P 500 Quality | ETF | 2M | 24K | – |
| GRACO INC COM | Stock | 781K | 10K | – |
| Qualcomm | Stock | 626K | 3K | – |
| JPMorgan Hedged Equity Laddered Overlay ETF | ETF | 3M | 57K | – |
| McDonalds | Stock | 885K | 4K | – |
| INTERCONTINENTAL EXCHANGE INC COM | Stock | 2M | 15K | – |
| Cisco | Stock | 454K | 10K | – |
| VANGUARD TOTAL INTERNATIONAL BOND ETF | ETF | 2M | 45K | – |
| ADVANCED MICRO DEVICES INC COM | Stock | 258K | 2K | – |
| ISHARES BITCOIN TRUST REGISTERED | ETF | 7M | 189K | – |
| CORE SCIENTIFIC INC NEW COM | Stock | 238K | 23K | – |
| CORE SCIENTIFIC INC NEW WT EXP 012327 | Stock | 328K | 63K | – |
| CORE SCIENTIFIC INC NEW WT EXP 012329 | Stock | 524K | 53K | – |
| GLOBAL NET LEASE INC COM NEW | REIT | 71K | 31K | – |
| AT&T | Stock | 225K | 12K | – |
| Global X MLP & Energy Infrastructure ETF | ETF | 4M | 71K | – |
| iShares Edge MSCI USA Quality Factor | ETF | 497K | 3K | – |
| Robo Global Robotics and Automation ETF | ETF | 479K | 9K | – |
| ISHARES S&P 500 VALUE ETF | ETF | 874K | 5K | – |
| ISHARES S&P 500 GROWTH ETF | ETF | 2M | 17K | – |
| iShares Core S&P 500 ETF | ETF | 563K | 1K | – |
| Union Pacific | Stock | 274K | 1K | – |
| ECOLAB INC COM | Stock | 236K | 1K | – |
| COOPER STD HLDGS INC COM | Stock | 3M | 259K | – |
| SALESFORCE INC COM | Stock | 307K | 1K | – |
| Republic Services | Stock | 8M | 40K | – |
| Lockheed Martin | Stock | 7M | 15K | – |
| JPMorgan Chase | Stock | 21M | 102K | – |
| ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 290K | 6K | – |
| SPDR S&P Emerging Markets | ETF | 5M | 133K | – |
| Chevron | Stock | 10M | 61K | – |
| Conocophillips | Stock | 19M | 163K | – |
| Markel | Stock | 2M | 2K | – |
| Vanguard FTSE Developed Markets | ETF | 225K | 5K | – |
| Danaher | Stock | 8M | 32K | – |
| M & T BK CORP COM | Stock | 3M | 22K | – |
| Bank of America | Stock | 286K | 7K | – |
| SPDR S&P DIVIDEND ETF | ETF | 242K | 2K | – |
| WALMART INC COM | Stock | 819K | 12K | – |
| ISHARES 3-7 YEAR TREASURY BOND ETF | ETF | 442K | 4K | – |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 294K | 2K | – |
| United Technologies | Stock | 685K | 7K | – |
| Texas Instruments | Stock | 6M | 29K | – |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | ETF | 345K | 3K | – |
| Pfizer | Stock | 204K | 7K | – |
| Morgan Stanley | Stock | 8M | 83K | – |
| 3M Company | Stock | 398K | 4K | – |
| Caterpillar | Stock | 308K | 939 | – |
| Alphabet CL C | Stock | 1M | 8K | – |
| American Express | Stock | 225K | 952 | – |
| Amgen | Stock | 8M | 26K | – |
| Applied Materials | Stock | 228K | 947 | – |
| Vanguard Dividend Appreciation ETF | ETF | 587K | 3K | – |
| Eaton Corp | Stock | 10M | 31K | – |
| iShares S&P Mid-Cap Growth ETF | ETF | 974K | 11K | – |
| iShares S&P Mid-Cap Value ETF | ETF | 498K | 4K | – |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | ADR | 5M | 73K | – |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | ADR | 184 | 3K | – |
| FERGUSON PLC NEW SHS | Stock | 5M | 24K | – |
| WISDOMTREE INDIA EARNINGS FUND | ETF | 1M | 26K | – |
| S&P Growth ETF | ETF | 696K | 9K | – |
| BERKLEY W R CORP COM | Stock | 357K | 5K | – |
| American Water Works | Stock | 2M | 19K | – |
| Exxon Mobil | Stock | 2M | 21K | – |
| Unitedhealth Group | Stock | 713K | 1K | – |
| Lowes | Stock | 421K | 2K | – |
| Etsy Inc | Stock | 313K | 5K | – |
| Shopify | Stock | 709K | 11K | – |
| GRAYSCALE BITCOIN TRUST | ETF | 3M | 64K | – |
| NOVO-NORDISK A S ADR | ADR | 968K | 7K | – |
| WESTROCK CO COM | Stock | 254K | 5K | – |
| Paypal | Stock | 4M | 73K | – |
| First Trust Cybersecurity ETF | ETF | 2M | 31K | – |
| SCHWAB CHARLES CORP COM | Stock | 319K | 4K | – |
| SPDR S&P World ex-US | ETF | 15M | 435K | – |
| Crown Castle Int. | REIT | 8M | 85K | – |
| iShares China Large Cap | ETF | 940K | 36K | – |
| Apple | Stock | 35M | 160K | – |
| Abbott Labs | Stock | 411K | 4K | – |
| Disney | Stock | 7M | 73K | – |
| SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 277K | 3K | – |
| ANAVEX LIFE SCIENCES CORP COM NEW | Stock | 80K | 19K | – |