Hedge Fund Database

FLAGSHIP PRIVATE WEALTH

FLAGSHIP PRIVATE WEALTH, LLC Legal Name

Adviser information for FLAGSHIP PRIVATE WEALTH last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 951 $313.9M
Non-Discretionary 0 $0
Total 951 $313.9M

Clients

Type Number RAUM
Individuals 344 $81.3M
HNW Individuals 213 $225.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $424,369
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $6.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 313.9M
Portfolio Manager to Program Sponsor
STRATEGIC WEALTH MANAGEMENT LPL FINANCIAL LLC

Identifiers

SEC RIA File Number 801-108301
SEC ERA File Number 801-108301
SEC CIK Numbers 1842560
SEC CRD Numbers 175277
Legal Entity Identifier None

Principal Office

400 TRADE CENTER - SUITE 4990
WOBURN
MA
United States
Monday - Friday, 9-5
Tel: (781) 756-0090, Fax: (781) 756-0085

Websites

flagshipprivatewealth.com www.linkedin.com/company/flagship-private-wealth twitter.com/flagshippw www.facebook.com/flagship private wealth/

Chief Compliance Officer

ELIZABETH JOHNSON
MANAGING PARTNER
400 TRADE CENTER
SUITE 4990
WOBURN
MA
United States
Tel: (781) 756-0090
Fax: (781) 756-0085
(Full email address available in API data)

Regulatory Contact

RONALD GIUNTA
MANAGING PARTNER
400 TRADE CENTER
SUITE 4990
WOBURN
MA
United States
Tel: 781-756-0080
Fax: (781) 756-0085
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GIUNTA, RONALD, JOHN Individual – MANAGING MEMBER 06/2012 25-50%
JOHNSON, ELIZABETH, AUGER Individual – MANAGING MEMBER / CHIEF COMPLIANCE OFFICER 06/2012 25-50%
WARNER, KARL, JAY Individual – MANAGING MEMBER 06/2012 25-50%

No. Employees, Historic

10502020202120222023202420254 on 1/27/20204 on 1/27/20204 on 2/13/20204 on 5/12/20204 on 5/18/20204 on 6/12/20204 on 6/22/20204 on 1/27/20214 on 5/20/20214 on 7/9/20214 on 10/20/20214 on 11/19/20214 on 1/25/20224 on 1/12/20234 on 7/18/20234 on 7/20/20234 on 1/22/2024

RAUM, Historic

400M200M0202020212022202320242025144086250 on 1/27/2020144086250 on 1/27/2020185933700 on 2/13/2020185933700 on 5/12/2020185933700 on 5/18/2020185933700 on 6/12/2020185933700 on 6/22/2020216603400 on 1/27/2021216603400 on 5/20/2021216603400 on 7/9/2021216603400 on 10/20/2021216603400 on 11/19/2021270186449 on 1/25/2022252287507 on 1/12/2023252287507 on 7/18/2023252287507 on 7/20/2023313861695 on 1/22/2024

No. Clients, Historic

7003500202020212022202320242025571 on 1/27/2020571 on 1/27/2020574 on 2/13/2020574 on 5/12/2020574 on 5/18/2020574 on 6/12/2020574 on 6/22/2020624 on 1/27/2021624 on 5/20/2021624 on 7/9/2021624 on 10/20/2021624 on 11/19/2021527 on 1/25/2022541 on 1/12/2023541 on 7/18/2023541 on 7/20/2023562 on 1/22/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVISORSHARES TR PURE US CANNABIS 76K 10K –
ALPHABET INC CAP STK CL C 234K 1K –
AMAZON COM INC COM 364K 2K –
AMERICAN EXPRESS CO COM 488K 2K –
APPLE INC COM 1M 6K –
AUTODESK INC COM 228K 920 –
BLACKROCK MUNICIPAL INCOME COM 2M 175K –
BUTTERFLY NETWORK INC COM CL A 10K 12K –
ENTEGRIS INC COM 608K 4K –
EOS ENERGY ENTERPRISES INC COM CL A 14K 11K –
FS KKR CAP CORP COM 975K 49K –
GARTNER INC COM 787K 2K –
GOLDMAN SACHS GROUP INC COM 246K 545 –
HOME DEPOT INC COM 837K 2K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 669K 10K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 819K 4K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 7K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 5M 85K –
INVESCO QQQ TR UNIT SER 1 5M 11K –
ISHARES INC MSCI EQUAL WEITE 284K 3K –
ISHARES TR CHINA LG-CAP ETF 506K 19K –
ISHARES TR CORE S&P US GWT 3M 27K –
ISHARES TR CORE US AGGBD ET 3M 28K –
ISHARES TR SHORT TREAS BD 793K 7K –
ISHARES TR MSCI USA QLT FCT 5M 28K –
ISHARES TR RUS MID CAP ETF 408K 5K –
ISHARES TR CORE S&P500 ETF 20M 37K –
ISHARES TR RUSSELL 2000 ETF 346K 2K –
ISHARES TR RUS MD CP GR ETF 531K 5K –
ISHARES TR RUS 2000 GRW ETF 1M 5K –
ISHARES TR 1 3 YR TREAS BD 586K 7K –
ISHARES TR CORE S&P SCP ETF 879K 8K –
ISHARES TR RUS 1000 ETF 491K 2K –
ISHARES TR RUS 1000 GRW ETF 428K 1K –
ISHARES TR U S EQUITY FACTR 217K 4K –
ISHARES TR MSCI KLD400 SOC 218K 2K –
ISHARES TR S&P 500 VAL ETF 633K 3K –
ISHARES TR NATIONAL MUN ETF 1M 11K –
ISHARES TR IBOXX INV CP ETF 2M 20K –
ISHARES TR ISHARES BIOTECH 461K 3K –
ISHARES TR GLOBAL TECH ETF 4M 50K –
ISHARES TR SELECT DIVID ETF 215K 2K –
ISHARES TR CORE S&P MCP ETF 5M 85K –
ISHARES TR MSCI USA ESG SLC 294K 3K –
ISHARES TR 0-3 MNTH TREASRY 9M 87K –
ISHARES TR S&P 100 ETF 675K 3K –
ISHARES TR MSCI USA MIN VOL 10M 114K –
ISHARES TR GLOBAL 100 ETF 12M 122K –
ISHARES TR S&P 500 GRWT ETF 1M 11K –
ISHARES TR CORE DIV GRWTH 677K 12K –
ISHARES TR CORE S&P TTL STK 5M 41K –
ISHARES U S ETF TR BLACKROCK SHORT 890K 18K –
MCDONALDS CORP COM 232K 909 –
MICROSOFT CORP COM 408K 913 –
PIMCO DYNAMIC INCOME FD SHS 1M 54K –
PURECYCLE TECHNOLOGIES INC COM 86K 15K –
PURECYCLE TECHNOLOGIES INC COM 15K 3K –
QUANTUM SI INC COM CL A 15K 14K –
RBB FD INC US TREASY 2 YR 505K 11K –
SCHWAB STRATEGIC TR US LCAP GR ETF 313K 3K –
SCHWAB STRATEGIC TR US LRG CAP ETF 365K 6K –
SELECT SECTOR SPDR TR ENERGY 516K 6K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 4M 29K –
SELECT SECTOR SPDR TR TECHNOLOGY 290K 1K –
SPDR GOLD TR GOLD SHS 1M 6K –
SPDR INDEX SHS FDS PORTFLI MSCI GBL 839K 14K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 252K 7K –
SPDR S&P 500 ETF TR TR UNIT 15M 28K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 337K 629 –
SPDR SER TR PRTFLO S&P500 VL 1M 26K –
SPDR SER TR PORTFOLIO AGRGTE 2M 73K –
SPDR SER TR PORTFOLIO S&P500 824K 13K –
SPDR SER TR SPDR S&P1500VL 250K 1K –
SPDR SER TR PORTFOLI S&P1500 214K 3K –
SPDR SER TR SSGA US LRG ETF 940K 6K –
SPDR SER TR PORTFOLIO S&P400 429K 8K –
SPDR SER TR PRTFLO S&P500 GW 284K 4K –
VANECK ETF TRUST GOLD MINERS ETF 291K 9K –
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 755K 8K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 2M 33K –
VANGUARD INDEX FDS EXTEND MKT ETF 2M 15K –
VANGUARD INDEX FDS TOTAL STK MKT 5M 18K –
VANGUARD INDEX FDS GROWTH ETF 1M 3K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 439K 4K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 829K 5K –
VANGUARD WORLD FD MEGA GRWTH IND 4M 12K –
VANGUARD WORLD FD INF TECH ETF 6M 11K –
VANGUARD WORLD FD UTILITIES ETF 408K 3K –
VANGUARD WORLD FD MEGA CAP INDEX 253K 1K –
VANGUARD WORLD FD HEALTH CAR ETF 658K 2K –
WP CAREY INC COM 511K 9K –