SABAL INVESTMENT ADVISORS, LLC
Adviser information for SABAL INVESTMENT ADVISORS, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $3.3B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $3.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $3.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMCARRIED INTEREST PAYABLE TO THE GENERAL PARTNERS OF THE FUNDS |
Identifiers
| SEC RIA File Number | 801-108305 |
|---|---|
| SEC ERA File Number | 801-108305 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169572 |
| Legal Entity Identifier | None |
Principal Office
2211 MICHELSON DRIVESUITE 620
IRVINE
CA
United States
Monday - Friday, 9-5
Tel: 949-255-2699, Fax: 949-255-2699
Websites
Chief Compliance Officer
AIDA SAMARZIJA
2211 MICHELSON DRIVE
SUITE 620
IRVINE
CA
United States
Tel:
917-754-4764
Fax:
949-255-2699
A*************@************M
(Full email address available in API data)
Regulatory Contact
MIKE WILHELMS
CHIEF FINANCIAL OFFICER
2211 MICHELSON DRIVE
SUITE 620
IRVINE
CA
United States
Tel:
949-255-2691
Fax:
888-947-3232
M************@*********M
(Full email address available in API data)
Industry Affiliates
| SDOF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SDOF II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| SDOF III GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| SIA DOF GP (CAYMAN), LLC | Sponsor, GP, manager of pooled investment vehicles |
| SSO FUND (CAYMAN) GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SSO FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| SSO FUND II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| SSO II CO-INVEST GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| SSOF OTA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SSOF SCRE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SABAL STRATEGIC OPPORTUNITIES FUND II, LP | Real Estate Fund | $110.3M | $10.0M | 11 |
| SABAL STRATEGIC OPPORTUNITIES FUND, LP | Real Estate Fund | $1,828.9M | $10.0M | 29 |
| SIA DEBT OPPORTUNITIES FUND, L.P. | Real Estate Fund | $108.4M | $5.0M | 17 |
| SIH DEBT OPPORTUNITIES FUND II, L.P. | Real Estate Fund | $817.2M | $10.0M | 34 |
| SIH DEBT OPPORTUNITIES FUND III, LP | Real Estate Fund | $404.3M | $10.0M | 35 |
| SIH SPECIAL OPPORTUNITIES FUND, LP | Real Estate Fund | $0.2M | $10.0M | 1 |
| SSO II CO-INVEST, LP | Real Estate Fund | $0.2M | $10.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JACKSON, ROBERT, PATTERSON | Individual | – | SENIOR PORTFOLIO MANAGER AND CHIEF INVESTMENT STRATEGIST | 09/2012 | < 5% |
| MCKENZIE, KEVIN, RODERICK | Individual | – | PARTNER | 08/2016 | 10-25% |
| Ayres, Stephen, Drakeford | Individual | – | MANAGING DIRECTOR | 12/2021 | < 5% |
| SCP IM, LLC | Domestic Entity | – | DELAWARE LIMITED LIABILITY COMPANY | 08/2018 | > 75% |
| SABAL CAPITAL OPERATIONS, LLC | Domestic Entity | SCP IM, LLC | MEMBER | 12/2021 | > 75% |
| Wilhelms, Michael, Lawrence | Individual | – | CHIEF FINANCIAL OFFICER | 12/2019 | < 5% |
| SABAL CAPITAL HOLDING COMPANY, LLC | Domestic Entity | SABAL CAPITAL OPERATIONS, LLC | MEMBER | 12/2021 | > 75% |
| TRIDENT SABAL CAPITAL HOLDINGS-II CORPORATION | Domestic Entity | SABAL CAPITAL HOLDING COMPANY, LLC | MEMBER | 12/2021 | > 75% |
| COOK, MICHAEL, ANTHONY | Individual | – | MANAGING DIRECTOR | 06/2022 | < 5% |
| SEDER, TAL, JOSHUA | Individual | – | MANAGING DIRECTOR | 09/2022 | < 5% |
| SAMARZIJA, AIDA, SNJEZANA | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |
| TRIDENT VII, L.P. | Foreign Entity | TRIDENT SABAL CAPITAL HOLDINGS-II CORPORATION | SHAREHOLDER | 12/2021 | 50-75% |
| TRIDENT CAPITAL VII, L.P. | Foreign Entity | TRIDENT VII, L.P. | GENERAL PARTNER | 07/2016 | |
| TRIDENT VII PARALLEL FUND, L.P. | Foreign Entity | TRIDENT SABAL CAPITAL HOLDINGS-II CORPORATION | SHAREHOLDER | 12/2021 | 50-75% |
| TRIDENT VII, L.P. | Foreign Entity | TRIDENT VII PARALLEL FUND, L.P. | GENERAL PARTNER | 07/2016 |