HELMSTAR WEALTH MANAGEMENT
THE HELMSTAR GROUP, LLC Legal Name
Adviser information for HELMSTAR WEALTH MANAGEMENT last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,530 | $454.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,530 | $454.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 257 | $80.0M |
| HNW Individuals | 180 | $355.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 22 | $13.4M |
| Charitable organizations | <5 | $6.0M |
| State or municipal gov entities | <5 | $402,762 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-108320 |
|---|---|
| SEC ERA File Number | 801-108320 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145074 |
| Legal Entity Identifier | None |
Principal Office
250 SOUTH 5TH STREETSUITE 600
BOISE
ID
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 208-429-0800, Fax: 208-429-0801
Chief Compliance Officer
DESIREE TRUEBA
250 SOUTH 5TH STREET
SUITE 600
BOISE
ID
United States
Tel:
208-429-0800
Fax:
208-429-0801
D******@****************M
(Full email address available in API data)
Regulatory Contact
BEN BOETTCHER
MANAGING MEMBER/PRINCIPAL/ADVISOR
250 SOUTH 5TH STREET
SUITE 600
BOISE
ID
United States
Tel:
208-429-0800
Fax:
208-429-0801
B**@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEELMAN, THOMAS, FRANK | Individual | – | MANAGING MEMBER | 08/2007 | 50-75% |
| BOETTCHER, BENJAMIN, HANS | Individual | – | MANAGING MEMBER | 08/2007 | 50-75% |
| TRUEBA, DESIREE, DIANE | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |