Hedge Fund Database

KADES & CHEIFETZ, LLC

Adviser information for KADES & CHEIFETZ, LLC last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 875 $407.2M
Non-Discretionary 0 $0
Total 875 $407.2M

Clients

Type Number RAUM
Individuals 121 $66.7M
HNW Individuals 116 $340.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-108325
SEC ERA File Number 801-108325
SEC CIK Numbers 1957259
SEC CRD Numbers 285068
Legal Entity Identifier None

Principal Office

1055 WESTLAKES DRIVE
SUITE 300
BERWYN
PA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 610-834-1487, Fax: 610-343-1500

Websites

www.kadescheifetz.com

Chief Compliance Officer

STEPHEN CHEIFETZ
MEMBER
1055 WESTLAKES DRIVE
SUITE 300
BERWYN
PA
United States
Tel: 610-679-9256
Fax: 610-343-1500
(Full email address available in API data)

Regulatory Contact

HOWARD KADES
CHIEF INVESTMENT OFFICER
1055 WESTLAKE DRIVE
SUITE 300
BERWYN
PA
United States
Tel: 610-679-9256
Fax: 610-343 1500
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KADES, HOWARD, ANDREW Individual – MEMBER AND CHIEF INVESTMENT OFFICER 08/2016 50-75%
CHEIFETZ, STEPHEN, NEIL Individual – MEMBER AND CHIEF COMPLIANCE OFFICER 08/2016 25-50%

No. Employees, Historic

10502020202120222023202420252 on 1/27/20202 on 6/26/20202 on 1/26/20212 on 1/27/20213 on 3/2/20223 on 3/3/20223 on 7/6/20223 on 7/7/20223 on 11/4/20223 on 2/9/20233 on 2/10/20233 on 1/23/2024

RAUM, Historic

500M250M0202020212022202320242025335186700 on 1/27/2020335186700 on 6/26/2020378027638 on 1/26/2021378027638 on 1/27/2021421335696 on 3/2/2022421335696 on 3/3/2022421335696 on 7/6/2022421335696 on 7/7/2022421335696 on 11/4/2022362821960 on 2/9/2023362821960 on 2/10/2023407217044 on 1/23/2024

No. Clients, Historic

3001500202020212022202320242025251 on 1/27/2020251 on 6/26/2020240 on 1/26/2021240 on 1/27/2021229 on 3/2/2022229 on 3/3/2022229 on 7/6/2022229 on 7/7/2022229 on 11/4/2022266 on 2/9/2023266 on 2/10/2023237 on 1/23/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 1M 7K –
ALPHABET INC CAP STK CL A 617K 3K –
AMGEN INC COM 318K 1K –
APPLE INC COM 8M 39K –
ARBUTUS BIOPHARMA CORP COM 62K 20K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 477K 1K –
BLACKROCK FLOATING RATE INCO COM 943K 73K –
BROADCOM INC COM 1M 655 –
CHEVRON CORP NEW COM 592K 4K –
COSTCO WHSL CORP NEW COM 247K 290 –
CUMMINS INC COM 1M 4K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 408K 10K –
ENTERPRISE PRODS PARTNERS L COM 204K 7K –
GRANITESHARES GOLD TR SHS BEN INT 2M 78K –
HOLOGIC INC COM 280K 4K –
INTERNATIONAL BUSINESS MACHS COM 933K 5K –
INTUITIVE SURGICAL INC COM NEW 294K 660 –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 891K 37K –
INVESCO EXCH TRADED FD TR II NY AMT FRE MUN 366K 16K –
INVESCO EXCH TRADED FD TR II PFD ETF 3M 261K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 441K 23K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 229K 13K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 612K 30K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 592K 28K –
INVESCO EXCH TRD SLF IDX FD INVSCO 30 CORP 189K 12K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 446K 23K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 795K 40K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2031 CP 191K 12K –
INVESCO QQQ TR UNIT SER 1 1M 2K –
ISHARES GOLD TR ISHARES NEW 6M 127K –
ISHARES INC MSCI EMRG CHN 3M 46K –
ISHARES TR ESG AWARE MSCI 206K 5K –
ISHARES TR FLTG RATE NT ETF 2M 33K –
ISHARES TR SELECT DIVID ETF 787K 7K –
ISHARES TR CONV BD ETF 5M 62K –
ISHARES TR IBONDS DEC 25 508K 19K –
ISHARES TR IBONDS DEC2026 339K 14K –
ISHARES TR IBONDS DEC 26 512K 20K –
ISHARES TR IBONDS DEC 27 333K 13K –
ISHARES TR CORE HIGH DV ETF 204K 2K –
ISHARES TR NATIONAL MUN ETF 4M 34K –
ISHARES TR NEW YORK MUN ETF 860K 16K –
ISHARES TR RUS 1000 ETF 1M 3K –
ISHARES TR RUSSELL 2000 ETF 319K 2K –
ISHARES TR SHRT NAT MUN ETF 861K 8K –
ISHARES TR PFD AND INCM SEC 4M 141K –
LISTED FD TR OVERLAY 398K 12K –
MATTHEWS ASIA FDS EMERGING MARKETS 2M 58K –
MCKESSON CORP COM 370K 633 –
MEDTRONIC PLC SHS 749K 10K –
MERCK & CO INC COM 209K 2K –
MICROSOFT CORP COM 2M 5K –
NEXTERA ENERGY INC COM 382K 5K –
NUVEEN FLOATING RATE INCOME COM 2M 209K –
NVIDIA CORPORATION COM 2M 19K –
PROCTER AND GAMBLE CO COM 207K 1K –
SCHWAB STRATEGIC TR 1 5YR CORP BD 4M 83K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 976K 37K –
SCHWAB STRATEGIC TR INTL EQTY ETF 2M 58K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 219K 4K –
SCHWAB STRATEGIC TR MUN BD ETF 358K 7K –
SCHWAB STRATEGIC TR US SML CAP ETF 932K 20K –
SCHWAB STRATEGIC TR SHT TM US TRES 5M 101K –
SCHWAB STRATEGIC TR US AGGREGATE B 2M 48K –
SCHWAB STRATEGIC TR US BRD MKT ETF 531K 8K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 15M 195K –
SCHWAB STRATEGIC TR US LCAP GR ETF 2M 22K –
SCHWAB STRATEGIC TR US LCAP VA ETF 332K 4K –
SCHWAB STRATEGIC TR US REIT ETF 828K 41K –
SCHWAB STRATEGIC TR US TIPS ETF 2M 37K –
SELECT SECTOR SPDR TR SBI INT-UTILS 552K 8K –
SPDR GOLD TR GOLD SHS 210K 976 –
SPDR INDEX SHS FDS S&P INTL ETF 2M 69K –
SPDR SER TR S&P 600 SMCP GRW 9M 102K –
SPDR SER TR S&P 600 SMCP VAL 5M 66K –
SPDR SER TR BBG CONV SEC ETF 1M 15K –
SPDR SER TR NUVEEN BLMBRG SH 2M 45K –
SPDR SER TR BLOOMBERG SHT TE 362K 15K –
STRATEGY SHS NS 7HANDL IDX 9M 438K –
UNITED PARCEL SERVICE INC CL B 357K 3K –
VANECK ETF TRUST SHRT HGH YLD MUN 2M 71K –
VANGUARD BD INDEX FDS SHORT TRM BOND 276K 4K –
VANGUARD INDEX FDS SML CP GRW ETF 2M 7K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 342K 4K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 9M 50K –
VANGUARD WELLINGTON FD SHORT TRM TAX EX 4M 43K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 9K –
VANGUARD WORLD FD ESG US STK ETF 261K 3K –
WALMART INC COM 652K 10K –
WASTE MGMT INC DEL COM 715K 3K –
WISDOMTREE TR US SMALLCAP DIVD 3M 107K –
WISDOMTREE TR EMER MKT HIGH FD 2M 37K –