Hedge Fund Database

THE HARVEST GROUP

THE HARVEST GROUP WEALTH MANAGEMENT, LLC Legal Name

Adviser information for THE HARVEST GROUP last updated from Form ADV on April 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 649 $185.8M
Non-Discretionary 0 $0
Total 649 $185.8M

Clients

Type Number RAUM
Individuals 206 $94.9M
HNW Individuals 69 $89.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 185.8M
Portfolio Manager to Program Sponsor
THE HARVEST GROUP WRAP FEE PROGRAM THE HARVEST GROUP WEALTH MANAGEMENT, LLC

Identifiers

SEC RIA File Number 801-108343
SEC ERA File Number 801-108343
SEC CIK Numbers 1694461
SEC CRD Numbers 283572
Legal Entity Identifier None

Principal Office

800 SOUTH STREET
SUITE 350
WALTHAM
MA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (781) 996-3300, Fax: (781) 996-3344

Websites

www.facebook.com/myharvestgroup/ www.twitter.com/myharvestgroup www.linkedin.com/company/the-harvest-group-wealth-management-llc/ www.myharvestgroup.com www.youtube.com/@myharvestgroup

Chief Compliance Officer

ROBERTA AMBROSI
800 SOUTH STREET
SUITE 200
WALTHAM
MA
United States
Tel: (781) 996-3314
Fax: (781) 996-3344
(Full email address available in API data)

Regulatory Contact

LAURIE E. INGWERSEN
MANAGING MEMBER
800 SOUTH STREET
SUITE 200
WALTHAM
MA
United States
Tel: (781) 996-3307
Fax: (781) 996-3344
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
INGWERSEN, LAURIE, ELLEN Individual – MANAGING MEMBER 09/2016 25-50%
INGWERSEN, ROGER, HENRY Individual – MANAGING MEMBER 09/2016 50-75%
AMBROSI, ROBERTA Individual – CHIEF COMPLIANCE OFFICER 09/2016 < 5%

No. Employees, Historic

2010020192020202120222023202411 on 6/11/201911 on 11/7/20197 on 3/14/20207 on 5/15/20207 on 6/2/20207 on 6/17/20207 on 6/18/20206 on 3/16/20216 on 4/5/20216 on 9/17/20217 on 3/17/20227 on 4/12/20227 on 10/10/20227 on 3/31/20237 on 4/26/2023

RAUM, Historic

400M200M0201920202021202220232024332883266 on 6/11/2019332883266 on 11/7/2019146563156 on 3/14/2020146563156 on 5/15/2020146563156 on 6/2/2020146563156 on 6/17/2020146563156 on 6/18/2020217588813 on 3/16/2021217588813 on 4/5/2021217588813 on 9/17/2021244009538 on 3/17/2022244009538 on 4/12/2022244009538 on 10/10/2022185812424 on 3/31/2023185812424 on 4/26/2023

No. Clients, Historic

6003000201920202021202220232024567 on 6/11/2019567 on 11/7/2019255 on 3/14/2020255 on 5/15/2020255 on 6/2/2020255 on 6/17/2020255 on 6/18/2020294 on 3/16/2021294 on 4/5/2021294 on 9/17/2021289 on 3/17/2022289 on 4/12/2022289 on 10/10/2022275 on 3/31/2023275 on 4/26/2023

Holdings

From latest 13F, filed April 28th, 2023 for period ending March 31st, 2023
Name Class Value $USD # Shares Private Fund
ACCURAY INC COM Stock 481 162 –
Adaptive Alpha Opportunities ETF ETF 53 2 –
ADVANCE AUTO PARTS INC COM Stock 4K 35 –
Alger Mid Cap 40 ETF ETF 59 5 –
ALPHABET INC CAP STK CL A Stock 72K 690 –
ALPHABET INC CAP STK CL C Stock 56K 540 –
AMETEK INC COM Stock 0 0 –
AMICUS THERAPEUTICS INC COM Stock 2K 156 –
AMPHENOL CORP NEW CL A Stock 2K 21 –
AON PLC SHS CL A Stock 5K 15 –
APELLIS PHARMACEUTICALS INC COM Stock 2K 30 –
APOLLO GLOBAL MGMT INC COM Stock 758 12 –
APPLE INC COM Stock 241K 1K –
Ark Innovation ETF ETF 159K 4K –
ARK Next Generation Internet ETF ETF 37K 685 –
ATRICURE INC COM Stock 912 22 –
BABCOCK & WILCOX ENTERPRISES I COM Stock 1K 177 –
BAKER HUGHES COMPANY CL A Stock 837 29 –
BALL CORP COM Stock 1K 22 –
BARCLAYS PLC ADR ADR 4K 610 –
BECTON DICKINSON & CO COM Stock 25K 100 –
BJS WHSL CLUB HLDGS INC COM Stock 913 12 –
BLOOM ENERGY CORP COM CL A Stock 817 41 –
BOX INC CL A Stock 723 27 –
CALL APA CORP USD50 EXP 04/21/23 OPTION 250 10 –
CARLYLE GROUP INC COM Stock 9K 300 –
CELLDEX THERAPEUTICS INC NEW COM NEW Stock 468 13 –
CENOVUS ENERGY INC COM Stock 3K 155 –
CHEVRON CORP NEW COM Stock 10K 63 –
CHIPOTLE MEXICAN GRILL INC COM Stock 2K 1 –
COGNYTE SOFTWARE LTD ORD SHS Stock 410 121 –
COINBASE GLOBAL INC COM CL A Stock 2K 30 –
CONDUENT INC COM Stock 1K 380 –
CONSTELLIUM SE CL A SHS Stock 3K 195 –
CORE & MAIN INC CL A Stock 2K 98 –
COSTCO WHSL CORP NEW COM Stock 44K 89 –
CRH PLC ADR ADR 4K 81 –
CRITEO S A SPONS ADS ADR 3K 104 –
CROWN HLDGS INC COM Stock 8K 96 –
CYTOSORBENTS CORP COM NEW Stock 125 37 –
D R HORTON INC COM Stock 2K 16 –
EMBECTA CORP COMMON STOCK Stock 562 20 –
EMCORE CORP COM NEW Stock 74 64 –
ENTEGRIS INC COM Stock 164 2 –
FERGUSON PLC NEW SHS Stock 2K 15 –
Fidelity MSCI Utilities ETF ETF 1K 25 –
First Trust Dorsey Wright Momentum & Low Volatility ETF ETF 445K 17K –
FIRST TRUST LOW DURATION OPPORTUNITIES ETF ETF 8M 159K –
First Trust Rising Dividend ETF ETF 4M 90K –
FIRSTSERVICE CORP NEW COM Stock 3K 19 –
Flexshares Stoxx Global ESG Impact ETF ETF 11K 87 –
FLEXSHARES TRUST FLEXSHARES STOXX US ESG SELECT INDEX FUND ETF 4K 40 –
FLOOR & DECOR HLDGS INC CL A Stock 196 2 –
GARRETT MOTION INC COM Stock 138 18 –
GARTNER INC COM Stock 11K 33 –
GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK Stock 74K 905 –
GENERAL DYNAMICS CORP COM Stock 30K 130 –
GFL ENVIRONMENTAL INC SUB VTG SHS Stock 3K 88 –
Global Conscious Companies ETF ETF 23K 779 –
Goldman Sachs Investment Grade Corporate Bond ETF ETF 7M 147K –
HALEON PLC SPON ADS ADR 10K 1K –
Hartford Total Return Bond ETF 2K 46 –
HEICO CORP NEW COM Stock 2K 11 –
HILTON WORLDWIDE HLDGS INC COM Stock 2K 12 –
HOME DEPOT INC COM Stock 43K 145 –
HONEYWELL INTL INC COM Stock 31K 163 –
HORIZON THERAPEUTICS PUB L SHS Stock 3K 30 –
IDEXX LABS INC COM Stock 2K 3 –
INFOSYS LTD SPONSORED ADR ADR 3K 151 –
INNOVIZ TECHNOLOGIES LTD SHS Stock 378 108 –
INSULET CORP COM Stock 1K 4 –
INTEL CORP COM Stock 16K 480 –
INVESCO S&P 500 EQUAL WEIGHT FINANCIALS ETF ETF 3K 61 –
INVESCO S&P MIDCAP LOW VOLATILITY ETF ETF 560K 11K –
iShares 0-3 Month Treasury ETF ETF 30K 297 –
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 58K 645 –
ISHARES CORE U.S. AGGREGATE BOND ETF ETF 338K 3K –
iShares Edge MSCI Min Vol Global ETF ETF 259K 3K –
iShares ESG 1-5 Year USD Corp Bd ETF ETF 300K 12K –
ISHARES ESG AWARE MSCI USA ETF ETF 2M 19K –
iShares ESG High Yield Corporate Bond ETF ETF 511K 12K –
iShares ESG International ETF ETF 1M 15K –
iShares ESG Small Cap ETF ETF 3M 80K –
iShares ESG U.S. Aggregate Bond ETF ETF 441K 9K –
iShares Fallen Angels Bond ETF ETF 115K 5K –
iShares International ETF ETF 9M 151K –
iShares J.P.Morgan EM Bond ETF ETF 3K 33 –
iShares MBS ETF ETF 7M 77K –
iShares Mid Cap Growth ETF ETF 4M 66K –
ISHARES MORNINGSTAR VALUE ETF ETF 896K 14K –
iShares MSCI Global Impact ETF ETF 698K 9K –
ISHARES RUSSELL 1000 ETF ETF 4M 19K –
ISHARES RUSSELL 2000 GROWTH ETF ETF 276K 1K –
iShares S&P 500 Growth ETF ETF 4M 70K –
iShares S&P 500 Value ETF ETF 779 5 –
iShares S&P Small-Cap ETF ETF 4M 39K –
KLA CORP COM NEW Stock 1K 3 –
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW ADR 7K 378 –
KYNDRYL HLDGS INC COMMON STOCK Stock 2K 119 –
LAUDER ESTEE COS INC CL A Stock 47K 190 –
LIBERTY MEDIA CORP DEL COM SER C FRMLA Stock 3K 37 –
MACOM TECH SOLUTIONS HLDGS INC COM Stock 3K 42 –
MADRIGAL PHARMACEUTICALS INC COM Stock 1K 5 –
MARKFORGED HOLDING CORPORATION COM Stock 65 68 –
METTLER TOLEDO INTERNATIONAL COM Stock 2K 1 –
MICROCHIP TECHNOLOGY INC. COM Stock 2K 20 –
MOBILE TELESYSTEMS PUB JT STK SPONSORED ADR ADR 0 106 –
MP MATERIALS CORP COM CL A Stock 423 15 –
MSCI INC COM Stock 3K 5 –
NATERA INC COM Stock 2K 33 –
NEW RELIC INC COM Stock 2K 23 –
NLIGHT INC COM Stock 224 22 –
NOVANTA INC COM Stock 2K 11 –
Nuveen ESG Large Cap Value ETF ETF 1M 30K –
Nuveen ESG Large-Cap Growth ETF ETF 343K 6K –
Nuveen ESG Mid Cap Growth ETF ETF 313K 8K –
Nuveen ESG Mid Cap Value ETF ETF 525K 18K –
Nuveen ESG U.S. Aggregate Bond ETF ETF 2K 70 –
ON SEMICONDUCTOR CORP COM Stock 2K 27 –
ORANGE SPONSORED ADR ADR 7K 592 –
ORMAT TECHNOLOGIES INC COM Stock 3K 31 –
Pacer Global Cash Cows ETF ETF 4M 124K –
Pacer US Cash Cows ETF ETF 123K 3K –
PIMCO 25 YEAR ZERO COUPON US TREASURY INDEX ETF ETF 2K 25 –
Pimco Active Bond ETF ETF 7M 72K –
PROMETHEUS BIOSCIENCES INC COM Stock 859 8 –
PROSHARES ULTRA MSCI EMERGING MARKETS ETF 4K 82 –
PROSHARES ULTRA QQQ ETF 11K 222 –
PROSHARES ULTRA S&P 500 ETF 4K 85 –
PROSHARES ULTRAPRO QQQ ETF 170 6 –
PRUDENTIAL PLC ADR ADR 3K 120 –
QIAGEN NV SHS NEW Stock 4K 77 –
QUANTUM CORP COM NEW Stock 185 161 –
RADWARE LTD ORD Stock 732 34 –
Real Estate Select Sector SPDR ETF ETF 13K 342 –
RELX PLC SPONSORED ADR ADR 5K 157 –
RIBBON COMMUNICATIONS INC COM Stock 383 112 –
RLJ LODGING TR COM REIT 350 33 –
RYAN SPECIALTY HOLDINGS INC CL A Stock 684 17 –
SCHWAB EMERGING MARKETS EQUITY ETF ETF 301K 12K –
SCHWAB INTERMEDIATE-TERM US TREASURY ETF ETF 9M 170K –
SCHWAB INTERNATIONAL EQUITY ETF ETF 191K 5K –
Schwab Large Cap Growth ETF ETF 9M 141K –
SCHWAB SHORT-TERM US TREASURY ETF ETF 10M 200K –
SEAWORLD ENTMT INC COM Stock 981 16 –
SOTERA HEALTH CO COM Stock 1K 59 –
SPDR Emerging Markets ETF ETF 8M 246K –
SPDR Gender Diversity ETF ETF 725K 9K –
SPDR Intermediate Treasury ETF ETF 81K 3K –
SPDR S&P 500 Value ETF ETF 14M 335K –
SPDR Small Cap Value ETF ETF 7M 194K –
SPORTRADAR GROUP AG CLASS A ORD SHS Stock 814 70 –
STANDARD BIOTOOLS INC COM Stock 283 145 –
STRATASYS LTD SHS Stock 2K 107 –
SWEETGREEN INC COM CL A Stock 596 76 –
SYLVAMO CORP COMMON STOCK Stock 231 5 –
TECHNIPFMC PLC COM Stock 1K 95 –
TELEFLEX INCORPORATED COM Stock 2K 8 –
TEXAS INSTRS INC COM Stock 53K 283 –
THE BEAUTY HEALTH COMPANY COM CL A Stock 3K 243 –
THERMO FISHER SCIENTIFIC INC COM Stock 124K 216 –
TORONTO DOMINION BK ONT COM NEW Stock 3K 48 –
TRANSDIGM GROUP INC COM Stock 2K 3 –
TROIKA MEDIA GROUP INC COM Stock 0 1 –
TWIN DISC INC COM Stock 144 15 –
UNION PAC CORP COM Stock 30K 150 –
VanEck Fallen Angel High Yield ETF ETF 5M 166K –
VanEck J.P.Morgan EM LC ETF ETF 5K 201 –
VanEck Vectors Environmental Services ETF ETF 22K 149 –
VanEck Vectors Green Bond ETF ETF 698K 30K –
Vanguard Corporate Bond ETF ETF 68K 884 –
VANGUARD GROWTH ETF ETF 648K 3K –
Vanguard Information Technology Index Fund ETF 399K 1K –
Vanguard Intermediate-Term Treasury ETF ETF 7M 109K –
VANGUARD LARGE-CAP ETF ETF 95K 508 –
Vanguard Mid Cap Value ETF ETF 5M 37K –
VANGUARD MID-CAP GROWTH ETF ETF 139K 712 –
VANGUARD MORTGAGE-BACKED SECURITIES ETF ETF 648K 14K –
Vanguard Small Cap Growth ETF ETF 4M 20K –
VANGUARD SMALL CAP VALUE ETF ETF 645K 4K –
VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 839K 15K –
VARONIS SYS INC COM Stock 442 17 –
VAXCYTE INC COM Stock 525 14 –
VictoryShares Dividend Accelerator ETF 385K 9K –
VISA INC COM CL A Stock 48K 212 –
WARNER BROS DISCOVERY INC COM SER A Stock 10K 650 –
WILLSCOT MOBIL MINI HLDNG CORP COM CL A Stock 2K 35 –
WisdomTree ESG Emerging Markets ETF ETF 1M 52K –
WIX COM LTD SHS Stock 998 10 –
WORKDAY INC CL A Stock 3K 16 –
WPP PLC NEW ADR ADR 8K 138 –
XPERI INC COMMON STOCK Stock 863 79 –