HIGHLINE WEALTH PARTNERS
CHARLESWORTH & RUGG, INC. Legal Name
Adviser information for HIGHLINE WEALTH PARTNERS last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 724 | $493.1M |
| Non-Discretionary | 2 | $539,095 |
| Total | 726 | $493.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 205 | $85.5M |
| HNW Individuals | 55 | $293.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 26 | $90.4M |
| Charitable organizations | 5 | $23.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $728,901 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-108350 |
|---|---|
| SEC ERA File Number | 801-108350 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284712 |
| Legal Entity Identifier | None |
Principal Office
15260 VENTURA BLVD., SUITE 855SHERMAN OAKS
CA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 818-340-0157, Fax: 818-702-8851
Chief Compliance Officer
LISA STERNBERG
CHIEF OPERATIONS OFFICER
15260 VENTURA BLVD., SUITE 855
SHERMAN OAKS
CA
United States
Tel:
(818) 340-0157
Fax:
(818) 702-8851
L***@*************M
(Full email address available in API data)
Regulatory Contact
JONATHAN C. RUGG
PRESIDENT
15260 VENTURA BLVD., SUITE 855
SHERMAN OAKS
CA
United States
Tel:
2152724751
Fax:
8187028851
J**@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUGG, JONATHAN, CHRISTOPHER | Individual | – | PRESIDENT | 08/2016 | > 75% |
| STERNBERG, LISA, IRWIN | Individual | – | CHIEF OPERATIONS OFFICER | 08/2016 | < 5% |
| STERNBERG, LISA, IRWIN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |