BRAEBURN WEALTH MANAGEMENT, LLC
Adviser information for BRAEBURN WEALTH MANAGEMENT, LLC last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,155 | $225.7M |
| Non-Discretionary | 19 | $44.0M |
| Total | 1,174 | $269.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 403 | $166.9M |
| HNW Individuals | 48 | $102.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersCONSULTATION SERVICES; GENERAL EDUCATION WORKSHOPS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-108353 |
|---|---|
| SEC ERA File Number | 801-108353 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158007 |
| Legal Entity Identifier | None |
Principal Office
111 WEST WESTERN AVENUEMUSKEGON
MI
United States
Monday - Friday, BY APPOINTMENT
Tel: 231-720-0743, Fax: 231-760-4982
Chief Compliance Officer
MICHAEL A. POLAND, CFA
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
111 WEST WESTERN AVENUE
MUSKEGON
MI
United States
Tel:
231-720-0743
Fax:
231-760-4982
M*************@*****************M
(Full email address available in API data)
Regulatory Contact
MELANIE N. MEYER
VICE PRESIDENT
111 WEST WESTERN AVENUE
MUSKEGON
MI
United States
Tel:
231-720-0621
M************@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POLAND, MICHAEL, ALLEN | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 08/2011 | > 75% |