PHOENIX ASSET MANAGEMENT PARTNERS LIMITED
Adviser information for PHOENIX ASSET MANAGEMENT PARTNERS LIMITED last updated from Form ADV on October 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $1.7M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $903.5M |
| Pension and profit sharing plans | <5 | $63.4M |
| Charitable organizations | <5 | $76.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $543.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 99 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108356 |
|---|---|
| SEC ERA File Number | 801-108356 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284936 |
| Legal Entity Identifier | 213800111ONS9Z3VA813 |
Principal Office
64-66 GLENTHAM ROADLONDON
United Kingdom
Monday - Friday, 8 AM - 6 PM
Tel: +44 (0) 208 600 0100, Fax: +44 (0) 208 600 0101
Chief Compliance Officer
SHELLEY BENEE
CHIEF COMPLIANCE OFFICER
64-66 GLENTHAM ROAD
LONDON
United Kingdom
Tel:
44 (0) 208 600 0100
Fax:
44 (0) 208 600 0101
S******@*********K
(Full email address available in API data)
Regulatory Contact
STEVE TATTERS
DIRECTOR
64-66 GLENTHAM ROAD
LONDON
United Kingdom
Tel:
+44 (0) 208 600 0100
Fax:
44 (0) 208 600 0101
S****@*********K
(Full email address available in API data)
Industry Affiliates
| MARS ASSET MANAGEMENT LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PHOENIX UK FUND LTD. | EQUITY FUND (LISTED AND UNLISTED SECURITIES) | $486.3M | $0.0M | 230 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHANNON HOLDINGS LIMITED | Foreign Entity | – | OWNER | 03/2013 | > 75% |
| Tatters, Steven, David | Individual | – | SHAREHOLDER/DIRECTOR/CHIEF OPERATIONS OFFICER | 09/2004 | < 5% |
| Maby, Charlotte, Clare | Individual | – | SHAREHOLDER/DIRECTOR/FINANCE DIRECTOR | 09/2004 | < 5% |
| Canham, Roger, Timothy | Individual | – | SHAREHOLDER/DIRECTOR/NON-EXECUTIVE DIRECTOR | 07/2009 | < 5% |
| Channon, Gary, Andrew Scott | Individual | – | SHAREHOLDER/DIRECTOR/CHIEF INVESTMENT OFFICER | 02/1998 | < 5% |
| Channon, Gary, Andrew Scott | Individual | CHANNON HOLDINGS LIMITED | OWNER/DIRECTOR | 03/2013 | 50-75% |
| Channon, Sedef | Individual | CHANNON HOLDINGS LIMITED | DIRECTOR/OWNER | 03/2013 | 25-50% |