Hedge Fund Database

XML FINANCIAL GROUP

XML FINANCIAL, LLC Legal Name

Adviser information for XML FINANCIAL GROUP last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 52
Investment Advisory/Research 30
Registered Broker-Dealer Representatives 29
Registered State Investment Advisers 30
Licensed Agents of an Insurance Company 18
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,117 $1.6B
Non-Discretionary 2,843 $1.2B
Total 5,960 $2.8B

Clients

Type Number RAUM
Individuals 3,834 $2.0B
HNW Individuals 275 $667.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 29 $23.5M
Charitable organizations 14 $6.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 23 $8.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 34
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 1.9B
Portfolio Manager 0
Both for Same 1.1B
Portfolio Manager to Program Sponsor
FUNDSOURCE XML FINANCIAL GROUP
PRIVATE INVESTMENT MANAGEMENT (PIM) XML FINANCIAL GROUP
ASSET ADVISOR XML FINANCIAL GROUP
CUSTOM CHOICE XML FINANCIAL GROUP
PRIVATE ADVISOR NETWORK (PAN) XML FINANCIAL GROUP
CUSTOMIZED PORTFOLIOS XML FINANCIAL GROUP
PERSONALIZED UNIFIED MANAGED ACCOUNT (PERSONALIZED UMA) XML FINANCIAL GROUP

Identifiers

SEC RIA File Number 801-108376
SEC ERA File Number 801-108376
SEC CIK Numbers 1800465
SEC CRD Numbers 284987
Legal Entity Identifier None

Principal Office

6901 ROCKLEDGE DRIVE
SUITE 730
BETHESDA
MD
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (301) 770-5234, Fax: (301) 770-4929

Websites

twitter.com/xmlfinancial www.linkedin.com/company/xml-financial-group/mycompany/ www.collinsinvestmentgroup.com/ twitter.com/focusfinancial www.samsonwmg.com/ www.facebook.com/xmlfg focusfinancialpartners.com www.xmlfg-w.com/ www.instagram.com/xmlfg/ www.facebook.com/xmlfgw/ www.xmlfg.com www.linkedin.com/company/xml-w-women-wealth-wellness/ www.linkedin.com/company/2064318/ www.facebook.com/csinvesting/

Chief Compliance Officer

JENNIFER LARA SZARO
6901 ROCKLEDGE DRIVE
SUITE 730
BETHESDA
MD
United States
Tel: 703-761-3907
Fax: 703-827-2314
(Full email address available in API data)

Regulatory Contact

BRETT BERNSTEIN
CEO
6901 ROCKLEDGE DRIVE
SUITE 730
BETHESDA
MD
United States
Tel: 301.770.5234
Fax: 301.770.4929
(Full email address available in API data)

Industry Affiliates

XML SECURITIES Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BERNSTEIN, BRETT, SHANE Individual – CHIEF EXECUTIVE OFFICER 02/2019 < 5%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MANAGING MEMBER 07/2018 > 75%
KANTOR, ROBERT, DAVID Individual – CHIEF INVESTMENT OFFICER 02/2019 < 5%
FOCUS OPERATING, LLC Domestic Entity – MEMBER (MANAGER) 10/2016 > 75%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
CONGDON, CURTIS, JEFFREY Individual – PRESIDENT 02/2019 < 5%
SZARO, JENNIFER, LARA Individual – CHIEF COMPLIANCE OFFICER 02/2019 < 5%
SAMSON, MARK, DALE Individual – PRINCIPAL 02/2023 < 5%
KULLEN, TODD Individual – CHIEF OPERATING OFFICER 02/2019 < 5%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
CLAYTON, DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%

No. Employees, Historic

60300201920202021202220232024202529 on 4/23/201929 on 9/25/201929 on 11/5/201929 on 1/28/202027 on 5/3/202027 on 5/6/202027 on 6/5/202027 on 6/24/202027 on 7/10/202024 on 3/31/202124 on 5/4/202124 on 9/2/202124 on 10/1/202124 on 3/8/202241 on 3/24/202241 on 7/8/202241 on 1/23/202341 on 2/13/202352 on 3/30/202352 on 9/11/202352 on 9/14/202352 on 9/15/202352 on 9/28/202352 on 11/20/202352 on 1/5/202452 on 3/20/2024

RAUM, Historic

3B2B02019202020212022202320242025469957899 on 4/23/2019469957899 on 9/25/2019469957899 on 11/5/2019469957899 on 1/28/20201091713083 on 5/3/20201091713083 on 5/6/20201091713083 on 6/5/20201091713083 on 6/24/20201091713083 on 7/10/20201271693593 on 3/31/20211271693593 on 5/4/20211271693593 on 9/2/20211271693593 on 10/1/20211271693593 on 3/8/20222257740308 on 3/24/20222257740308 on 7/8/20222257740308 on 1/23/20232257740308 on 2/13/20232323032504 on 3/30/20232323032504 on 9/11/20232323032504 on 9/14/20232323032504 on 9/15/20232323032504 on 9/28/20232323032504 on 11/20/20232323032504 on 1/5/20242753502220 on 3/20/2024

No. Clients, Historic

6,0003,00002019202020212022202320242025756 on 4/23/2019756 on 9/25/2019756 on 11/5/2019756 on 1/28/20201323 on 5/3/20201323 on 5/6/20201323 on 6/5/20201323 on 6/24/20201323 on 7/10/20201418 on 3/31/20211418 on 5/4/20211418 on 9/2/20211418 on 10/1/20211418 on 3/8/20222022 on 3/24/20222022 on 7/8/20222022 on 1/23/20232022 on 2/13/20235800 on 3/30/20235800 on 9/11/20235800 on 9/14/20235800 on 9/15/20235800 on 9/28/20235800 on 11/20/20235800 on 1/5/20244175 on 3/20/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AGCO CORP COM 1M 11K –
ALPS ETF TR ALERIAN ENERGY 2M 66K –
AT&T INC COM 4M 207K –
ARK ETF TR INNOVATION ETF 419K 10K –
ABBOTT LABS COM 2M 21K –
ABBVIE INC COM 2M 14K –
ADOBE INC COM 245K 441 –
ADVANCED MICRO DEVICES INC COM 2M 11K –
ALPHABET INC CAP STK CL C 4M 20K –
ALPHABET INC CAP STK CL A 4M 24K –
ALTRIA GROUP INC COM 1M 27K –
AMAZON COM INC COM 10M 53K –
GREYSTONE HOUSING IMPACT INV BEN UNIT CTF 221K 15K –
AMERICAN ELEC PWR CO INC COM 247K 3K –
AMERICAN EXPRESS CO COM 238K 1K –
AMERICAN TOWER CORP NEW COM 321K 2K –
CENCORA INC COM 1M 5K –
AMGEN INC COM 7M 22K –
APPLE INC COM 28M 131K –
APPLIED MATLS INC COM 3M 13K –
ARES CAPITAL CORP COM 425K 20K –
ARISTA NETWORKS INC COM 1M 3K –
ASTRAZENECA PLC SPONSORED ADR 448K 6K –
AUTOZONE INC COM 202K 68 –
BCE INC COM NEW 624K 19K –
BANK AMERICA CORP COM 10M 258K –
BARRICK GOLD CORP COM 862K 52K –
BERKSHIRE HATHAWAY INC DEL CL A 2M 3 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 14M 35K –
BHP GROUP LTD SPONSORED ADS 746K 13K –
BLACKROCK INC COM 372K 473 –
BLACKROCK ENHANCED EQUITY DI COM 129K 16K –
BLACKSTONE INC COM 2M 16K –
BOEING CO COM 2M 9K –
BOOKING HOLDINGS INC COM 559K 141 –
BRISTOL-MYERS SQUIBB CO COM 3M 79K –
BROADCOM INC COM 2M 1K –
BROOKFIELD RENEWABLE CORP CL A SUB VTG 2M 74K –
CSX CORP COM 829K 25K –
CVS HEALTH CORP COM 5M 84K –
CALAMOS GBL DYN INCOME FUND COM 118K 17K –
CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 420K 25K –
CANADIAN PACIFIC KANSAS CITY COM 355K 5K –
CAPITAL ONE FINL CORP COM 382K 3K –
CARLISLE COS INC COM 511K 1K –
CARPENTER TECHNOLOGY CORP COM 657K 6K –
CATALYST PHARMACEUTICALS INC COM 465K 30K –
CATERPILLAR INC COM 2M 5K –
CELANESE CORP DEL COM 545K 4K –
CHEVRON CORP NEW COM 7M 43K –
CINCINNATI FINL CORP COM 425K 4K –
CISCO SYS INC COM 8M 172K –
CLEAN HARBORS INC COM 278K 1K –
CLOROX CO DEL COM 227K 2K –
COCA COLA CO COM 2M 25K –
COHEN & STEERS QUALITY INCOM COM 119K 10K –
COHEN & STEERS REIT & PFD & COM 230K 11K –
COMCAST CORP NEW CL A 2M 40K –
CONOCOPHILLIPS COM 471K 4K –
CONSOLIDATED EDISON INC COM 299K 3K –
CONSTELLATION BRANDS INC CL A 387K 2K –
COSTCO WHSL CORP NEW COM 5M 5K –
CUBESMART COM 326K 7K –
CUMMINS INC COM 3M 11K –
DNP SELECT INCOME FD INC COM 157K 19K –
DTE ENERGY CO COM 222K 2K –
DANAHER CORPORATION COM 1M 5K –
DEERE & CO COM 307K 823 –
DELL TECHNOLOGIES INC CL C 228K 2K –
DELTA AIR LINES INC DEL COM NEW 361K 8K –
DISNEY WALT CO COM 1M 11K –
DOMINION ENERGY INC COM 3M 58K –
DOW INC COM 5M 96K –
DUKE ENERGY CORP NEW COM NEW 517K 5K –
EAGLE BANCORP INC MD COM 375K 20K –
MCKESSON CORP COM 214K 366 –
MERCK & CO INC COM 8M 64K –
MICROSOFT CORP COM 28M 62K –
MICROCHIP TECHNOLOGY INC. COM 244K 3K –
MONDELEZ INTL INC CL A 961K 15K –
MONOLITHIC PWR SYS INC COM 785K 955 –
MOTOROLA SOLUTIONS INC COM NEW 305K 791 –
NATIONAL STORAGE AFFILIATES COM SHS BEN IN 2M 60K –
NETFLIX INC COM 208K 308 –
NEW YORK CMNTY BANCORP INC COM 432K 134K –
NEWMONT CORP COM 2M 46K –
NEXTERA ENERGY INC COM 1M 16K –
NORFOLK SOUTHN CORP COM 659K 3K –
NOVARTIS AG SPONSORED ADR 985K 9K –
NUVEEN VIRGINIA QLTY MUNCPL COM 177K 15K –
NVIDIA CORPORATION COM 7M 53K –
NUVEEN QUALITY MUNCP INCOME COM 2M 140K –
NUVEEN PFD & INCOME OPPORTUN COM 86K 12K –
OCCIDENTAL PETE CORP COM 1M 18K –
OMNICOM GROUP INC COM 453K 5K –
OMEGA HEALTHCARE INVS INC COM 3M 84K –
ORACLE CORP COM 3M 19K –
PACER FDS TR TRENDPILOT 100 861K 12K –
PACER FDS TR DEVELOPED MRKT 4M 145K –
PACER FDS TR US CASH COWS 100 7M 129K –
PALO ALTO NETWORKS INC COM 200K 591 –
EATON VANCE MUN INCOME 2028 SHS 206K 11K –
ECOLAB INC COM 506K 2K –
EMERSON ELEC CO COM 4M 37K –
ENBRIDGE INC COM 559K 16K –
ENERGY TRANSFER L P COM UT LTD PTN 580K 36K –
ENTERPRISE PRODS PARTNERS L COM 3M 101K –
EXCHANGE LISTED FDS TR SABA INT RATE 381K 18K –
EXXON MOBIL CORP COM 5M 47K –
META PLATFORMS INC CL A 789K 2K –
FEDERATED HERMES PREM MUNI I COM 266K 23K –
FEDEX CORP COM 3M 11K –
FIDELITY COVINGTON TRUST STOCK FOR INFL 229K 6K –
FIRST TR MORNINGSTAR DIVID L SHS 366K 10K –
FIRST TR EXCHANGE-TRADED FD FT VEST GOLD 4M 216K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 576K 11K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 2M 45K –
FIRST TR EXCHNG TRADED FD VI LOW DUR STRTGC 280K 15K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 7M 298K –
FORD MTR CO DEL COM 281K 22K –
FUNKO INC COM CL A 117K 12K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 263K 3K –
GE VERNOVA INC COM 226K 1K –
GENERAL DYNAMICS CORP COM 2M 9K –
GE AEROSPACE COM NEW 833K 5K –
GENERAL MLS INC COM 2M 30K –
GENERAL MTRS CO COM 1M 27K –
GLADSTONE CAPITAL CORP COM NEW 212K 9K –
GLADSTONE COMMERCIAL CORP COM 6M 421K –
GSK PLC SPONSORED ADR 1M 26K –
GLOBAL X FDS NASDAQ 100 COVER 5M 258K –
GLOBAL X FDS DOW 30 COVERED C 5M 241K –
PAVMED INC COM NEW 8K 10K –
PEPSICO INC COM 2M 14K –
PFIZER INC COM 5M 179K –
PHILIP MORRIS INTL INC COM 1M 14K –
PHILLIPS 66 COM 2M 17K –
PIMCO CORPORATE & INCOME OPP COM 19M 1M –
PIMCO ETF TR INV GRD CRP BD 15M 155K –
PIMCO ETF TR INTER MUN BD ACT 9M 165K –
PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 366K 20K –
PROCTER AND GAMBLE CO COM 2M 14K –
PROSPECT CAP CORP COM 10M 2M –
PRUDENTIAL FINL INC COM 3M 24K –
PUBLIC STORAGE OPER CO COM 2M 8K –
QUALCOMM INC COM 15M 78K –
RPM INTL INC COM 269K 3K –
RTX CORPORATION COM 6M 60K –
REALTY INCOME CORP COM 269K 5K –
REAVES UTIL INCOME FD COM SH BEN INT 477K 17K –
REGENERON PHARMACEUTICALS COM 1M 1K –
REGIONS FINANCIAL CORP NEW COM 962K 48K –
REPUBLIC SVCS INC COM 437K 2K –
RIVERNORTH MANAGED DUR MUN I COM 366K 24K –
RIVERNORTH OPPORTUNISTIC MUN COM 207K 13K –
ROCKWELL AUTOMATION INC COM 451K 2K –
ROPER TECHNOLOGIES INC COM 517K 916 –
S&P GLOBAL INC COM 293K 658 –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SPDR GOLD TR GOLD SHS 8M 39K –
SPDR INDEX SHS FDS DJ GLB RL ES ETF 5M 120K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 6M 159K –
SPDR SER TR ICE PFD SEC ETF 893K 26K –
SPDR SER TR BBG CONV SEC ETF 14M 201K –
SPDR SER TR PORTFLI INTRMDIT 6M 217K –
SPDR SER TR S&P REGL BKG 270K 5K –
SPDR SER TR PORTFOLI S&P1500 6M 88K –
SPDR SER TR S&P SEMICNDCTR 408K 2K –
SPDR DOW JONES INDL AVERAGE UT SER 1 929K 2K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 2M 3K –
SPDR SER TR NUVEEN BLMBRG SH 400K 8K –
SPDR SER TR RUSSELL YIELD 287K 3K –
SPDR SER TR PRTFLO S&P500 HI 308K 8K –
SALESFORCE INC COM 906K 4K –
SAUL CTRS INC COM 924K 25K –
SCHWAB STRATEGIC TR US LRG CAP ETF 730K 11K –
SCHWAB STRATEGIC TR US LCAP GR ETF 37M 366K –
SCHWAB STRATEGIC TR US LCAP VA ETF 28M 372K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 9M 117K –
SELECT SECTOR SPDR TR ENERGY 205K 2K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 8K –
SERVISFIRST BANCSHARES INC COM 632K 10K –
GOLDMAN SACHS GROUP INC COM 2M 5K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 11M 106K –
GOLDMAN SACHS ETF TR NASDAQ 100 CORE 722K 15K –
GRAINGER W W INC COM 209K 231 –
GRAPHIC PACKAGING HLDG CO COM 434K 17K –
HERON THERAPEUTICS INC COM 35K 10K –
HOME DEPOT INC COM 2M 7K –
HONEYWELL INTL INC COM 1M 6K –
ILLINOIS TOOL WKS INC COM 846K 4K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 362K 10K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 349K 9K –
INNOVATOR ETFS TRUST US EQTY BUF OCT 440K 11K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 306K 8K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 766K 20K –
INNOVATOR ETFS TRUST US EQT BUFR APR 676K 16K –
INTEL CORP COM 3M 104K –
INTERNATIONAL BUSINESS MACHS COM 6M 35K –
INTERNATIONAL PAPER CO COM 3M 62K –
INVESCO QQQ TR UNIT SER 1 4M 8K –
INTUIT COM 388K 591 –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 320K 3K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 2M 62K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 716K 4K –
INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 252K 6K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 5M 79K –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 7M 161K –
INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 263K 3K –
IOVANCE BIOTHERAPEUTICS INC COM 108K 14K –
ISHARES GOLD TR ISHARES NEW 280K 6K –
ISHARES TR S&P 100 ETF 1M 5K –
ISHARES TR MORNINGSTAR GRWT 1M 18K –
ISHARES TR CORE S&P TTL STK 579K 5K –
ISHARES TR SELECT DIVID ETF 1M 11K –
ISHARES TR CORE S&P500 ETF 15M 27K –
ISHARES TR CORE US AGGBD ET 4M 37K –
ISHARES TR MSCI EMG MKT ETF 1M 25K –
ISHARES TR S&P 500 GRWT ETF 5M 53K –
ISHARES TR NORTH AMERN NAT 549K 12K –
ISHARES TR S&P 500 VAL ETF 334K 2K –
ISHARES TR MSCI EAFE ETF 3M 42K –
ISHARES TR RUS MDCP VAL ETF 5M 42K –
ISHARES TR RUS MD CP GR ETF 9M 78K –
ISHARES TR RUS MID CAP ETF 22M 272K –
ISHARES TR CORE S&P MCP ETF 2M 27K –
ISHARES TR ISHARES BIOTECH 380K 3K –
ISHARES TR RUS 1000 VAL ETF 12M 67K –
ISHARES TR RUS 1000 GRW ETF 29M 80K –
ISHARES TR RUS 1000 ETF 25M 83K –
ISHARES TR RUS 2000 VAL ETF 5M 32K –
ISHARES TR RUS 2000 GRW ETF 5M 19K –
ISHARES TR RUSSELL 2000 ETF 8M 38K –
ISHARES TR CORE S&P US VLU 302K 3K –
ISHARES TR CORE S&P US GWT 1M 8K –
ISHARES TR RUSSELL 3000 ETF 1M 3K –
ISHARES TR U.S. TECH ETF 653K 4K –
ISHARES TR U.S. FINLS ETF 10M 107K –
ISHARES TR CORE S&P SCP ETF 15M 138K –
ISHARES TR SHRT NAT MUN ETF 442K 4K –
ISHARES TR MRGSTR MD CP ETF 268K 4K –
ISHARES TR JPMORGAN USD EMG 426K 5K –
ISHARES TR NATIONAL MUN ETF 722K 7K –
ISHARES TR PFD AND INCM SEC 4M 118K –
ISHARES TR EAFE VALUE ETF 296K 6K –
ISHARES TR CORE MSCI TOTAL 2M 28K –
ISHARES TR CORE MSCI EAFE 242K 3K –
ISHARES TR CORE DIV GRWTH 26M 450K –
ISHARES TR ESG AWR MSCI USA 542K 5K –
ISHARES TR ESG AW MSCI EAFE 245K 3K –
ISHARES TR ESG AWR US AGRGT 211K 5K –
SIRIUS XM HOLDINGS INC COM 31K 11K –
SOUTHERN CO COM 1M 13K –
STARBUCKS CORP COM 579K 7K –
STRYKER CORPORATION COM 985K 3K –
SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 860K 15K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 452K 3K –
TARGET CORP COM 373K 3K –
TESLA INC COM 1M 6K –
TEXAS INSTRS INC COM 554K 3K –
THERMO FISHER SCIENTIFIC INC COM 251K 455 –
3M CO COM 777K 8K –
TOWNEBANK PORTSMOUTH VA COM 411K 15K –
TRUIST FINL CORP COM 4M 100K –
US BANCORP DEL COM NEW 2M 63K –
UNILEVER PLC SPON ADR NEW 8M 145K –
UNION PAC CORP COM 2M 10K –
UNITED AIRLS HLDGS INC COM 542K 11K –
UNITED PARCEL SERVICE INC CL B 6M 41K –
UNITEDHEALTH GROUP INC COM 2M 3K –
UNIVERSAL DISPLAY CORP COM 544K 3K –
UNUM GROUP COM 1M 20K –
VALERO ENERGY CORP COM 276K 2K –
VANECK ETF TRUST MRNGSTR WDE MOAT 2M 24K –
VANECK ETF TRUST SEMICONDUCTR ETF 207K 793 –
VANECK ETF TRUST INTRMDT MUNI ETF 4M 93K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 6K –
VANGUARD WORLD FD MEGA GRWTH IND 242K 769 –
VANGUARD BD INDEX FDS TOTAL BND MRKT 16M 222K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 233K 5K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 7M 62K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 223K 3K –
VANGUARD WORLD FD INF TECH ETF 21M 37K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 4M 54K –
VANGUARD MUN BD FDS TAX EXEMPT BD 8M 155K –
VANGUARD INDEX FDS S&P 500 ETF SHS 875K 2K –
VANGUARD INDEX FDS MCAP GR IDXVIP 678K 3K –
VANGUARD INDEX FDS REAL ESTATE ETF 336K 4K –
VANGUARD INDEX FDS MID CAP ETF 6M 27K –
VANGUARD INDEX FDS GROWTH ETF 566K 2K –
VANGUARD INDEX FDS VALUE ETF 3M 19K –
VANGUARD INDEX FDS SMALL CP ETF 741K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 14K –
VERIZON COMMUNICATIONS INC COM 7M 178K –
VISA INC COM CL A 2M 6K –
VOYA ASIA PAC HIGH DIV EQT I COM 99K 16K –
WP CAREY INC COM 2M 33K –
JPMORGAN CHASE & CO. COM 10M 49K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 269K 5K –
JOHNSON & JOHNSON COM 10M 68K –
KKR REAL ESTATE FIN TR INC COM 419K 46K –
KKR & CO INC COM 313K 3K –
KIMBERLY-CLARK CORP COM 571K 4K –
KINDER MORGAN INC DEL COM 6M 314K –
LMP CAP & INCOME FD INC COM 394K 25K –
LPL FINL HLDGS INC COM 611K 2K –
L3HARRIS TECHNOLOGIES INC COM 2M 9K –
LEGG MASON ETF INVT FRANKLIN US LOW 2M 47K –
ELI LILLY & CO COM 2M 2K –
LOCKHEED MARTIN CORP COM 4M 9K –
LOWES COS INC COM 1M 5K –
M & T BK CORP COM 590K 4K –
MFS MULTIMARKET INCOME TR SH BEN INT 66K 14K –
MGM RESORTS INTERNATIONAL COM 1M 30K –
MACROGENICS INC COM 45K 11K –
MAINSTAY MACKAY DEFINEDTERM COM 2M 148K –
MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 2M 80K –
MARRIOTT INTL INC NEW CL A 2M 8K –
MASTERCARD INCORPORATED CL A 306K 693 –
MCDONALDS CORP COM 2M 7K –
WALMART INC COM 2M 25K –
WALGREENS BOOTS ALLIANCE INC COM 341K 28K –
WASTE MGMT INC DEL COM 1M 5K –
WELLS FARGO CO NEW COM 1M 20K –
WESCO INTL INC COM 1M 7K –
WILLIAMS COS INC COM 278K 7K –
WISDOMTREE TR INTERNTNL AI ENH 325K 8K –
WISDOMTREE TR EM EX ST-OWNED 2M 52K –
WISDOMTREE TR US S CAP QTY DIV 4M 81K –
WYNN RESORTS LTD COM 611K 7K –
ACCENTURE PLC IRELAND SHS CLASS A 998K 3K –
EATON CORP PLC SHS 344K 1K –
MEDTRONIC PLC SHS 880K 11K –
NORWEGIAN CRUISE LINE HLDG L SHS 495K 26K –
ATAI LIFE SCIENCES NV SHS 37K 27K –
LYONDELLBASELL INDUSTRIES N SHS - A - 333K 3K –
ROYAL CARIBBEAN GROUP COM 588K 4K –