TRILINC GLOBAL ADVISORS, LLC
Adviser information for TRILINC GLOBAL ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 32 |
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Investment Advisory/Research | 14 |
Registered Broker-Dealer Representatives | 3 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 9 | $223.5M |
Non-Discretionary | 0 | $0 |
Total | 9 | $223.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 9 | $223.5M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 56 |
Services
Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-108382 |
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SEC ERA File Number | 801-108382 |
SEC CIK Numbers | None |
SEC CRD Numbers | 285161 |
Legal Entity Identifier | None |
Principal Office
1230 ROSECRANS AVESUITE 605
MANHATTAN BEACH
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 310-997-0580, Fax: 440-247-3709
Chief Compliance Officer
SCOTT HALL
CHIEF OPERATING OFFICER
1230 ROSECRANS AVENUE, STE. 605
MANHATTAN BEACH
CA
United States
Tel:
310-997-0580
Fax:
440-247-3709
S****@****************M
(Full email address available in API data)
Regulatory Contact
AKIKO MCCOY
DIRECTOR OF COMPLIANCE
1230 ROSECRANS AVENUE, STE. 605
MANHATTAN BEACH
CA
United States
Tel:
310-220-0878
Fax:
440-247-3709
A*****@****************M
(Full email address available in API data)
Industry Affiliates
TRILINC ADVISORS INTERNATIONAL, LTD. | Other investment adviser, including financial planners |
TRILINC ADVISORS, LLC | Other investment adviser, including financial planners |
TRILINC GLOBAL ADVISORS INTERNATIONAL, LTD. | Other investment adviser, including financial planners |
TRILINC GLOBAL SUSTAINABLE INCOME FUND LUXEMBOURG GP SARL | Sponsor, GP, manager of pooled investment vehicles |
TRILINC GLOBAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
TRILINC GLOBAL SUSTAINABLE INCOME FUND II MASTER, LTD. | Hedge Fund | $75.1M | $0.5M | 9 |
TRILINC GLOBAL SUSTAINABLE INCOME FUND MASTER LTD. | Hedge Fund | $113.4M | $0.5M | 14 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SANFORD, PAUL, ROBERT | Individual | – | CHIEF INVESTMENT OFFICER | 08/2016 | < 5% |
TRILINC GLOBAL, LLC | Domestic Entity | – | MANAGING MEMBER | 08/2016 | > 75% |
NELUND, GLORIA, SUE | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2016 | < 5% |
VAN NORMAN, BRENT, LEE | Individual | – | PRESIDENT | 08/2016 | < 5% |
NELUND, GLORIA, SUE | Individual | TRILINC GLOBAL, LLC | MANAGING MEMBER | 01/2009 | 25-50% |
TIPTON, MARK, ALLEN | Individual | – | CHIEF FINANCIAL OFFICER | 01/2018 | < 5% |
HALL, SCOTT, THOMAS | Individual | – | CHIEF OPERATING OFFICER | 08/2018 | < 5% |
HALL, SCOTT, THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |