THRIVE WEALTH MANAGEMENT, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Pennsylvania, United States

Employees

Total Number of Employees	13
Investment Advisory/Research	13
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	13
Licensed Agents of an Insurance Company	4
No. of Firms/People that Solicit Clients	4

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2,522	$1.0B
Non-Discretionary	25	$44.1M
Total	2,547	$1.1B

Clients

Type	Number	RAUM
Individuals	484	$242.8M
HNW Individuals	239	$829.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$221,799
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	6	$12.8M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	20
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed feesPERCENTAGE OF RETIREMENT PLAN ASSETS UNDER ADVISEMENT
Other Business Activities	Insurance broker or agent

Identifiers

SEC RIA File Number	801-108388
SEC ERA File Number	801-108388
SEC CIK Numbers	1847610
SEC CRD Numbers	168777
Legal Entity Identifier	None

Principal Office

1000 MADISON AVENUE
SUITE 208
AUDUBON
PA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic