GEMSPRING CAPITAL MANAGEMENT, LLC
Adviser information for GEMSPRING CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 64 |
|---|---|
| Investment Advisory/Research | 42 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $4.1B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $4.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $4.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108389 |
|---|---|
| SEC ERA File Number | 801-108389 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285081 |
| Legal Entity Identifier | None |
Principal Office
54 WILTON ROADWESTPORT
CT
United States
Monday - Friday, 9AM - 5PM
Tel: (203) 408-2851, Fax: None
Chief Compliance Officer
ANDREW LERNER
GENERAL COUNSEL
54 WILTON ROAD
WESTPORT
CT
United States
Tel:
(203) 408-2851
A*****@************M
(Full email address available in API data)
Regulatory Contact
JACK TUCKER
CHIEF OPERATING OFFICER
54 WILTON ROAD
WESTPORT
CT
United States
Tel:
(203) 571-3688
J***@************M
(Full email address available in API data)
Industry Affiliates
| GEMSPRING CAPITAL EXECUTIVE GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GEMSPRING CAPITAL EXECUTIVE GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GEMSPRING CAPITAL EXECUTIVE GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GEMSPRING CAPITAL GP I, LP | Sponsor, GP, manager of pooled investment vehicles |
| GEMSPRING CAPITAL GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| GEMSPRING CAPITAL GP III, LP | Sponsor, GP, manager of pooled investment vehicles |
| GEMSPRING GROWTH SOLUTIONS GP I, LP | Sponsor, GP, manager of pooled investment vehicles |
| REALSPRING CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GEMSPRING CAPITAL EXECUTIVE FUND I, LP | Private Equity Fund | $17.9M | $0.0M | 47 |
| GEMSPRING CAPITAL EXECUTIVE FUND II, LP | Private Equity Fund | $41.6M | $0.0M | 60 |
| GEMSPRING CAPITAL EXECUTIVE FUND III, LP | Private Equity Fund | $32.0M | $0.0M | 59 |
| GEMSPRING CAPITAL FUND I-A, LP | Private Equity Fund | $120.3M | $10.0M | 16 |
| GEMSPRING CAPITAL FUND I, LP | Private Equity Fund | $329.7M | $10.0M | 23 |
| GEMSPRING CAPITAL FUND II-A, LP | Private Equity Fund | $359.8M | $10.0M | 26 |
| GEMSPRING CAPITAL FUND II, LP | Private Equity Fund | $636.9M | $10.0M | 24 |
| GEMSPRING CAPITAL FUND III-A, LP | Private Equity Fund | $781.6M | $10.0M | 64 |
| GEMSPRING CAPITAL FUND III, LP | Private Equity Fund | $1,206.3M | $10.0M | 66 |
| GEMSPRING GROWTH SOLUTIONS I-A, LP | Private Equity Fund | $155.1M | $10.0M | 17 |
| GEMSPRING GROWTH SOLUTIONS I, LP | Private Equity Fund | $318.7M | $10.0M | 24 |
| REALSPRING CAPITAL FUND I, LP | Private Equity Fund | $53.9M | $0.5M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WIENER, BRET, DAVID | Individual | – | FOUNDER AND CEO | 10/2015 | > 75% |
| TUCKER, JOHN, JOSEPH | Individual | – | CHIEF OPERATING OFFICER | 01/2021 | < 5% |
| LERNER, ANDREW, SETH | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |