CUBETECH CAPITAL, LLC
Adviser information for CUBETECH CAPITAL, LLC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $6.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $6.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $6.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-108401 |
|---|---|
| SEC ERA File Number | 801-108401 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284475 |
| Legal Entity Identifier | None |
Principal Office
93 SAN TAM ROADBLOCK 23 GREEN CREST
NEW TERRITORIES
Hong Kong
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: +852-60470681, Fax: None
Chief Compliance Officer
DAVID ZHANG
93 SAN TAM RD
BLOCK 23 GREEN CREST
NEW TERRITORIES
Hong Kong
Tel:
+852-60470681
D*********@************M
(Full email address available in API data)
Regulatory Contact
SUNNY OU
93 SAN TAM RD
BLOCK 23 GREEN CREST
NEW TERRITORIES
Hong Kong
V*****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZHANG, QIANG, NMN | Individual | ZHANG, QIANG, NMN | MEMBER | 10/2016 | > 75% |
| ZHANG, QIANG, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/3020 | > 75% |