UNION CAPITAL ASSOCIATES, L.P.
Adviser information for UNION CAPITAL ASSOCIATES, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $997.0M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $997.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $997.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108426 |
|---|---|
| SEC ERA File Number | 801-108426 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285154 |
| Legal Entity Identifier | None |
Principal Office
485 WEST PUTNAM AVENUEGREENWICH
CT
United States
Monday - Friday, 8:30 TO 5 EST
Tel: (203) 580-5740, Fax: None
Chief Compliance Officer
KEVIN DELAPLANE
PARTNER-COO
4941 FOREST AVENUE
DOWNERS GROVE
IL
United States
Tel:
312-470-9135
K****@*************************M
(Full email address available in API data)
Industry Affiliates
| UNION CAPITAL EQUITY PARTNERS II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| UNION CAPITAL EQUITY PARTNERS III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| UNION CAPITAL EQUITY PARTNERS II, LP | Private Equity Fund | $633.2M | $0.3M | 36 |
| UNION CAPITAL EQUITY PARTNERS III-A, LP | Private Equity Fund | $97.1M | $0.3M | 20 |
| UNION CAPITAL EQUITY PARTNERS III, LP | Private Equity Fund | $266.7M | $0.3M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALFOND, REIS, LORING | Individual | – | PARTNER | 04/2016 | 25-50% |
| LANDAUER, JAY, FREDRICK | Individual | – | PARTNER | 04/2016 | 25-50% |
| OGDEN, WILLIAM, STERLING | Individual | – | PARTNER | 04/2016 | 25-50% |
| DELAPLANE, KEVIN, GERARD | Individual | – | CCO AND COO | 04/2016 | < 5% |
| UNION CAPITAL ASSOCIATES GP, LLC | Domestic Entity | – | GENERAL PARTNER | 04/2016 | < 5% |
| ALFOND, REIS, LORING | Individual | UNION CAPITAL ASSOCIATES GP, LLC | MEMBER | 04/2016 | 25-50% |
| LANDAUER, JAY, FREDRICK | Individual | UNION CAPITAL ASSOCIATES GP, LLC | MEMBER | 04/2016 | 25-50% |
| OGDEN, WILLIAM, STERLING | Individual | UNION CAPITAL ASSOCIATES GP, LLC | MEMBER | 04/2016 | 25-50% |
| Shultz, Michael, Joseph | Individual | – | VICE PRESIDENT - FINANCE | 09/2017 | < 5% |