CONSEQUENT CAPITAL MANAGEMENT, LLC
Adviser information for CONSEQUENT CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $112.8M |
| Non-Discretionary | 5 | $588.1M |
| Total | 13 | $700.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $42.8M |
| Pension and profit sharing plans | <5 | $588.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $70.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108429 |
|---|---|
| SEC ERA File Number | 801-108429 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285262 |
| Legal Entity Identifier | None |
Principal Office
3344 PEACHTREE ROADSUITE 800
ATLANTA
GA
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: (404) 883-2500, Fax: None
Websites
Chief Compliance Officer
KENNETH O. SIMON
PRINCIPAL OWNER
3344 PEACHTREE ROAD
SUITE 800
ATLANTA
GA
United States
Tel:
(404) 883-2500
K**@******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL MITCHELL
FINANCIAL ANALYST
3344 PEACHTREE ROAD
SUITE 800
ATLANTA
GA
United States
Tel:
404-883-2500
M******@******************M
(Full email address available in API data)
Industry Affiliates
| CONSEQUENT CAPITAL INVESTMENTS, LLC | Other investment adviser, including financial planners |
| GRAYCO ALTERNATIVE MANAGEMENT II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GRAYCO ALTERNATIVE PARTNERS I, LP | Sponsor, GP, manager of pooled investment vehicles |
| GRAYCO ALTERNATIVE PARTNERS II, LP | Sponsor, GP, manager of pooled investment vehicles |
| GRAYCO INVESTMENT MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOUTHEASTERN GLOBAL PARTNERS LP | Sponsor, GP, manager of pooled investment vehicles |
| SOUTHEASTERN GLOBAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THECCANAT, CYRIL, MATHEW | Individual | – | MEMBER | 10/2017 | 5-10% |
| CONSEQUENT CAPITAL HOLDINGS, LLC | Domestic Entity | – | MEMBER | 04/2016 | > 75% |
| MCDONALD, TODD, ORTIQUE | Individual | – | MANAGER | 04/2016 | < 5% |
| INNERSPIN CAPITAL, LLC | Domestic Entity | CONSEQUENT CAPITAL HOLDINGS, LLC | MEMBER - CLASS A | 02/2017 | > 75% |
| AMLING, JEFFREY, STEWART | Individual | CONSEQUENT CAPITAL HOLDINGS, LLC | MEMBER - CLASS B/MANAGER | 02/2017 | |
| MCDONALD, TODD, ORTIQUE | Individual | CONSEQUENT CAPITAL HOLDINGS, LLC | MANAGER | 02/2017 | |
| CHA-CHOE, SCOTT, FRANCIS | Individual | – | BOARD MEMBER | 05/2021 | < 5% |
| HAGGENMILLER, JOSEPH, BLAISE | Individual | CONSEQUENT CAPITAL HOLDINGS, LLC | BOARD MEMBER | 08/2018 | |
| SIMON, KENNETH, O'NEAL | Individual | CONSEQUENT CAPITAL HOLDINGS, LLC | MANAGER/BOARD MEMBER | 03/2021 | |
| SIMON, KENNETH, O'NEAL | Individual | – | PRINCIPAL OWNER/CHIEF COMPLIANCE OFFICER/CEO (PENDING) | 08/2021 | 50-75% |